Insider · CIK 0001160634

ROTH GORDON J

Reports to the SEC for 6 companies · NEWPORT BEACH, CA

sec.gov

Transactions

Companies

Filings

CIK

0001160634

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2024-12-06	Roth CH Acquisition V Co.J Other	Chief Financial Officer, 10% Owner	JOther	−17K sh	—	—	81,991
2024-12-06	Roth CH Acquisition V Co.S Sale	Chief Financial Officer, 10% Owner	SSale	−17K sh	—	—	81,991
2023-05-23	TYGOTIGO ENERGY, INC. · Warrants to purchase common stockS Sale	former officer	SSale	−48.5K sh	—	—	4,285
2023-05-23	TYGOTIGO ENERGY, INC. · Warrants to purchase common stockS Sale	former officer	SSale	−6,278 sh	—	—	555
2023-05-23	TYGOTIGO ENERGY, INC.S Sale	former officer	SSale	−7,872 sh	—	—	696
2023-05-23	TYGOTIGO ENERGY, INC.S Sale	former officer	SSale	−61.3K sh	—	—	37,537
2023-05-23	TYGOTIGO ENERGY, INC. · Warrants to purchase common stockS Sale	former officer	SSale	−3,936 sh	—	—	348
2023-05-23	TYGOTIGO ENERGY, INC.S Sale	former officer	SSale	−473K sh	—	—	289,676
2021-12-03	Roth CH Acquisition V Co.Warrants to purchase Common StockP Purchase	Chief Financial Officer, 10% Owner	PPurchase	+53.3K sh	—	—	53,279
2021-12-03	Roth CH Acquisition V Co.P Purchase	Chief Financial Officer, 10% Owner	PPurchase	+13.8K sh	$10.00	+$138K	98,951
2021-12-03	Roth CH Acquisition V Co.P Purchase	Chief Financial Officer, 10% Owner	PPurchase	+107K sh	$10.00	+$1.07M	763,615
2021-12-03	Roth CH Acquisition V Co.Warrants to purchase Common StockP Purchase	Chief Financial Officer, 10% Owner	PPurchase	+6,904 sh	—	—	6,904
2021-08-10	TYGOTIGO ENERGY, INC. · Warrants to purchase Common StockP Purchase	former officer	PPurchase	+6,833 sh	—	—	6,833
2021-08-10	TYGOTIGO ENERGY, INC.P Purchase	former officer	PPurchase	+13.7K sh	$10.00	+$137K	98,810
2021-08-10	TYGOTIGO ENERGY, INC.P Purchase	former officer	PPurchase	+105K sh	$10.00	+$1.05M	762,528
2021-08-10	TYGOTIGO ENERGY, INC. · Warrants to purchase Common StockP Purchase	former officer	PPurchase	+52.7K sh	—	—	52,736
2021-03-05	QualTek Services Inc.P Purchase	Chief Financial Officer	PPurchase	+12.6K sh	$10.00	+$126K	12,643
2021-03-05	QualTek Services Inc.Warrants to purchase Common StockP Purchase	Chief Financial Officer	PPurchase	+17.6K sh	—	—	17,646
2021-03-05	QualTek Services Inc.Warrants to purchase Common StockP Purchase	Chief Financial Officer	PPurchase	+3,161 sh	—	—	3,161
2021-03-05	QualTek Services Inc.P Purchase	Chief Financial Officer	PPurchase	+70.6K sh	$10.00	+$706K	567,961
2021-03-05	QualTek Services Inc.P Purchase	Chief Financial Officer	PPurchase	+11.5K sh	$10.00	+$115K	92,352
2021-03-05	QualTek Services Inc.Warrants to purchase Common StockP Purchase	Chief Financial Officer	PPurchase	+2,869 sh	—	—	2,869
2020-12-15	RSVRReservoir Media, Inc.P Purchase	Chief Financial Officer, 10% Owner	PPurchase	+181K sh	$10.00	+$1.81M	2,068,252
2020-12-15	RSVRReservoir Media, Inc. · Warrants to purchase Common StockP Purchase	Chief Financial Officer, 10% Owner	PPurchase	+1,039 sh	—	—	1,039
2020-12-15	RSVRReservoir Media, Inc. · Warrants to purchase Common StockP Purchase	Chief Financial Officer, 10% Owner	PPurchase	+90.3K sh	—	—	90,281
2020-12-15	RSVRReservoir Media, Inc.P Purchase	Chief Financial Officer, 10% Owner	PPurchase	+2,079 sh	$10.00	+$20.8K	23,812
2020-05-26	Roth CH Acquisition I CoJ Other	Chief Financial Officer	JOther	−45.4K sh	—	—	428,898
2020-05-26	Roth CH Acquisition I CoP Purchase	Chief Financial Officer	PPurchase	+115 sh	$10.00	+$1,150	84,908
2020-05-26	Roth CH Acquisition I CoJ Other	Chief Financial Officer	JOther	−9,375 sh	—	—	75,533
2020-05-26	Roth CH Acquisition I CoP Purchase	Chief Financial Officer	PPurchase	+794 sh	$10.00	+$7,940	474,307
2020-05-26	Roth CH Acquisition I CoWarrants to purchase Common StockP Purchase	Chief Financial Officer	PPurchase	+86 sh	—	—	6,937
2020-05-26	Roth CH Acquisition I CoWarrants to purchase Common StockP Purchase	Chief Financial Officer	PPurchase	+595 sh	—	—	47,695
2020-05-07	Roth CH Acquisition I CoWarrants to purchase Common StockP Purchase	Chief Financial Officer	PPurchase	+6,851 sh	—	—	6,851
2020-05-07	Roth CH Acquisition I CoP Purchase	Chief Financial Officer	PPurchase	+9,135 sh	$10.00	+$91.4K	84,793
2020-05-07	Roth CH Acquisition I CoWarrants to purchase Common StockP Purchase	Chief Financial Officer	PPurchase	+47.1K sh	—	—	47,100
2020-05-07	Roth CH Acquisition I CoP Purchase	Chief Financial Officer	PPurchase	+10K sh	$10.00	+$100K	85,658
2020-05-07	Roth CH Acquisition I CoP Purchase	Chief Financial Officer	PPurchase	+52.9K sh	$10.00	+$529K	419,391
2020-05-07	Roth CH Acquisition I CoWarrants to purchase Common StockP Purchase	Chief Financial Officer	PPurchase	+7,500 sh	—	—	7,500
2020-05-07	Roth CH Acquisition I CoWarrants to purchase Common StockP Purchase	Chief Financial Officer	PPurchase	+39.7K sh	—	—	39,693
2020-05-07	Roth CH Acquisition I CoP Purchase	Chief Financial Officer	PPurchase	+62.8K sh	$10.00	+$628K	473,513
2010-10-01	MACC PEI LIQUIDATING TRUSTP Purchase	Director	PPurchase	+1,882 sh	$0.85	+$1,599.7	57,783
2010-09-08	MACC PEI LIQUIDATING TRUSTP Purchase	Director	PPurchase	+5,100 sh	$0.87	+$4,449.24	55,901
2010-09-01	MACC PEI LIQUIDATING TRUSTP Purchase	Director	PPurchase	+8,600 sh	$0.91	+$7,811.38	50,801
2010-08-31	MACC PEI LIQUIDATING TRUSTP Purchase	Director	PPurchase	+2,000 sh	$0.91	+$1,812.2	42,201
2009-01-07	MACC PEI LIQUIDATING TRUSTP Purchase	Director	PPurchase	+4,500 sh	$0.83	+$3,725.1	40,201
2009-01-05	MACC PEI LIQUIDATING TRUSTP Purchase	Director	PPurchase	+1,500 sh	$0.65	+$972	35,701
2008-06-19	MACC PEI LIQUIDATING TRUSTP Purchase	Director	PPurchase	+1,752 sh	$2.05	+$3,591.6	7,903
2008-06-19	MACC PEI LIQUIDATING TRUSTP Purchase	Director	PPurchase	+498 sh	$2.15	+$1,070.7	8,401
2008-06-18	MACC PEI LIQUIDATING TRUSTP Purchase	Director	PPurchase	+400 sh	$2.15	+$860	5,851
2008-06-18	MACC PEI LIQUIDATING TRUSTP Purchase	Director	PPurchase	+300 sh	$2.16	+$648	6,151

Recent filings

Accepted (ET)
Dec 124/A
ROTH GORDON J0001104659-24-128073
SEC(opens sec.gov)
Dec 114
ROTH GORDON J0001104659-24-127717
SEC(opens sec.gov)
May 254
ROTH GORDON J0001104659-23-064790
SEC(opens sec.gov)
Dec 64
ROTH GORDON J0001104659-21-146935
SEC(opens sec.gov)
Aug 114
ROTH GORDON J0001104659-21-103548
SEC(opens sec.gov)
Mar 84
ROTH GORDON J0001104659-21-033284
SEC(opens sec.gov)

Companies

Address

26 CORPORATE PLAZA

NEWPORT BEACH, CA, 92660