Insider · CIK 0001165099

HENNESSY NEIL J

Reports to the SEC for 1 company · NOVATO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001165099

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-09-18	HNNAHENNESSY ADVISORS INCA Award	Director, CEO, 10% Owner	AAward	+19.7K sh	—	—	2,080,811.5
2026-09-18	HNNAHENNESSY ADVISORS INCF Tax Payment	Director, CEO, 10% Owner	FTax Payment	−9,520.5 sh	$10.38	−$98.8K	2,071,291
2025-09-18	HNNAHENNESSY ADVISORS INCA Award	Director, CEO, 10% Owner	AAward	+19.7K sh	—	—	2,070,111.5
2025-09-18	HNNAHENNESSY ADVISORS INCF Tax Payment	Director, CEO, 10% Owner	FTax Payment	−9,000 sh	$11.08	−$99.7K	2,061,111.5
2024-12-30	HNNAHENNESSY ADVISORS INCG Gift	Director, CEO, 10% Owner	GGift	−10K sh	—	—	2,050,411.5
2024-09-18	HNNAHENNESSY ADVISORS INCA Award	Director, CEO, 10% Owner	AAward	+19.7K sh	—	—	2,068,894
2024-09-18	HNNAHENNESSY ADVISORS INCF Tax Payment	Director, CEO, 10% Owner	FTax Payment	−8,482.5 sh	$10.24	−$86.9K	2,060,411.5
2023-12-19	HNNAHENNESSY ADVISORS INCG Gift	Director, CEO, 10% Owner	GGift	−20K sh	—	—	2,048,495
2023-12-19	HNNAHENNESSY ADVISORS INCP Purchase	Director, CEO, 10% Owner	PPurchase	+100 sh	$6.50	+$650	2,048,595
2023-12-18	HNNAHENNESSY ADVISORS INCP Purchase	Director, CEO, 10% Owner	PPurchase	+1,476 sh	$6.50	+$9,594	2,068,495
2023-12-18	HNNAHENNESSY ADVISORS INCP Purchase	Director, CEO, 10% Owner	PPurchase	+599 sh	$6.50	+$3,893.5	2,049,194
2023-12-15	HNNAHENNESSY ADVISORS INCP Purchase	Director, CEO, 10% Owner	PPurchase	+75 sh	$6.50	+$487.5	2,067,019
2023-12-12	HNNAHENNESSY ADVISORS INCP Purchase	Director, CEO, 10% Owner	PPurchase	+7,190 sh	$6.50	+$46.7K	2,066,944
2023-09-18	HNNAHENNESSY ADVISORS INCA Award	Director, CEO, 10% Owner	AAward	+19.7K sh	—	—	2,070,672.5
2023-09-18	HNNAHENNESSY ADVISORS INCF Tax Payment	Director, CEO, 10% Owner	FTax Payment	−5,856.5 sh	$6.79	−$39.8K	2,064,816
2023-08-30	HNNAHENNESSY ADVISORS INCF Tax Payment	Director, CEO, 10% Owner	FTax Payment	−1,951.5 sh	$6.89	−$13.4K	2,050,972.5
2023-06-23	HNNAHENNESSY ADVISORS INCP Purchase	Director, CEO, 10% Owner	PPurchase	+1 sh	$7.10	+$7.1	2,052,924
2023-06-22	HNNAHENNESSY ADVISORS INCP Purchase	Director, CEO, 10% Owner	PPurchase	+1,774 sh	$7.09	+$12.6K	2,052,923
2023-06-21	HNNAHENNESSY ADVISORS INCP Purchase	Director, CEO, 10% Owner	PPurchase	+1,537 sh	$7.10	+$10.9K	2,051,149
2023-06-20	HNNAHENNESSY ADVISORS INCP Purchase	Director, CEO, 10% Owner	PPurchase	+325 sh	$7.10	+$2,307.5	2,049,612
2023-05-26	HNNAHENNESSY ADVISORS INCP Purchase	Director, CEO, 10% Owner	PPurchase	+1,634 sh	$6.93	+$11.3K	2,049,287
2023-05-25	HNNAHENNESSY ADVISORS INCP Purchase	Director, CEO, 10% Owner	PPurchase	+1,368 sh	$6.83	+$9,350.006	2,047,653
2023-05-24	HNNAHENNESSY ADVISORS INCP Purchase	Director, CEO, 10% Owner	PPurchase	+4,500 sh	$6.82	+$30.7K	2,046,285
2023-05-23	HNNAHENNESSY ADVISORS INCP Purchase	Director, CEO, 10% Owner	PPurchase	+3,000 sh	$6.89	+$20.7K	2,041,785
2023-05-22	HNNAHENNESSY ADVISORS INCP Purchase	Director, CEO, 10% Owner	PPurchase	+6,800 sh	$6.87	+$46.7K	2,038,785
2023-05-19	HNNAHENNESSY ADVISORS INCP Purchase	Director, CEO, 10% Owner	PPurchase	+5,200 sh	$6.95	+$36.1K	2,031,985
2022-12-19	HNNAHENNESSY ADVISORS INCG Gift	Director, CEO, 10% Owner	GGift	−12.5K sh	—	—	2,026,785
2022-09-18	HNNAHENNESSY ADVISORS INCA Award	Director, CEO, 10% Owner	AAward	+15.8K sh	—	—	2,043,188
2022-09-18	HNNAHENNESSY ADVISORS INCF Tax Payment	Director, CEO, 10% Owner	FTax Payment	−3,903 sh	$9.00	−$35.1K	2,039,285
2022-09-12	HNNAHENNESSY ADVISORS INCF Tax Payment	Director, CEO, 10% Owner	FTax Payment	−1,951.5 sh	$9.47	−$18.5K	2,027,438
2022-08-30	HNNAHENNESSY ADVISORS INCF Tax Payment	Director, CEO, 10% Owner	FTax Payment	−1,951.5 sh	$9.93	−$19.4K	2,029,389.5
2021-12-21	HNNAHENNESSY ADVISORS INCG Gift	Director, CEO, 10% Owner	GGift	−40K sh	—	—	2,031,341
2021-09-30	HNNAHENNESSY ADVISORS INCF Tax Payment	Director, CEO, 10% Owner	FTax Payment	−1,951.5 sh	$9.62	−$18.8K	2,071,341
2021-09-18	HNNAHENNESSY ADVISORS INCA Award	Director, CEO, 10% Owner	AAward	+15.8K sh	—	—	2,075,244
2021-09-18	HNNAHENNESSY ADVISORS INCF Tax Payment	Director, CEO, 10% Owner	FTax Payment	−1,951.5 sh	$10.00	−$19.5K	2,073,292.5
2021-09-12	HNNAHENNESSY ADVISORS INCF Tax Payment	Director, CEO, 10% Owner	FTax Payment	−1,951.5 sh	$9.89	−$19.3K	2,059,494
2021-08-30	HNNAHENNESSY ADVISORS INCF Tax Payment	Director, CEO, 10% Owner	FTax Payment	−1,951.5 sh	$10.01	−$19.5K	2,061,445.5
2020-12-29	HNNAHENNESSY ADVISORS INCG Gift	Director, CEO, 10% Owner	GGift	−113K sh	—	—	2,063,397
2020-09-30	HNNAHENNESSY ADVISORS INCF Tax Payment	Director, CEO, 10% Owner	FTax Payment	−1,951.5 sh	$8.29	−$16.2K	2,175,897
2020-09-21	HNNAHENNESSY ADVISORS INCF Tax Payment	Director, CEO, 10% Owner	FTax Payment	−1,951.5 sh	$9.38	−$18.3K	2,177,848.5
2020-09-18	HNNAHENNESSY ADVISORS INCA Award	Director, CEO, 10% Owner	AAward	+15.8K sh	—	—	2,179,800
2020-09-12	HNNAHENNESSY ADVISORS INCF Tax Payment	Director, CEO, 10% Owner	FTax Payment	−1,951.5 sh	$9.03	−$17.6K	2,164,050
2020-08-30	HNNAHENNESSY ADVISORS INCF Tax Payment	Director, CEO, 10% Owner	FTax Payment	−1,934.5 sh	$8.90	−$17.2K	2,166,001.5
2020-03-19	HNNAHENNESSY ADVISORS INCP Purchase	Director, CEO, 10% Owner	PPurchase	+23.7K sh	$6.16	+$146K	2,167,936
2019-12-11	HNNAHENNESSY ADVISORS INCG Gift	Director, CEO, 10% Owner	GGift	−10K sh	—	—	2,144,222
2019-12-10	HNNAHENNESSY ADVISORS INCG Gift	Director, CEO, 10% Owner	GGift	−90K sh	—	—	2,154,222
2019-09-30	HNNAHENNESSY ADVISORS INCF Tax Payment	Director, CEO, 10% Owner	FTax Payment	−1,951.5 sh	$10.81	−$21.1K	2,244,222
2019-09-21	HNNAHENNESSY ADVISORS INCF Tax Payment	Director, CEO, 10% Owner	FTax Payment	−1,951.5 sh	$10.15	−$19.8K	2,246,173.5
2019-09-17	HNNAHENNESSY ADVISORS INCF Tax Payment	Director, CEO, 10% Owner	FTax Payment	−2,788 sh	$10.29	−$28.7K	2,248,125
2019-09-12	HNNAHENNESSY ADVISORS INCF Tax Payment	Director, CEO, 10% Owner	FTax Payment	−1,951.5 sh	$10.42	−$20.3K	2,250,913

Recent filings

Accepted (ET)
Sep 224
HENNESSY NEIL J0001437749-26-030963
SEC(opens sec.gov)
Sep 194
HENNESSY NEIL J0001437749-25-029518
SEC(opens sec.gov)
Dec 304
HENNESSY NEIL J0001437749-24-038517
SEC(opens sec.gov)
Sep 194
HENNESSY NEIL J0001437749-24-029587
SEC(opens sec.gov)
Dec 264
HENNESSY NEIL J0001437749-23-035311
SEC(opens sec.gov)
Dec 204
HENNESSY NEIL J0001437749-23-034992
SEC(opens sec.gov)
Dec 184
HENNESSY NEIL J0001437749-23-034780
SEC(opens sec.gov)
Dec 134
HENNESSY NEIL J0001437749-23-034372
SEC(opens sec.gov)
Sep 194
HENNESSY NEIL J0001437749-23-026397
SEC(opens sec.gov)
Sep 14
HENNESSY NEIL J0001437749-23-025024
SEC(opens sec.gov)
Jun 234
HENNESSY NEIL J0000897069-23-000801
SEC(opens sec.gov)
Jun 214
HENNESSY NEIL J0000897069-23-000781
SEC(opens sec.gov)

Companies

HENNESSY ADVISORS INCDirector, CEO, 10% OwnerHNNA

Address

7250 REDWOOD BLVD SUITE 200

NOVATO, CA, 94945