Brombach Theodore J

CIK 00017182184 companiesCHICAGO, IL

SEC Profile

Transactions

Companies

Filings

CIK

0001718218

Recent Transactions

50 trades

Other
AirJoule Technologies Corp.$AIRJ
Class A Common Stock
2024-10-17+153,626→ 153,626 total
Other
AirJoule Technologies Corp.$AIRJ
Class A Common Stock
2024-10-17+746,694→ 773,066 total
Other
AirJoule Technologies Corp.$AIRJ
Class A Common Stock
2024-10-17−3,481,337→ 0 total
Other
AirJoule Technologies Corp.$AIRJ
Private Placement Warrants
2024-10-17+584,470→ 584,470 total
Other
AirJoule Technologies Corp.$AIRJ
Private Placement Warrants
2024-10-17+120,250→ 120,250 total
Other
AirJoule Technologies Corp.$AIRJ
Private Placement Warrants
2024-10-17−2,725,000→ 0 total
Other
AirJoule Technologies Corp.$AIRJ
Class A Common Stock
2024-09-16−6,827,969→ 0 total
Other
AirJoule Technologies Corp.$AIRJ
Warrants
2024-09-16−8,900,000→ 0 total
Other
AirJoule Technologies Corp.$AIRJ
Class A Common Stock
2024-07-24−162,059→ 0 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2024-05-10$7.13/sh+3,450→ 27,400.74 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2024-05-09$7.13/sh+3,417→ 23,950.74 total
Award
AirJoule Technologies Corp.$AIRJ
Class A Common Stock
2024-03-14+162,059→ 162,059 total
Exercise/Conversion
AirJoule Technologies Corp.$AIRJ
Class A Common Stock
2024-03-14+6,827,969→ 6,827,969 total
Exercise/Conversion
AirJoule Technologies Corp.$AIRJ
Class B Common Stock
2024-03-14−6,827,969→ 0 total
Disposition to Issuer
AirJoule Technologies Corp.$AIRJ
Class B Common Stock
2024-03-14−269,531→ 6,827,969 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2023-12-12$7.05/sh+825→ 19,326.57 total
Other
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2023-12-11−5,409→ 18,501.57 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2023-12-05$6.89/sh+6,000→ 23,683.85 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2023-11-13$7.08/sh+289→ 17,683.85 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-11$6.67/sh+3,050→ 15,050 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-10$6.64/sh+754→ 11,645 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-10$6.63/sh+891→ 10,891 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-10$6.65/sh+355→ 12,000 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-09$6.53/sh+1,082→ 9,082 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-09$6.56/sh+918→ 10,000 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-09$6.53/sh+1,082→ 9,082 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-09$6.56/sh+918→ 10,000 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-08$6.50/sh+1,800→ 8,000 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-08$6.38/sh+100→ 4,100 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-08$6.50/sh+1,800→ 8,000 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-08$6.49/sh+2,100→ 6,200 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-08$6.38/sh+100→ 4,100 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-08$6.49/sh+2,100→ 6,200 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-04$6.39/sh+3,588→ 4,000 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-04$6.39/sh+3,588→ 4,000 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-03$6.35/sh+412→ 412 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-03$6.35/sh+412→ 412 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Interest
2021-07-21$8.50/sh+29,500→ 450,876 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Interest
2020-03-18$4.52/sh+1,000→ 420,376 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Interest
2020-03-18$4.48/sh+1,000→ 421,376 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Interest
2020-01-10$8.17/sh+612→ 419,376 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Interest
2020-01-10$8.17/sh+612→ 419,376 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Interest
2020-01-09$8.20/sh+609→ 418,764 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Interest
2020-01-09$8.20/sh+609→ 418,764 total
Sale
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Interest
2018-10-11$9.88/sh−100→ 418,155 total
Sale
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Interest
2018-10-10$9.88/sh−400→ 418,255 total
Sale
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Interest
2018-10-08$9.80/sh−100→ 418,655 total
Sale
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Interest
2018-10-04$9.83/sh−100→ 418,755 total
Sale
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Interest
2018-10-03$9.85/sh−1,080→ 418,855 total
Sale
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Interest
2018-10-02$9.82/sh−600→ 419,935 total

Companies

Recent Filings

Address

321 N. CLARK STREET

CHICAGO, IL, 60654

View on SEC.gov