Insider · CIK 0001175993

BALL FREDERICK

Reports to the SEC for 7 companies · DENVER, CO

sec.gov

Transactions

Companies

Filings

CIK

0001175993

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-05-07	AEISADVANCED ENERGY INDUSTRIES INC · Restricted Stock UnitsA Award	Director	AAward	+587 sh	—	—	587
2026-05-02	AEISADVANCED ENERGY INDUSTRIES INC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,313 sh	—	—	0
2026-05-02	AEISADVANCED ENERGY INDUSTRIES INCM Exercise/Conversion	Director	MExercise/Conversion	+2,313 sh	—	—	3,820
2025-05-03	AEISADVANCED ENERGY INDUSTRIES INCM Exercise/Conversion	Director	MExercise/Conversion	+2,093 sh	—	—	41,507
2025-05-03	AEISADVANCED ENERGY INDUSTRIES INC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,093 sh	—	—	0
2025-05-02	AEISADVANCED ENERGY INDUSTRIES INC · Restricted Stock UnitsA Award	Director	AAward	+2,313 sh	—	—	2,313
2024-11-04	AEISADVANCED ENERGY INDUSTRIES INCS Sale	Director	SSale	−3,500 sh	$109.87	−$385K	37,157
2024-05-05	AEISADVANCED ENERGY INDUSTRIES INCM Exercise/Conversion	Director	MExercise/Conversion	+2,257 sh	—	—	40,657
2024-05-05	AEISADVANCED ENERGY INDUSTRIES INC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,257 sh	—	—	0
2024-05-03	AEISADVANCED ENERGY INDUSTRIES INC · Restricted Stock UnitsA Award	Director	AAward	+2,093 sh	—	—	2,093
2023-05-09	AEISADVANCED ENERGY INDUSTRIES INCM Exercise/Conversion	Director	MExercise/Conversion	+2,655 sh	—	—	40,657
2023-05-05	AEISADVANCED ENERGY INDUSTRIES INC · Common StockA Award	Director	AAward	+2,257 sh	—	—	4,912
2023-05-05	AEISADVANCED ENERGY INDUSTRIES INC · Restricted Stock UnitsA Award	Director	AAward	+2,257 sh	—	—	2,257
2022-05-09	AEISADVANCED ENERGY INDUSTRIES INC · Restricted Stock UnitsA Award	Director	AAward	+2,655 sh	—	—	2,655
2022-05-09	AEISADVANCED ENERGY INDUSTRIES INCA Award	Director	AAward	+2,655 sh	—	—	2,655
2022-05-09	AEISADVANCED ENERGY INDUSTRIES INC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,655 sh	—	—	0
2022-03-28	FirstMark Horizon Acquisition Corp.D Disposition to Issuer	Director	DDisposition to Issuer	−24.2K sh	—	—	0
2022-03-28	FirstMark Horizon Acquisition Corp.Class B common stockM Exercise/Conversion	Director	MExercise/Conversion	−30K sh	—	—	0
2022-03-28	FirstMark Horizon Acquisition Corp.M Exercise/Conversion	Director	MExercise/Conversion	+24.2K sh	—	—	24,164
2021-04-30	AEISADVANCED ENERGY INDUSTRIES INCA Award	Director	AAward	+1,813 sh	—	—	1,813
2020-04-30	AEISADVANCED ENERGY INDUSTRIES INCA Award	Director	AAward	+3,500 sh	—	—	7,000
2019-06-04	AEISADVANCED ENERGY INDUSTRIES INCA Award	Director	AAward	+3,500 sh	$51.87	+$182K	3,500
2019-06-04	AEISADVANCED ENERGY INDUSTRIES INCA Award	Director	AAward	+3,500 sh	$51.87	+$182K	3,500
2019-02-01	SendGrid, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−5,651 sh	—	—	0
2019-02-01	SendGrid, Inc.Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−30K sh	—	—	0
2019-02-01	ELECTRO SCIENTIFIC INDUSTRIES INCD Disposition to Issuer	Director	DDisposition to Issuer	−34.1K sh	—	—	0
2019-02-01	ELECTRO SCIENTIFIC INDUSTRIES INCD Disposition to Issuer	Director	DDisposition to Issuer	−68.9K sh	$30.00	−$2.07M	34,058
2018-08-09	ELECTRO SCIENTIFIC INDUSTRIES INCA Award	Director	AAward	+5,543 sh	—	—	102,932.662
2018-05-31	SendGrid, Inc.A Award	Director	AAward	+5,651 sh	—	—	5,651
2018-05-03	AEISADVANCED ENERGY INDUSTRIES INCA Award	Director	AAward	+6,000 sh	$61.48	+$369K	6,000
2017-11-10	AEISADVANCED ENERGY INDUSTRIES INCS Sale	Director	SSale	−4,000 sh	$83.51	−$334K	17,000
2017-08-10	ELECTRO SCIENTIFIC INDUSTRIES INCA Award	Director	AAward	+12K sh	—	—	97,389.662
2017-05-05	AEISADVANCED ENERGY INDUSTRIES INCG Gift	Director	GGift	+8,000 sh	—	—	21,000
2017-05-05	AEISADVANCED ENERGY INDUSTRIES INCG Gift	Director	GGift	−8,000 sh	—	—	6,000
2017-05-04	AEISADVANCED ENERGY INDUSTRIES INCA Award	Director	AAward	+6,000 sh	$74.29	+$446K	14,000
2016-12-13	AEISADVANCED ENERGY INDUSTRIES INCG Gift	Director	GGift	−3,750 sh	—	—	8,000
2016-12-13	AEISADVANCED ENERGY INDUSTRIES INCG Gift	Director	GGift	+3,750 sh	—	—	13,000
2016-11-15	AEISADVANCED ENERGY INDUSTRIES INCG Gift	Director	GGift	−7,500 sh	—	—	11,750
2016-11-11	AEISADVANCED ENERGY INDUSTRIES INCG Gift	Director	GGift	+9,250 sh	—	—	9,250
2016-11-11	AEISADVANCED ENERGY INDUSTRIES INCG Gift	Director	GGift	−9,250 sh	—	—	19,250
2016-08-18	ELECTRO SCIENTIFIC INDUSTRIES INCA Award	Director	AAward	+12K sh	—	—	85,389.662
2016-05-05	AEISADVANCED ENERGY INDUSTRIES INCA Award	Director	AAward	+8,000 sh	$34.55	+$276K	28,500
2016-03-07	Marketo, Inc.Performance SharesA Award	EVP & Chief Admin Officer	AAward	+5,000 sh	—	—	5,000
2016-03-07	Marketo, Inc.A Award	EVP & Chief Admin Officer	AAward	+5,000 sh	—	—	94,114
2016-02-17	Marketo, Inc.Performance SharesA Award	EVP & Chief Admin Officer	AAward	+28K sh	—	—	28,000
2016-02-17	Marketo, Inc.A Award	EVP & Chief Admin Officer	AAward	+28K sh	—	—	89,114
2016-02-17	Marketo, Inc.S Sale	EVP & Chief Admin Officer	SSale	−8,340 sh	$15.32	−$128K	61,114
2016-02-16	Marketo, Inc.Performance SharesM Exercise/Conversion	EVP & Chief Admin Officer	MExercise/Conversion	−6,022 sh	—	—	25,978
2016-02-16	Marketo, Inc.M Exercise/Conversion	EVP & Chief Admin Officer	MExercise/Conversion	+6,022 sh	—	—	69,454
2015-12-15	Marketo, Inc.M Exercise/Conversion	EVP & Chief Admin Officer	MExercise/Conversion	+5,000 sh	$7.42	+$37.1K	72,578

Recent filings

Accepted (ET)
May 84
BALL FREDERICK0001175993-26-000004
SEC(opens sec.gov)
May 54
BALL FREDERICK0001175993-26-000002
SEC(opens sec.gov)
May 64
BALL FREDERICK0000950170-25-064791
SEC(opens sec.gov)
May 64/A
BALL FREDERICK0000950170-25-064819
SEC(opens sec.gov)
May 64/A
BALL FREDERICK0000950170-25-064817
SEC(opens sec.gov)
Nov 64
BALL FREDERICK0000950170-24-122372
SEC(opens sec.gov)
May 74
BALL FREDERICK0000950170-24-054993
SEC(opens sec.gov)
May 94
BALL FREDERICK0001209191-23-028160
SEC(opens sec.gov)
May 114
BALL FREDERICK0001209191-22-028317
SEC(opens sec.gov)
Mar 284
BALL FREDERICK0001213900-22-015613
SEC(opens sec.gov)
May 44
BALL FREDERICK0001209191-21-029935
SEC(opens sec.gov)

Companies

Address

1595 WYNKOOP STREET, SUITE 800

DENVER, CO, 80202