Insider · CIK 0001182228

RIESS RICHARD K

Reports to the SEC for 1 company · ST. PETERSBURG, FL

sec.gov

Transactions

Companies

Filings

CIK

0001182228

Forms 4 and 5

Insider transactions

48 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2011-12-15	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsA Award	Executive Vice President	AAward	+8,937 sh	—	—	8,937
2011-02-15	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+9,000 sh	$30.44	+$274K	25,391
2011-02-15	RJFRAYMOND JAMES FINANCIAL INCS Sale	Executive Vice President	SSale	−9,000 sh	$38.83	−$349K	16,391
2011-02-15	RJFRAYMOND JAMES FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−9,000 sh	—	—	6,000
2011-02-01	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+3,750 sh	$24.97	+$93.6K	20,141
2011-02-01	RJFRAYMOND JAMES FINANCIAL INCS Sale	Executive Vice President	SSale	−3,750 sh	$36.81	−$138K	16,391
2011-02-01	RJFRAYMOND JAMES FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−3,750 sh	—	—	0
2011-01-25	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+11.3K sh	$24.97	+$281K	27,641
2011-01-25	RJFRAYMOND JAMES FINANCIAL INCS Sale	Executive Vice President	SSale	−11.3K sh	$35.67	−$401K	16,391
2011-01-25	RJFRAYMOND JAMES FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−11.3K sh	—	—	3,750
2010-12-15	RJFRAYMOND JAMES FINANCIAL INC · Restricted Stock UnitsA Award	Executive Vice President	AAward	+6,581 sh	—	—	6,581
2010-12-07	RJFRAYMOND JAMES FINANCIAL INCS Sale	Executive Vice President	SSale	−9,689 sh	$30.89	−$299K	16,391
2010-04-27	RJFRAYMOND JAMES FINANCIAL INCS Sale	Executive Vice President	SSale	−10.3K sh	$30.04	−$310K	26,080
2010-03-16	RJFRAYMOND JAMES FINANCIAL INCG Gift	Executive Vice President	GGift	−3,650 sh	—	—	36,405
2010-03-09	RJFRAYMOND JAMES FINANCIAL INCS Sale	Executive Vice President	SSale	−2,225 sh	$27.81	−$61.9K	40,055
2009-12-15	RJFRAYMOND JAMES FINANCIAL INCA Award	Executive Vice President	AAward	+4,161 sh	—	—	42,280
2009-12-02	RJFRAYMOND JAMES FINANCIAL INCS Sale	Executive Vice President	SSale	−8,457 sh	$24.27	−$205K	38,119
2009-11-24	RJFRAYMOND JAMES FINANCIAL INC · Employee Stock Option (right to buy)A Award	Executive Vice President	AAward	+25K sh	—	—	25,000
2009-11-24	RJFRAYMOND JAMES FINANCIAL INC · Employee Stock Option (right to buy)A Award	Executive Vice President	AAward	+25K sh	—	—	25,000
2009-09-15	RJFRAYMOND JAMES FINANCIAL INCS Sale	Executive Vice President	SSale	−26.2K sh	$22.92	−$600K	46,576
2009-09-15	RJFRAYMOND JAMES FINANCIAL INCS Sale	Executive Vice President	SSale	−20K sh	$22.87	−$457K	0
2009-01-28	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+16.2K sh	$16.80	+$272K	86,410
2009-01-28	RJFRAYMOND JAMES FINANCIAL INCS Sale	Executive Vice President	SSale	−13.7K sh	$19.96	−$272K	72,760
2009-01-28	RJFRAYMOND JAMES FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−16.2K sh	—	—	0
2007-01-28	RJFRAYMOND JAMES FINANCIAL INC · Employee Stock Option (Right to buy)D Disposition to Issuer	Executive Vice President	DDisposition to Issuer	−5,900 sh	—	—	—
2007-01-28	RJFRAYMOND JAMES FINANCIAL INC · Employee Stock Option (Right to buy)D Disposition to Issuer	Executive Vice President	DDisposition to Issuer	−5,900 sh	—	—	—
2007-01-28	RJFRAYMOND JAMES FINANCIAL INC · Employee Stock Option (Right to buy)D Disposition to Issuer	Executive Vice President	DDisposition to Issuer	−5,900 sh	—	—	—
2007-01-28	RJFRAYMOND JAMES FINANCIAL INC · Employee Stock Option (Right to buy)D Disposition to Issuer	Executive Vice President	DDisposition to Issuer	−5,900 sh	—	—	—
2006-12-11	RJFRAYMOND JAMES FINANCIAL INCA Award	Executive Vice President	AAward	+8,457 sh	—	—	39,066
2005-01-05	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+9,000 sh	$13.75	+$124K	22,785
2005-01-05	RJFRAYMOND JAMES FINANCIAL INCG Gift	Executive Vice President	GGift	−9,750 sh	—	—	13,035
2005-01-05	RJFRAYMOND JAMES FINANCIAL INCG Gift	Executive Vice President	GGift	+9,750 sh	—	—	9,750
2005-01-05	RJFRAYMOND JAMES FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−9,000 sh	$13.75	−$124K	0
2005-01-04	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+750 sh	$13.75	+$10.3K	13,785
2005-01-04	RJFRAYMOND JAMES FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−750 sh	$13.75	−$10.3K	0
2004-12-10	RJFRAYMOND JAMES FINANCIAL INCA Award	Executive Vice President	AAward	+6,171 sh	—	—	13,035
2004-12-03	RJFRAYMOND JAMES FINANCIAL INCS Sale	Executive Vice President	SSale	−200 sh	$30.38	−$6,076	12,300
2004-12-03	RJFRAYMOND JAMES FINANCIAL INCS Sale	Executive Vice President	SSale	−12.3K sh	$30.29	−$373K	0
2004-12-02	RJFRAYMOND JAMES FINANCIAL INCS Sale	Executive Vice President	SSale	−1,473 sh	$29.79	−$43.9K	9,264
2004-12-02	RJFRAYMOND JAMES FINANCIAL INCS Sale	Executive Vice President	SSale	−2,400 sh	$29.78	−$71.5K	6,864
2004-05-28	RJFRAYMOND JAMES FINANCIAL INCS Sale	Executive Vice President	SSale	−10K sh	$25.94	−$259K	12,650
2003-12-04	RJFRAYMOND JAMES FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+8,000 sh	$37.80	+$302K	8,000
2003-12-02	RJFRAYMOND JAMES FINANCIAL INCG Gift	Executive Vice President	GGift	−6,100 sh	—	—	5,205
2003-12-02	RJFRAYMOND JAMES FINANCIAL INCG Gift	Executive Vice President	GGift	+6,100 sh	—	—	15,100
2003-07-24	RJFRAYMOND JAMES FINANCIAL INCS Sale	Executive Vice President	SSale	−5,000 sh	$34.99	−$175K	20,305
2003-01-09	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+9,000 sh	$25305.00	+$228M	22.167
2003-01-09	RJFRAYMOND JAMES FINANCIAL INC · Employee Stock Option (Right to buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+9,000 sh	—	—	—
2002-12-06	RJFRAYMOND JAMES FINANCIAL INCA Award	Executive Vice President	AAward	−16.3K sh	—	—	16,305

Recent filings

Accepted (ET)
Dec 194
RAYMOND JAMES FINANCIAL INC0001225208-11-026560
SEC(opens sec.gov)
Feb 174
RIESS RICHARD K0001225208-11-006233
SEC(opens sec.gov)
Feb 24
RIESS RICHARD K0001225208-11-004506
SEC(opens sec.gov)
Jan 274
RIESS RICHARD K0001225208-11-003876
SEC(opens sec.gov)
Dec 174
RIESS RICHARD K0001225208-10-027269
SEC(opens sec.gov)
Dec 84
RIESS RICHARD K0001225208-10-026583
SEC(opens sec.gov)
Apr 284
RIESS RICHARD K0001225208-10-011138
SEC(opens sec.gov)
Mar 174
RIESS RICHARD K0001225208-10-008440
SEC(opens sec.gov)
Mar 104
RIESS RICHARD K0001225208-10-007609
SEC(opens sec.gov)
Mar 104/A
RIESS RICHARD K0001225208-10-007607
SEC(opens sec.gov)
Dec 174
RIESS RICHARD K0001225208-09-024613
SEC(opens sec.gov)
Dec 34
RIESS RICHARD K0001225208-09-023893
SEC(opens sec.gov)
Nov 274
RIESS RICHARD K0001225208-09-023323
SEC(opens sec.gov)
Sep 164
RIESS RICHARD K0001225208-09-018913
SEC(opens sec.gov)

Companies

RAYMOND JAMES FINANCIAL INCExecutive Vice PresidentRJF

Address

880 CARILLON PARKWAY

ST. PETERSBURG, FL, 33716