DAVIS JOE E

CIK 00010634802 companiesSANTA MONICA, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001063480

Recent Transactions

50 trades

Exercise/Conversion
NATURAL ALTERNATIVES INTERNATIONAL INC$NAII
Common Stock
2021-05-18$3.52/sh+10,000→ 119,296 total
Exercise/Conversion
NATURAL ALTERNATIVES INTERNATIONAL INC$NAII
Stock Option
2021-05-18−10,000→ 0 total
Sale
NATURAL ALTERNATIVES INTERNATIONAL INC$NAII
Common Stock
2021-05-18$14.61/sh−2,410→ 116,886 total
Disposition to Issuer
ANWORTH MORTGAGE ASSET CORP
Common Stock
2021-03-19−15,582→ 0 total
Disposition to Issuer
ANWORTH MORTGAGE ASSET CORP
Restricted Stock Unit
2021-03-19−24,000→ 0 total
Disposition to Issuer
ANWORTH MORTGAGE ASSET CORP
Series B Cumulative Convertible Preferred Stock
2021-03-19−3,000→ 0 total
Award
NATURAL ALTERNATIVES INTERNATIONAL INC$NAII
Common Stock
2021-03-15+4,000→ 109,296 total
Award
NATURAL ALTERNATIVES INTERNATIONAL INC$NAII
Common Stock
2020-08-13$7.07/sh+10,000→ 105,296 total
Award
ANWORTH MORTGAGE ASSET CORP
Restricted Stock Unit
2020-07-01+2,000→ 24,000 total
Other
NATURAL ALTERNATIVES INTERNATIONAL INC$NAII
Common Stock
2020-04-17−15,000→ 95,296 total
Award
NATURAL ALTERNATIVES INTERNATIONAL INC$NAII
Common Stock
2020-04-01+15,000→ 110,296 total
Award
ANWORTH MORTGAGE ASSET CORP
Restricted Stock Unit
2019-07-01+2,000→ 22,000 total
Award
NATURAL ALTERNATIVES INTERNATIONAL INC$NAII
Common Stock
2019-03-15+10,000→ 95,296 total
Award
ANWORTH MORTGAGE ASSET CORP
Restricted Stock Unit
2018-07-02+2,000→ 20,000 total
Award
NATURAL ALTERNATIVES INTERNATIONAL INC$NAII
Common Stock
2018-03-19+10,000→ 85,296 total
Award
ANWORTH MORTGAGE ASSET CORP
Restricted Stock Unit
2017-07-03+2,000→ 18,000 total
Award
NATURAL ALTERNATIVES INTERNATIONAL INC$NAII
Common Stock
2017-03-28+10,000→ 75,296 total
Award
ANWORTH MORTGAGE ASSET CORP
Restricted Stock Unit
2016-07-01+2,000→ 16,000 total
Award
NATURAL ALTERNATIVES INTERNATIONAL INC$NAII
Common Stock
2016-03-23+10,000→ 65,296 total
Award
ANWORTH MORTGAGE ASSET CORP
Restricted Stock Unit
2015-07-01+2,000→ 14,000 total
Award
NATURAL ALTERNATIVES INTERNATIONAL INC$NAII
Common Stock
2015-03-19+5,000→ 55,296 total
Award
ANWORTH MORTGAGE ASSET CORP
Restricted Stock Unit
2014-07-10+2,000→ 12,000 total
Award
NATURAL ALTERNATIVES INTERNATIONAL INC$NAII
Common Stock
2014-03-07+5,000→ 50,296 total
Award
ANWORTH MORTGAGE ASSET CORP
Restricted Stock Unit
2013-07-01+2,000→ 10,000 total
Award
NATURAL ALTERNATIVES INTERNATIONAL INC$NAII
Common Stock
2013-06-24+4,500→ 45,296 total
Award
NATURAL ALTERNATIVES INTERNATIONAL INC$NAII
Common Stock
2012-09-03+3,000→ 40,796 total
Award
ANWORTH MORTGAGE ASSET CORP
Restricted Stock Unit
2012-07-02+2,000→ 8,000 total
Exercise/Conversion
ANWORTH MORTGAGE ASSET CORP
Stock Option (right to buy)
2011-07-22−260→ 0 total
Exercise/Conversion
ANWORTH MORTGAGE ASSET CORP
Common Stock
2011-07-22$6.70/sh+260→ 15,582 total
Award
ANWORTH MORTGAGE ASSET CORP
Restricted Stock Unit
2011-07-01+2,000→ 6,000 total
Award
NATURAL ALTERNATIVES INTERNATIONAL INC$NAII
Non-qualified stock option (right to buy)
2011-06-13+10,000→ 10,000 total
Award
NATURAL ALTERNATIVES INTERNATIONAL INC$NAII
Non-qualified stock option (right to buy)
2010-08-31+10,000→ 60,000 total
Award
ANWORTH MORTGAGE ASSET CORP
Restricted Stock Unit
2010-07-01+2,000→ 4,000 total
Exercise/Conversion
NATURAL ALTERNATIVES INTERNATIONAL INC$NAII
Common Stock
2010-02-26$7.72/sh+796→ 27,796 total
Exercise/Conversion
NATURAL ALTERNATIVES INTERNATIONAL INC$NAII
Non-Qualified Stock Option (right to buy)
2010-02-26−10,000→ 50,000 total
Award
ANWORTH MORTGAGE ASSET CORP
Restricted Stock Unit
2009-07-10+2,000→ 2,000 total
Award
NATURAL ALTERNATIVES INTERNATIONAL INC$NAII
Non-qualified stock option (right to buy)
2009-06-29+10,000→ 60,000 total
Exercise/Conversion
ANWORTH MORTGAGE ASSET CORP
Stock Option (right to buy)
2009-02-27−1,250→ 0 total
Exercise/Conversion
ANWORTH MORTGAGE ASSET CORP
Common Stock
2009-02-27$4.60/sh+1,250→ 15,250 total
Exercise of In-Money
ANWORTH MORTGAGE ASSET CORP
Common Stock
2009-02-27+72→ 15,322 total
Exercise of In-Money
ANWORTH MORTGAGE ASSET CORP
Dividend Equivalent Rights
2009-02-27−72→ 0 total
Purchase
ANWORTH MORTGAGE ASSET CORP
Series B Cumulative Convertible Preferred Stock
2007-08-10$16.50/sh+1,000→ 3,000 total
Award
ANWORTH MORTGAGE ASSET CORP
Common Stock
2007-07-11+2,000→ 10,000 total
Award
NATURAL ALTERNATIVES INTERNATIONAL INC$NAII
Non-qualified stock option (right to buy)
2007-06-29+10,000→ 50,000 total
Award
NATURAL ALTERNATIVES INTERNATIONAL INC$NAII
Non-Qualified Stock Option (right to buy)
2006-04-28+10,000→ 50,000 total
Award
ANWORTH MORTGAGE ASSET CORP
Common Stock
2005-10-14+2,000→ 6,000 total
Exercise/Conversion
NATURAL ALTERNATIVES INTERNATIONAL INC$NAII
Common stock
2004-06-16$2.16/sh+10,000→ 11,000 total
Exercise/Conversion
NATURAL ALTERNATIVES INTERNATIONAL INC$NAII
Common Stock
2004-06-16$2.81/sh+10,000→ 21,000 total
Exercise of In-Money
NATURAL ALTERNATIVES INTERNATIONAL INC$NAII
Non-Qualified Stock Option (right to buy)
2004-06-16−10,000→ 40,000 total
Purchase
NATURAL ALTERNATIVES INTERNATIONAL INC$NAII
Common Stock
2003-08-26$5.39/sh+1,000→ 1,000 total

Companies

Recent Filings

Address

C/O ANWORTH MORTGAGE ASSET CORPORATION 1299 OCEAN AVENUE, SECOND FLOOR

SANTA MONICA, CA, 90401

View on SEC.gov