ROTH GORDON J

CIK 00011606346 companiesNEWPORT BEACH, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001160634

Recent Transactions

50 trades

Other
Roth CH Acquisition V Co.
Common Stock
2024-12-06−16,960→ 81,991 total
Sale
Roth CH Acquisition V Co.
Common Stock
2024-12-06−16,960→ 81,991 total
Sale
TIGO ENERGY, INC.$TYGO
Warrants to purchase common stock
2023-05-23−48,451→ 4,285 total
Sale
TIGO ENERGY, INC.$TYGO
Warrants to purchase common stock
2023-05-23−6,278→ 555 total
Sale
TIGO ENERGY, INC.$TYGO
Common Stock
2023-05-23−7,872→ 696 total
Sale
TIGO ENERGY, INC.$TYGO
Common Stock
2023-05-23−61,273→ 37,537 total
Sale
TIGO ENERGY, INC.$TYGO
Warrants to purchase common stock
2023-05-23−3,936→ 348 total
Sale
TIGO ENERGY, INC.$TYGO
Common Stock
2023-05-23−472,852→ 289,676 total
Purchase
Roth CH Acquisition V Co.
Warrants to purchase Common Stock
2021-12-03+53,279→ 53,279 total
Purchase
Roth CH Acquisition V Co.
Common Stock
2021-12-03$10.00/sh+13,808→ 98,951 total
Purchase
Roth CH Acquisition V Co.
Common Stock
2021-12-03$10.00/sh+106,559→ 763,615 total
Purchase
Roth CH Acquisition V Co.
Warrants to purchase Common Stock
2021-12-03+6,904→ 6,904 total
Purchase
TIGO ENERGY, INC.$TYGO
Warrants to purchase Common Stock
2021-08-10+6,833→ 6,833 total
Purchase
TIGO ENERGY, INC.$TYGO
Common Stock
2021-08-10$10.00/sh+13,667→ 98,810 total
Purchase
TIGO ENERGY, INC.$TYGO
Common Stock
2021-08-10$10.00/sh+105,472→ 762,528 total
Purchase
TIGO ENERGY, INC.$TYGO
Warrants to purchase Common Stock
2021-08-10+52,736→ 52,736 total
Purchase
QualTek Services Inc.
Common Stock
2021-03-05$10.00/sh+12,643→ 12,643 total
Purchase
QualTek Services Inc.
Warrants to purchase Common Stock
2021-03-05+17,646→ 17,646 total
Purchase
QualTek Services Inc.
Warrants to purchase Common Stock
2021-03-05+3,161→ 3,161 total
Purchase
QualTek Services Inc.
Common Stock
2021-03-05$10.00/sh+70,584→ 567,961 total
Purchase
QualTek Services Inc.
Common Stock
2021-03-05$10.00/sh+11,477→ 92,352 total
Purchase
QualTek Services Inc.
Warrants to purchase Common Stock
2021-03-05+2,869→ 2,869 total
Purchase
Reservoir Media, Inc.$RSVR
Common Stock
2020-12-15$10.00/sh+180,562→ 2,068,252 total
Purchase
Reservoir Media, Inc.$RSVR
Warrants to purchase Common Stock
2020-12-15+1,039→ 1,039 total
Purchase
Reservoir Media, Inc.$RSVR
Warrants to purchase Common Stock
2020-12-15+90,281→ 90,281 total
Purchase
Reservoir Media, Inc.$RSVR
Common Stock
2020-12-15$10.00/sh+2,079→ 23,812 total
Other
Roth CH Acquisition I Co
Common Stock
2020-05-26−45,409→ 428,898 total
Purchase
Roth CH Acquisition I Co
Common Stock
2020-05-26$10.00/sh+115→ 84,908 total
Other
Roth CH Acquisition I Co
Common Stock
2020-05-26−9,375→ 75,533 total
Purchase
Roth CH Acquisition I Co
Common Stock
2020-05-26$10.00/sh+794→ 474,307 total
Purchase
Roth CH Acquisition I Co
Warrants to purchase Common Stock
2020-05-26+86→ 6,937 total
Purchase
Roth CH Acquisition I Co
Warrants to purchase Common Stock
2020-05-26+595→ 47,695 total
Purchase
Roth CH Acquisition I Co
Warrants to purchase Common Stock
2020-05-07+6,851→ 6,851 total
Purchase
Roth CH Acquisition I Co
Common Stock
2020-05-07$10.00/sh+9,135→ 84,793 total
Purchase
Roth CH Acquisition I Co
Warrants to purchase Common Stock
2020-05-07+47,100→ 47,100 total
Purchase
Roth CH Acquisition I Co
Common Stock
2020-05-07$10.00/sh+10,000→ 85,658 total
Purchase
Roth CH Acquisition I Co
Common Stock
2020-05-07$10.00/sh+52,924→ 419,391 total
Purchase
Roth CH Acquisition I Co
Warrants to purchase Common Stock
2020-05-07+7,500→ 7,500 total
Purchase
Roth CH Acquisition I Co
Warrants to purchase Common Stock
2020-05-07+39,693→ 39,693 total
Purchase
Roth CH Acquisition I Co
Common Stock
2020-05-07$10.00/sh+62,800→ 473,513 total
Purchase
MACC PEI LIQUIDATING TRUST
Common Stock
2010-10-01$0.85/sh+1,882→ 57,783 total
Purchase
MACC PEI LIQUIDATING TRUST
Common Stock
2010-09-08$0.87/sh+5,100→ 55,901 total
Purchase
MACC PEI LIQUIDATING TRUST
Common Stock
2010-09-01$0.91/sh+8,600→ 50,801 total
Purchase
MACC PEI LIQUIDATING TRUST
Common Stock
2010-08-31$0.91/sh+2,000→ 42,201 total
Purchase
MACC PEI LIQUIDATING TRUST
Common Stock
2009-01-07$0.83/sh+4,500→ 40,201 total
Purchase
MACC PEI LIQUIDATING TRUST
Common Stock
2009-01-05$0.65/sh+1,500→ 35,701 total
Purchase
MACC PEI LIQUIDATING TRUST
Common Stock
2008-06-19$2.05/sh+1,752→ 7,903 total
Purchase
MACC PEI LIQUIDATING TRUST
Common Stock
2008-06-19$2.15/sh+498→ 8,401 total
Purchase
MACC PEI LIQUIDATING TRUST
Common Stock
2008-06-18$2.15/sh+400→ 5,851 total
Purchase
MACC PEI LIQUIDATING TRUST
Common Stock
2008-06-18$2.16/sh+300→ 6,151 total

Companies

Recent Filings

Address

26 CORPORATE PLAZA

NEWPORT BEACH, CA, 92660

View on SEC.gov