Insider · CIK 0001063480

DAVIS JOE E

Reports to the SEC for 3 companies · SANTA MONICA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001063480

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-05-18	NAIINATURAL ALTERNATIVES INTERNATIONAL INC · Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2021-05-18	NAIINATURAL ALTERNATIVES INTERNATIONAL INCS Sale	Director	SSale	−2,410 sh	$14.61	−$35.2K	116,886
2021-05-18	NAIINATURAL ALTERNATIVES INTERNATIONAL INCM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$3.52	+$35.2K	119,296
2021-03-19	ANWORTH MORTGAGE ASSET CORPD Disposition to Issuer	Director	DDisposition to Issuer	−15.6K sh	—	—	0
2021-03-19	ANWORTH MORTGAGE ASSET CORPRestricted Stock UnitD Disposition to Issuer	Director	DDisposition to Issuer	−24K sh	—	—	0
2021-03-19	ANWORTH MORTGAGE ASSET CORPSeries B Cumulative Convertible Preferred StockD Disposition to Issuer	Director	DDisposition to Issuer	−3,000 sh	—	—	0
2021-03-15	NAIINATURAL ALTERNATIVES INTERNATIONAL INCA Award	Director	AAward	+4,000 sh	—	—	109,296
2020-08-13	NAIINATURAL ALTERNATIVES INTERNATIONAL INCA Award	Director	AAward	+10K sh	$7.07	+$70.7K	105,296
2020-07-01	ANWORTH MORTGAGE ASSET CORPRestricted Stock UnitA Award	Director	AAward	+2,000 sh	—	—	24,000
2020-04-17	NAIINATURAL ALTERNATIVES INTERNATIONAL INCJ Other	Director	JOther	−15K sh	—	—	95,296
2020-04-01	NAIINATURAL ALTERNATIVES INTERNATIONAL INCA Award	Director	AAward	+15K sh	—	—	110,296
2019-07-01	ANWORTH MORTGAGE ASSET CORPRestricted Stock UnitA Award	Director	AAward	+2,000 sh	—	—	22,000
2019-03-15	NAIINATURAL ALTERNATIVES INTERNATIONAL INCA Award	Director	AAward	+10K sh	—	—	95,296
2018-07-02	ANWORTH MORTGAGE ASSET CORPRestricted Stock UnitA Award	Director	AAward	+2,000 sh	—	—	20,000
2018-03-19	NAIINATURAL ALTERNATIVES INTERNATIONAL INCA Award	Director	AAward	+10K sh	—	—	85,296
2017-07-03	ANWORTH MORTGAGE ASSET CORPRestricted Stock UnitA Award	Director	AAward	+2,000 sh	—	—	18,000
2017-03-28	NAIINATURAL ALTERNATIVES INTERNATIONAL INCA Award	Director	AAward	+10K sh	—	—	75,296
2016-07-01	ANWORTH MORTGAGE ASSET CORPRestricted Stock UnitA Award	Director	AAward	+2,000 sh	—	—	16,000
2016-03-23	NAIINATURAL ALTERNATIVES INTERNATIONAL INCA Award	Director	AAward	+10K sh	—	—	65,296
2015-07-01	ANWORTH MORTGAGE ASSET CORPRestricted Stock UnitA Award	Director	AAward	+2,000 sh	—	—	14,000
2015-03-19	NAIINATURAL ALTERNATIVES INTERNATIONAL INCA Award	Director	AAward	+5,000 sh	—	—	55,296
2014-07-10	ANWORTH MORTGAGE ASSET CORPRestricted Stock UnitA Award	Director	AAward	+2,000 sh	—	—	12,000
2014-03-07	NAIINATURAL ALTERNATIVES INTERNATIONAL INCA Award	Director	AAward	+5,000 sh	—	—	50,296
2013-07-01	ANWORTH MORTGAGE ASSET CORPRestricted Stock UnitA Award	Director	AAward	+2,000 sh	—	—	10,000
2013-06-24	NAIINATURAL ALTERNATIVES INTERNATIONAL INCA Award	Director	AAward	+4,500 sh	—	—	45,296
2012-09-03	NAIINATURAL ALTERNATIVES INTERNATIONAL INCA Award	Director	AAward	+3,000 sh	—	—	40,796
2012-07-02	ANWORTH MORTGAGE ASSET CORPRestricted Stock UnitA Award	Director	AAward	+2,000 sh	—	—	8,000
2011-07-22	ANWORTH MORTGAGE ASSET CORPM Exercise/Conversion	Director	MExercise/Conversion	+260 sh	$6.70	+$1,742	15,582
2011-07-22	ANWORTH MORTGAGE ASSET CORPStock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−260 sh	—	—	0
2011-07-01	ANWORTH MORTGAGE ASSET CORPRestricted Stock UnitA Award	Director	AAward	+2,000 sh	—	—	6,000
2011-06-13	NAIINATURAL ALTERNATIVES INTERNATIONAL INC · Non-qualified stock option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2010-08-31	NAIINATURAL ALTERNATIVES INTERNATIONAL INC · Non-qualified stock option (right to buy)A Award	Director	AAward	+10K sh	—	—	60,000
2010-07-01	ANWORTH MORTGAGE ASSET CORPRestricted Stock UnitA Award	Director	AAward	+2,000 sh	—	—	4,000
2010-02-26	NAIINATURAL ALTERNATIVES INTERNATIONAL INC · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	50,000
2010-02-26	NAIINATURAL ALTERNATIVES INTERNATIONAL INCM Exercise/Conversion	Director	MExercise/Conversion	+796 sh	$7.72	+$6,146.712	27,796
2009-07-10	ANWORTH MORTGAGE ASSET CORPRestricted Stock UnitA Award	Director	AAward	+2,000 sh	—	—	2,000
2009-06-29	NAIINATURAL ALTERNATIVES INTERNATIONAL INC · Non-qualified stock option (right to buy)A Award	Director	AAward	+10K sh	—	—	60,000
2009-02-27	ANWORTH MORTGAGE ASSET CORPM Exercise/Conversion	Director	MExercise/Conversion	+1,250 sh	$4.60	+$5,750	15,250
2009-02-27	ANWORTH MORTGAGE ASSET CORPDividend Equivalent RightsX Exercise of In-Money	Director	XExercise of In-Money	−72 sh	—	—	0
2009-02-27	ANWORTH MORTGAGE ASSET CORPStock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,250 sh	—	—	0
2009-02-27	ANWORTH MORTGAGE ASSET CORPX Exercise of In-Money	Director	XExercise of In-Money	+72 sh	—	—	15,322
2007-08-10	ANWORTH MORTGAGE ASSET CORPSeries B Cumulative Convertible Preferred StockP Purchase	Director	PPurchase	+1,000 sh	$16.50	+$16.5K	3,000
2007-07-11	ANWORTH MORTGAGE ASSET CORPA Award	Director	AAward	+2,000 sh	—	—	10,000
2007-06-29	NAIINATURAL ALTERNATIVES INTERNATIONAL INC · Non-qualified stock option (right to buy)A Award	Director	AAward	+10K sh	—	—	50,000
2006-04-28	NAIINATURAL ALTERNATIVES INTERNATIONAL INC · Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	50,000
2005-10-14	ANWORTH MORTGAGE ASSET CORPA Award	Director	AAward	+2,000 sh	—	—	6,000
2004-06-16	NAIINATURAL ALTERNATIVES INTERNATIONAL INCM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$2.81	+$28.1K	21,000
2004-06-16	NAIINATURAL ALTERNATIVES INTERNATIONAL INCM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$2.16	+$21.6K	11,000
2004-06-16	NAIINATURAL ALTERNATIVES INTERNATIONAL INC · Non-Qualified Stock Option (right to buy)X Exercise of In-Money	Director	XExercise of In-Money	−10K sh	—	—	40,000
2004-06-16	NAIINATURAL ALTERNATIVES INTERNATIONAL INC · Non-Qualified Stock Option (right to buy)X Exercise of In-Money	Director	XExercise of In-Money	−10K sh	—	—	30,000

Recent filings

Accepted (ET)
May 204
DAVIS JOE E0001437749-21-012849
SEC(opens sec.gov)
Mar 224
DAVIS JOE E0001179110-21-003652
SEC(opens sec.gov)
Mar 184
DAVIS JOE E0001437749-21-006543
SEC(opens sec.gov)
Aug 174
DAVIS JOE E0001437749-20-018205
SEC(opens sec.gov)
Jul 24
DAVIS JOE E0001179110-20-007938
SEC(opens sec.gov)
Apr 274/A
DAVIS JOE E0001437749-20-008501
SEC(opens sec.gov)
Apr 24
DAVIS JOE E0001437749-20-006820
SEC(opens sec.gov)
Jul 24
DAVIS JOE E0001179110-19-008368
SEC(opens sec.gov)
Mar 194
DAVIS JOE E0001437749-19-005283
SEC(opens sec.gov)
Jul 54
DAVIS JOE E0001179110-18-009476
SEC(opens sec.gov)
Mar 234
DAVIS JOE E0001437749-18-005367
SEC(opens sec.gov)
Jul 74
ANWORTH MORTGAGE ASSET CORP0001179110-17-010211
SEC(opens sec.gov)
Mar 304
NATURAL ALTERNATIVES INTERNATIONAL INC0001437749-17-005621
SEC(opens sec.gov)
Jul 14
ANWORTH MORTGAGE ASSET CORP0001209191-16-130385
SEC(opens sec.gov)
Mar 284
NATURAL ALTERNATIVES INTERNATIONAL INC0001437749-16-028495
SEC(opens sec.gov)
Jul 24
ANWORTH MORTGAGE ASSET CORP0001209191-15-058522
SEC(opens sec.gov)

Companies

Address

C/O ANWORTH MORTGAGE ASSET CORPORATION 1299 OCEAN AVENUE, SECOND FLOOR

SANTA MONICA, CA, 90401