Insider · CIK 0001141058

FOX JAMES L

Reports to the SEC for 4 companies · BOSTON, MA

sec.gov

Transactions

Companies

Filings

CIK

0001141058

Forms 4 and 5

Insider transactions

41 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2024-11-25	ENVESTNET, INC.D Disposition to Issuer	Director, Interim CEO	DDisposition to Issuer	−37.5K sh	$63.15	−$2.37M	0
2024-11-25	ENVESTNET, INC.Stock Option (right to buy)D Disposition to Issuer	Director, Interim CEO	DDisposition to Issuer	−8,082 sh	—	—	0
2024-02-29	ENVESTNET, INC.A Award	Director, Interim CEO	AAward	+5,487 sh	—	—	37,476
2024-01-07	ENVESTNET, INC.A Award	Director, Interim CEO	AAward	+5,178 sh	—	—	31,989
2023-02-28	ENVESTNET, INC.A Award	Director, Interim CEO	AAward	+4,472 sh	—	—	26,811
2022-02-28	ENVESTNET, INC.A Award	Director, Interim CEO	AAward	+3,275 sh	—	—	22,339
2021-03-11	ENVESTNET, INC.A Award	Director, Interim CEO	AAward	+3,339 sh	—	—	19,064
2020-02-28	ENVESTNET, INC.A Award	Director, Interim CEO	AAward	+2,428 sh	—	—	15,725
2019-03-04	ENVESTNET, INC.A Award	Director, Interim CEO	AAward	+2,553 sh	—	—	13,297
2018-02-28	ENVESTNET, INC.A Award	Director, Interim CEO	AAward	+2,580 sh	—	—	10,744
2017-11-29	ENVESTNET, INC.M Exercise/Conversion	Director, Interim CEO	MExercise/Conversion	+55 sh	—	—	8,164
2017-11-29	ENVESTNET, INC.Restricted Stock UnitsM Exercise/Conversion	Director, Interim CEO	MExercise/Conversion	−55 sh	—	—	277
2017-08-29	ENVESTNET, INC.Restricted Stock UnitsM Exercise/Conversion	Director, Interim CEO	MExercise/Conversion	−55 sh	—	—	332
2017-08-29	ENVESTNET, INC.M Exercise/Conversion	Director, Interim CEO	MExercise/Conversion	+55 sh	—	—	3,744
2017-05-29	ENVESTNET, INC.Restricted Stock UnitsM Exercise/Conversion	Director, Interim CEO	MExercise/Conversion	−55 sh	—	—	387
2017-05-29	ENVESTNET, INC.M Exercise/Conversion	Director, Interim CEO	MExercise/Conversion	+55 sh	—	—	3,689
2017-03-28	ENVESTNET, INC.Restricted Stock UnitsA Award	Director, Interim CEO	AAward	+2,625 sh	$31.70	+$83.2K	2,625
2017-03-28	ENVESTNET, INC.Director Stock Option (Right to Buy)A Award	Director, Interim CEO	AAward	+2,872 sh	$31.70	+$91K	2,872
2017-02-28	ENVESTNET, INC.M Exercise/Conversion	Director, Interim CEO	MExercise/Conversion	+221 sh	—	—	3,634
2017-02-28	ENVESTNET, INC.M Exercise/Conversion	Director, Interim CEO	MExercise/Conversion	+1,463 sh	—	—	3,413
2017-02-28	ENVESTNET, INC.Restricted Stock UnitA Award	Director, Interim CEO	AAward	−221 sh	—	—	442
2017-02-28	ENVESTNET, INC.Restricted Stock UnitA Award	Director, Interim CEO	AAward	−1,463 sh	—	—	1,463
2016-02-29	ENVESTNET, INC.Restricted Stock UnitA Award	Director, Interim CEO	AAward	+4,876 sh	$20.51	+$100K	4,876
2016-02-29	ENVESTNET, INC.Restricted Stock UnitM Exercise/Conversion	Director, Interim CEO	MExercise/Conversion	−1,950 sh	—	—	2,925
2016-02-29	ENVESTNET, INC.M Exercise/Conversion	Director, Interim CEO	MExercise/Conversion	+1,950 sh	—	—	1,950
2016-02-29	ENVESTNET, INC.Director Stock Option (Right to Buy)A Award	Director, Interim CEO	AAward	+5,210 sh	$20.51	+$107K	5,210
2016-02-29	ENVESTNET, INC.Restricted Stock UnitA Award	Director, Interim CEO	AAward	+663 sh	$20.51	+$13.6K	663
2012-08-20	FX Alliance Inc.J Other	Director	JOther	−2,890 sh	$22.00	−$63.6K	0
2012-05-07	FX Alliance Inc.A Award	Director	AAward	+2,890 sh	—	—	2,890
2011-01-19	ROCK OF AGES CORPD Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	$5.25	−$26.3K	0
2004-12-31	Citi Investor Services, Inc.A Award	EVP, Chief Financial Officer	AAward	+948.615 sh	$12.65	+$12K	42,948.615
2004-10-01	Citi Investor Services, Inc.F Tax Payment	EVP, Chief Financial Officer	FTax Payment	−1,620 sh	$14.61	−$23.7K	41,328.615
2004-08-16	Citi Investor Services, Inc.A Award	EVP, Chief Financial Officer	AAward	+22K sh	—	—	42,000
2004-08-16	Citi Investor Services, Inc.Employee Stock Option - Right to BuyA Award	EVP, Chief Financial Officer	AAward	+25K sh	—	—	25,000
2004-05-24	ROCK OF AGES CORPS Sale	Director	SSale	+1,000 sh	$7.90	+$7,900	1,000
2004-05-21	ROCK OF AGES CORPS Sale	Director	SSale	+14K sh	$7.90	+$111K	2,000
2004-05-21	ROCK OF AGES CORPStock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−15K sh	—	—	0
2004-05-21	ROCK OF AGES CORPM Exercise/Conversion	Director	MExercise/Conversion	+15K sh	$4.94	+$74.1K	16,000
2003-10-01	Citi Investor Services, Inc.A Award	EVP, Chief Financial Officer	AAward	+20K sh	—	—	20,000
2003-10-01	Citi Investor Services, Inc.Employee Stock Option (Right to Buy)A Award	EVP, Chief Financial Officer	AAward	+40K sh	—	—	40,000
2000-07-20	ROCK OF AGES CORPStock Option (right to buy)A Award	Director	AAward	+15K sh	—	—	15,000

Recent filings

Accepted (ET)
Nov 254
FOX JAMES L0001213900-24-102150
SEC(opens sec.gov)
Mar 44
FOX JAMES L0001628280-24-008506
SEC(opens sec.gov)
Jan 94
FOX JAMES L0001628280-24-000986
SEC(opens sec.gov)
Mar 24
FOX JAMES L0001628280-23-006125
SEC(opens sec.gov)
Mar 24
FOX JAMES L0001628280-22-004778
SEC(opens sec.gov)
Mar 154
FOX JAMES L0001628280-21-004776
SEC(opens sec.gov)
Mar 34
FOX JAMES L0001628280-20-002841
SEC(opens sec.gov)
Mar 64
FOX JAMES L0001628280-19-002564
SEC(opens sec.gov)
Mar 24
FOX JAMES L0001104659-18-014465
SEC(opens sec.gov)
Dec 14
FOX JAMES L0001104659-17-071441
SEC(opens sec.gov)
Aug 314
FOX JAMES L0001104659-17-054951
SEC(opens sec.gov)
May 314
ENVESTNET, INC.0001104659-17-036653
SEC(opens sec.gov)
Mar 304
ENVESTNET, INC.0001104659-17-020467
SEC(opens sec.gov)
Mar 24
ENVESTNET, INC.0001104659-17-013628
SEC(opens sec.gov)

Companies

Address

225 SHAWMUT AVENUE

BOSTON, MA, 02118