Insider · CIK 0001182922

ASHBAUGH WILLIAM M

Reports to the SEC for 1 company · DALLAS, TX

sec.gov

Transactions

Companies

Filings

CIK

0001182922

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-11-15	CSWCCAPITAL SOUTHWEST CORPA Award	Sr. VP, Managing Director	AAward	+5,000 sh	—	—	48,068
2017-11-15	CSWCCAPITAL SOUTHWEST CORPF Tax Payment	Sr. VP, Managing Director	FTax Payment	−524 sh	$16.95	−$8,881.8	48,068
2017-11-10	CSWCCAPITAL SOUTHWEST CORPF Tax Payment	Sr. VP, Managing Director	FTax Payment	−1,049 sh	$16.99	−$17.8K	43,592
2016-11-15	CSWCCAPITAL SOUTHWEST CORPP Purchase	Sr. VP, Managing Director	PPurchase	+5,000 sh	—	—	44,513
2016-03-21	CSWCCAPITAL SOUTHWEST CORPM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	+3,983 sh	$7.36	+$29.3K	37,522
2016-03-21	CSWCCAPITAL SOUTHWEST CORPM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	+1,991 sh	$7.36	+$14.7K	39,513
2016-03-21	CSWCCAPITAL SOUTHWEST CORP · Incentive Stock OptionM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	−3,983 sh	—	—	0
2016-03-21	CSWCCAPITAL SOUTHWEST CORP · Non-qualified Stock OptionM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	−1,991 sh	—	—	0
2015-11-10	CSWCCAPITAL SOUTHWEST CORPA Award	Sr. VP, Managing Director	AAward	+10K sh	—	—	21,000
2015-10-14	CSWCCAPITAL SOUTHWEST CORP · Incentive Stock OptionD Disposition to Issuer	Sr. VP, Managing Director	DDisposition to Issuer	−17 sh	—	—	3,983
2015-10-14	CSWCCAPITAL SOUTHWEST CORP · Incentive Stock OptionD Disposition to Issuer	Sr. VP, Managing Director	DDisposition to Issuer	−82 sh	—	—	19,918
2015-10-14	CSWCCAPITAL SOUTHWEST CORP · Non-qualified Stock OptionD Disposition to Issuer	Sr. VP, Managing Director	DDisposition to Issuer	−9 sh	—	—	1,991
2015-05-26	CSWCCAPITAL SOUTHWEST CORP · Incentive Stock OptionsM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	−3,433 sh	—	—	0
2015-05-26	CSWCCAPITAL SOUTHWEST CORPS Sale	Sr. VP, Managing Director	SSale	−3,433 sh	$51.03	−$175K	11,000
2015-05-26	CSWCCAPITAL SOUTHWEST CORPM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	+3,433 sh	$19.18	+$65.8K	14,433
2015-05-22	CSWCCAPITAL SOUTHWEST CORP · Incentive Stock OptionsM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	−650 sh	—	—	3,433
2015-05-22	CSWCCAPITAL SOUTHWEST CORPS Sale	Sr. VP, Managing Director	SSale	−650 sh	$51.05	−$33.2K	11,000
2015-05-22	CSWCCAPITAL SOUTHWEST CORPM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	+650 sh	$19.18	+$12.5K	11,650
2015-05-21	CSWCCAPITAL SOUTHWEST CORPM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	+3,917 sh	$19.18	+$75.1K	20,809
2015-05-21	CSWCCAPITAL SOUTHWEST CORPS Sale	Sr. VP, Managing Director	SSale	−9,809 sh	$51.11	−$501K	11,000
2015-05-21	CSWCCAPITAL SOUTHWEST CORPM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	+1,917 sh	$19.18	+$36.8K	20,809
2015-05-21	CSWCCAPITAL SOUTHWEST CORP · Incentive Stock OptionsM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	−1,917 sh	—	—	6,083
2015-05-21	CSWCCAPITAL SOUTHWEST CORP · Incentive Stock OptionM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	−5,892 sh	—	—	4,000
2015-05-21	CSWCCAPITAL SOUTHWEST CORP · Incentive Stock OptionsM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	−3,917 sh	—	—	4,083
2015-05-21	CSWCCAPITAL SOUTHWEST CORPM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	+7,892 sh	$23.37	+$184K	18,892
2015-05-21	CSWCCAPITAL SOUTHWEST CORP · Incentive Stock OptionM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	−7,892 sh	—	—	4,000
2015-05-21	CSWCCAPITAL SOUTHWEST CORPM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	+5,892 sh	$23.37	+$138K	18,892
2015-05-21	CSWCCAPITAL SOUTHWEST CORPS Sale	Sr. VP, Managing Director	SSale	−9,809 sh	$51.11	−$501K	11,000
2015-05-20	CSWCCAPITAL SOUTHWEST CORPS Sale	Sr. VP, Managing Director	SSale	−4,108 sh	$51.53	−$212K	11,000
2015-05-20	CSWCCAPITAL SOUTHWEST CORPM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	+2,000 sh	$23.37	+$46.7K	13,000
2015-05-20	CSWCCAPITAL SOUTHWEST CORPM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	+2,108 sh	$23.37	+$49.3K	15,108
2015-05-20	CSWCCAPITAL SOUTHWEST CORPS Sale	Sr. VP, Managing Director	SSale	−4,108 sh	$51.53	−$212K	11,000
2015-05-20	CSWCCAPITAL SOUTHWEST CORP · Non-qualified Stock OptionM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	−2,000 sh	—	—	2,000
2015-05-20	CSWCCAPITAL SOUTHWEST CORP · Incentive Stock OptionM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	−2,108 sh	—	—	9,892
2015-05-20	CSWCCAPITAL SOUTHWEST CORPM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	+4,000 sh	$23.37	+$93.5K	15,000
2015-05-20	CSWCCAPITAL SOUTHWEST CORPM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	+108 sh	$23.37	+$2,523.96	15,108
2015-05-20	CSWCCAPITAL SOUTHWEST CORP · Non-qualified Stock OptionM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	−4,000 sh	—	—	0
2015-05-20	CSWCCAPITAL SOUTHWEST CORP · Incentive Stock OptionM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	−108 sh	—	—	11,892
2015-03-20	CSWCCAPITAL SOUTHWEST CORP · Non-qualified Stock OptionM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	−2,000 sh	—	—	4,000
2015-03-20	CSWCCAPITAL SOUTHWEST CORPM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	+2,000 sh	$23.37	+$46.7K	13,000
2015-03-20	CSWCCAPITAL SOUTHWEST CORPM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	+1,700 sh	$29.68	+$50.5K	12,700
2015-03-20	CSWCCAPITAL SOUTHWEST CORPS Sale	Sr. VP, Managing Director	SSale	−2,000 sh	$48.34	−$96.7K	11,000
2015-03-20	CSWCCAPITAL SOUTHWEST CORPS Sale	Sr. VP, Managing Director	SSale	−1,700 sh	$48.34	−$82.2K	11,000
2015-03-20	CSWCCAPITAL SOUTHWEST CORP · Non-qualified Stock OptionM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	−1,700 sh	—	—	0
2015-03-19	CSWCCAPITAL SOUTHWEST CORPS Sale	Sr. VP, Managing Director	SSale	−17.3K sh	$48.19	−$834K	12,000
2015-03-19	CSWCCAPITAL SOUTHWEST CORP · Non-qualified Stock OptionM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	−18.3K sh	—	—	1,700
2015-03-19	CSWCCAPITAL SOUTHWEST CORPS Sale	Sr. VP, Managing Director	SSale	−1,000 sh	$48.66	−$48.7K	11,000
2015-03-19	CSWCCAPITAL SOUTHWEST CORPM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	+18.3K sh	$29.68	+$543K	29,300
2013-06-12	CSWCCAPITAL SOUTHWEST CORPS Sale	Sr. VP, Managing Director	SSale	−384 sh	$139.65	−$53.6K	1,750
2013-06-12	CSWCCAPITAL SOUTHWEST CORP · Non-Qualifying Stock OptionM Exercise/Conversion	Sr. VP, Managing Director	MExercise/Conversion	+384 sh	$93.49	+$35.9K	2,134

Recent filings

Accepted (ET)
Dec 224
ASHBAUGH WILLIAM M0001179110-17-015828
SEC(opens sec.gov)
Nov 174
ASHBAUGH WILLIAM M0001179110-17-014323
SEC(opens sec.gov)
Nov 174
CAPITAL SOUTHWEST CORP0001179110-16-031793
SEC(opens sec.gov)
Mar 234
CAPITAL SOUTHWEST CORP0001140361-16-058873
SEC(opens sec.gov)
Nov 124
CAPITAL SOUTHWEST CORP0001140361-15-040938
SEC(opens sec.gov)
Oct 164
CAPITAL SOUTHWEST CORP0001140361-15-037888
SEC(opens sec.gov)
May 274/A
CAPITAL SOUTHWEST CORP0001140361-15-021975
SEC(opens sec.gov)
May 274
CAPITAL SOUTHWEST CORP0001140361-15-021978
SEC(opens sec.gov)

Companies

CAPITAL SOUTHWEST CORPSr. VP, Managing DirectorCSWC

Address

12900 PRESTON RD STE 700

DALLAS, TX, 75230