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Insider · CIK 0001181754

DOUGLASS SAM P

Reports to the SEC for 1 company · HOUSTON, TX

Transactions

19

Companies

1

Filings

5

CIK

0001181754

Forms 4 and 5

Insider transactions

19 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2008-04-08	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+875 sh	$6.95	+$6,081.25	52,234
2008-04-08	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+600 sh	$6.95	+$4,170	50,268
2008-04-07	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+200 sh	$6.93	+$1,386	46,768
2008-04-07	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+2,100 sh	$6.93	+$14.6K	51,359
2008-04-07	EQSEQUUS TOTAL RETURN, INC.P Purchase	10% Owner	PPurchase	+2,900 sh	$7.00	+$20.3K	49,668
2007-09-27	EQSEQUUS TOTAL RETURN, INC.J Other	10% Owner	JOther	+190K sh	$7.74	+$1.47M	490,582
2005-06-30	EQSEQUUS TOTAL RETURN, INC.M Exercise/Conversion	10% Owner	MExercise/Conversion	+238K sh	$7.69	+$1.83M	260,414
2005-06-30	EQSEQUUS TOTAL RETURN, INC.S Sale	10% Owner	SSale	−238K sh	$8.38	−$1.99M	22,814
2005-06-30	EQSEQUUS TOTAL RETURN, INC. · Common StockM Exercise/Conversion	10% Owner	MExercise/Conversion	−238K sh	$7.69	−$1.83M	0
2005-01-17	EQSEQUUS TOTAL RETURN, INC.J Other	10% Owner	JOther	+2,322 sh	$7.56	+$17.6K	33,149
2005-01-17	EQSEQUUS TOTAL RETURN, INC.J Other	10% Owner	JOther	+5,614 sh	$7.56	+$42.4K	80,092
2005-01-17	EQSEQUUS TOTAL RETURN, INC.J Other	10% Owner	JOther	+15.5K sh	$7.56	+$117K	220,774
2005-01-17	EQSEQUUS TOTAL RETURN, INC.J Other	10% Owner	JOther	+3,358 sh	$7.56	+$25.4K	47,919
2005-01-17	EQSEQUUS TOTAL RETURN, INC.J Other	10% Owner	JOther	+3,255 sh	$7.56	+$24.6K	46,446
2005-01-17	EQSEQUUS TOTAL RETURN, INC.J Other	10% Owner	JOther	+1,598 sh	$7.56	+$12.1K	22,814
2004-01-16	EQSEQUUS TOTAL RETURN, INC.J Other	10% Owner	JOther	+3,599 sh	$7.92	+$28.5K	43,191
2004-01-16	EQSEQUUS TOTAL RETURN, INC.J Other	10% Owner	JOther	+3,713 sh	$7.92	+$29.4K	44,561
2004-01-16	EQSEQUUS TOTAL RETURN, INC.J Other	10% Owner	JOther	+2,567 sh	$7.92	+$20.3K	30,827
2004-01-16	EQSEQUUS TOTAL RETURN, INC.J Other	10% Owner	JOther	+1,786 sh	$7.92	+$14.1K	21,216

Recent filings

5

Accepted (ET)
Apr 94
EQUUS TOTAL RETURN, INC.0001181431-08-024497
SEC(opens sec.gov)
Oct 14
EQUUS TOTAL RETURN, INC.0001383726-07-000003
SEC(opens sec.gov)
Jul 54
EQUUS II INC0001181431-05-038215
SEC(opens sec.gov)
Jan 194
DOUGLASS SAM P0001181431-05-003591
SEC(opens sec.gov)
Jan 204
DOUGLASS SAM P0001181431-04-003299
SEC(opens sec.gov)

Companies

1

EQUUS TOTAL RETURN, INC.10% OwnerEQS

Address

3229 GROVELAND LANE

HOUSTON, TX, 77019