Insider · CIK 0001169917

Lyons William P

Reports to the SEC for 3 companies · RUTHERFORD, NJ

sec.gov

Transactions

Companies

Filings

CIK

0001169917

Forms 4 and 5

Insider transactions

32 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-04-15	RPMTREGO PAYMENT ARCHITECTURES, INC.A Award	Director	AAward	+1,689 sh	—	—	1,689
2013-04-15	RPMTREGO PAYMENT ARCHITECTURES, INC. · Stock Option (Option to Buy)A Award	Director	AAward	+250K sh	—	—	250,000
2013-04-15	RPMTREGO PAYMENT ARCHITECTURES, INC.A Award	Director	AAward	+4,223 sh	—	—	6,419
2013-04-15	RPMTREGO PAYMENT ARCHITECTURES, INC.A Award	Director	AAward	+507 sh	—	—	2,196
2009-06-19	AXS ONE INCCommon Stock WarrantX Exercise of In-Money	Director, Chairman of the Board and CEO	XExercise of In-Money	−150K sh	—	—	0
2009-06-19	AXS ONE INCX Exercise of In-Money	Director, Chairman of the Board and CEO	XExercise of In-Money	+150K sh	$0.01	+$1,500	1,649,033
2008-10-30	AXS ONE INCSeries E 6% Convertible Promissory NoteP Purchase	Director, Chairman of the Board and CEO	PPurchase	—	$50000.00	—	—
2008-10-30	AXS ONE INCCommon Stock WarrantP Purchase	Director, Chairman of the Board and CEO	PPurchase	+150K sh	—	—	150,000
2008-08-04	AXS ONE INCCommon Stock WarrantX Exercise of In-Money	Director, Chairman of the Board and CEO	XExercise of In-Money	−400K sh	—	—	0
2008-08-04	AXS ONE INCX Exercise of In-Money	Director, Chairman of the Board and CEO	XExercise of In-Money	+400K sh	$0.01	+$4,000	557,866
2007-09-20	AXS ONE INCP Purchase	Director, Chairman of the Board and CEO	PPurchase	+358K sh	$0.70	+$251K	899,033
2005-09-20	AXS ONE INCAXS-One Inc. Class D WarrantsP Purchase	Director, Chairman of the Board and CEO	PPurchase	+15.8K sh	—	—	15,786
2005-09-20	AXS ONE INCP Purchase	Director, Chairman of the Board and CEO	PPurchase	+158K sh	$1.49	+$235K	257,466
2005-09-20	AXS ONE INCAXS-One Inc. Class C WarrantsP Purchase	Director, Chairman of the Board and CEO	PPurchase	+15.8K sh	—	—	15,787
2005-01-27	AXS ONE INCG Gift	Director, Chairman of the Board and CEO	GGift	−20.4K sh	—	—	89,600
2004-09-13	AXS ONE INCP Purchase	Director, Chairman of the Board and CEO	PPurchase	+4,200 sh	$2.51	+$10.5K	62,700
2004-09-10	AXS ONE INCP Purchase	Director, Chairman of the Board and CEO	PPurchase	+5,000 sh	$2.49	+$12.5K	58,500
2004-09-09	AXS ONE INCP Purchase	Director, Chairman of the Board and CEO	PPurchase	+3,500 sh	$2.48	+$8,683.85	53,500
2003-11-13	FILENET CORPS Sale	Director	SSale	−300 sh	$26.78	−$8,034.3	5,350
2003-11-13	FILENET CORPS Sale	Director	SSale	−450 sh	$26.79	−$12.1K	5,650
2003-11-13	FILENET CORPS Sale	Director	SSale	−900 sh	$26.82	−$24.1K	6,100
2003-11-13	FILENET CORPS Sale	Director	SSale	−1,600 sh	$26.75	−$42.8K	2,642
2003-11-13	FILENET CORPS Sale	Director	SSale	−808 sh	$26.78	−$21.6K	4,242
2003-11-13	FILENET CORPS Sale	Director	SSale	−200 sh	$26.77	−$5,354	2,442
2003-11-13	FILENET CORPS Sale	Director	SSale	−2,200 sh	$26.70	−$58.7K	242
2003-11-13	FILENET CORPS Sale	Director	SSale	−242 sh	$26.71	−$6,463.82	0
2003-11-13	FILENET CORPDirector Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,750 sh	—	—	0
2003-11-13	FILENET CORPDirector Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,250 sh	—	—	0
2003-11-13	FILENET CORPM Exercise/Conversion	Director	MExercise/Conversion	+1,750 sh	$6.53	+$11.4K	1,750
2003-11-13	FILENET CORPM Exercise/Conversion	Director	MExercise/Conversion	+5,250 sh	$8.88	+$46.6K	7,000
2003-11-13	FILENET CORPS Sale	Director	SSale	−200 sh	$26.76	−$5,352	5,050
2003-11-13	FILENET CORPS Sale	Director	SSale	−100 sh	$26.78	−$2,678	5,250

Recent filings

Accepted (ET)
Apr 174
VIRTUAL PIGGY, INC.0001449374-13-000054
SEC(opens sec.gov)
Jun 234
AXS ONE INC0001169917-09-000002
SEC(opens sec.gov)
Nov 34
AXS ONE INC0001169917-08-000007
SEC(opens sec.gov)
Aug 54
AXS ONE INC0001169917-08-000005
SEC(opens sec.gov)
Sep 244
AXS ONE INC0001169917-07-000002
SEC(opens sec.gov)
Sep 224
AXS ONE INC0001169917-05-000005
SEC(opens sec.gov)
Feb 164
AXS ONE INC0001169917-05-000002
SEC(opens sec.gov)
Sep 144
LYONS WILLIAM P0001169917-04-000004
SEC(opens sec.gov)
Sep 104
LYONS WILLIAM P0001169917-04-000003
SEC(opens sec.gov)
Nov 144
LYONS WILLIAM P0001169917-03-000001
SEC(opens sec.gov)

Companies

Address

C/O AXS-ONE INC. 301 ROUTE 17 NORTH

RUTHERFORD, NJ, 07070