Insider · CIK 0001227773

AVER CAROLYN V

Reports to the SEC for 2 companies · SUNNYVALE, CA

sec.gov

Transactions

Companies

Filings

CIK

0001227773

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-08-19	HLITHARMONIC INC. · Restricted Stock UnitsA Award	Chief Financial Officer	AAward	+13.1K sh	—	—	13,096
2015-08-15	HLITHARMONIC INC.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+7,000 sh	—	—	24,388
2015-08-15	HLITHARMONIC INC.F Tax Payment	Chief Financial Officer	FTax Payment	−2,630 sh	$5.84	−$15.4K	21,758
2015-08-15	HLITHARMONIC INC.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+6,875 sh	—	—	19,971
2015-08-15	HLITHARMONIC INC. · Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−6,875 sh	—	—	6,875
2015-08-15	HLITHARMONIC INC.F Tax Payment	Chief Financial Officer	FTax Payment	−2,583 sh	$5.84	−$15.1K	17,388
2015-08-15	HLITHARMONIC INC. · Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−7,000 sh	—	—	7,000
2015-05-12	HLITHARMONIC INC.S Sale	Chief Financial Officer	SSale	−32.6K sh	$7.00	−$228K	13,096
2015-03-13	HLITHARMONIC INC. · Stock Option/Right to buyA Award	Chief Financial Officer	AAward	+93.3K sh	$7.58	+$707K	93,333
2015-03-13	HLITHARMONIC INC. · Restricted Stock UnitsA Award	Chief Financial Officer	AAward	+31.3K sh	—	—	31,333
2015-02-15	HLITHARMONIC INC.F Tax Payment	Chief Financial Officer	FTax Payment	−5,261 sh	$7.90	−$41.6K	45,702
2015-02-15	HLITHARMONIC INC.F Tax Payment	Chief Financial Officer	FTax Payment	−2,527 sh	$7.90	−$20K	36,963
2015-02-15	HLITHARMONIC INC.F Tax Payment	Chief Financial Officer	FTax Payment	−2,705 sh	$7.90	−$21.4K	32,615
2015-02-15	HLITHARMONIC INC. · Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−6,875 sh	—	—	13,750
2015-02-15	HLITHARMONIC INC.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+14K sh	—	—	50,963
2015-02-15	HLITHARMONIC INC.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+6,875 sh	—	—	39,490
2015-02-15	HLITHARMONIC INC.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+5,000 sh	—	—	30,624
2015-02-15	HLITHARMONIC INC.F Tax Payment	Chief Financial Officer	FTax Payment	−2,179 sh	$7.90	−$17.2K	28,445
2015-02-15	HLITHARMONIC INC. · Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−6,875 sh	—	—	0
2015-02-15	HLITHARMONIC INC. · Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−5,000 sh	—	—	0
2015-02-15	HLITHARMONIC INC.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+6,875 sh	—	—	35,320
2015-02-15	HLITHARMONIC INC. · Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−14K sh	—	—	14,000
2015-02-10	HLITHARMONIC INC.S Sale	Chief Financial Officer	SSale	−48.5K sh	$7.75	−$376K	25,624
2014-12-12	HLITHARMONIC INC.S Sale	Chief Financial Officer	SSale	−23.9K sh	$6.78	−$162K	74,136
2014-12-11	HLITHARMONIC INC.S Sale	Chief Financial Officer	SSale	−26.1K sh	$7.14	−$186K	98,016
2014-08-15	HLITHARMONIC INC.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+5,000 sh	—	—	117,431
2014-08-15	HLITHARMONIC INC.F Tax Payment	Chief Financial Officer	FTax Payment	−2,583 sh	$6.15	−$15.9K	119,844
2014-08-15	HLITHARMONIC INC.F Tax Payment	Chief Financial Officer	FTax Payment	−2,583 sh	$6.15	−$15.9K	124,136
2014-08-15	HLITHARMONIC INC. · Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−6,875 sh	—	—	20,625
2014-08-15	HLITHARMONIC INC.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+6,875 sh	—	—	126,719
2014-08-15	HLITHARMONIC INC. · Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−6,875 sh	—	—	6,875
2014-08-15	HLITHARMONIC INC.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+6,875 sh	—	—	122,427
2014-08-15	HLITHARMONIC INC.F Tax Payment	Chief Financial Officer	FTax Payment	−1,879 sh	$6.15	−$11.6K	115,552
2014-08-15	HLITHARMONIC INC. · Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−5,000 sh	—	—	5,000
2014-03-14	HLITHARMONIC INC. · Right to buyA Award	Chief Financial Officer	AAward	+117K sh	$6.49	+$759K	117,000
2014-03-14	HLITHARMONIC INC. · Restricted Stock UnitsA Award	Chief Financial Officer	AAward	+28K sh	—	—	28,000
2014-02-15	HLITHARMONIC INC. · Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−13.8K sh	—	—	13,750
2014-02-15	HLITHARMONIC INC. · Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−6,875 sh	—	—	27,500
2014-02-15	HLITHARMONIC INC. · Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−5,000 sh	—	—	10,000
2014-02-15	HLITHARMONIC INC.F Tax Payment	Chief Financial Officer	FTax Payment	−5,073 sh	$6.48	−$32.9K	103,848
2014-02-15	HLITHARMONIC INC.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+13.8K sh	—	—	108,921
2014-02-15	HLITHARMONIC INC.F Tax Payment	Chief Financial Officer	FTax Payment	−2,813 sh	$6.48	−$18.2K	95,171
2014-02-15	HLITHARMONIC INC.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+6,875 sh	—	—	97,984
2014-02-15	HLITHARMONIC INC.F Tax Payment	Chief Financial Officer	FTax Payment	−2,179 sh	$6.48	−$14.1K	91,109
2014-02-15	HLITHARMONIC INC.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+5,000 sh	—	—	93,288
2013-11-15	HLITHARMONIC INC. · Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−13.8K sh	—	—	13,750
2013-11-15	HLITHARMONIC INC.F Tax Payment	Chief Financial Officer	FTax Payment	−5,167 sh	$7.44	−$38.4K	88,288
2013-11-15	HLITHARMONIC INC.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+13.8K sh	—	—	93,455
2013-08-15	HLITHARMONIC INC.F Tax Payment	Chief Financial Officer	FTax Payment	−1,879 sh	$7.60	−$14.3K	75,413
2013-08-15	HLITHARMONIC INC.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+6,875 sh	—	—	82,288

Recent filings

Accepted (ET)
Aug 214
HARMONIC INC0001209191-15-067400
SEC(opens sec.gov)
Aug 184
HARMONIC INC0001209191-15-066662
SEC(opens sec.gov)
May 144
HARMONIC INC0001209191-15-042879
SEC(opens sec.gov)
Mar 174
HARMONIC INC0001209191-15-027273
SEC(opens sec.gov)
Feb 184
HARMONIC INC0001209191-15-015252
SEC(opens sec.gov)

Companies

Address

C/O HARMONIC INC. 549 BALTIC WAY

SUNNYVALE, CA, 94089