Insider · CIK 0001228270

HAWTHORNE JEFFREY ALAN

Reports to the SEC for 2 companies · SANTA CLARA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001228270

Forms 4 and 5

Insider transactions

29 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-08-24	Uni-PixelD Disposition to Issuer	Director, CEO and President	DDisposition to Issuer	−33.3K sh	—	—	308,098
2017-08-01	Uni-PixelRestricted Stock Units (RSUs)M Exercise/Conversion	Director, CEO and President	MExercise/Conversion	−16.7K sh	—	—	116,670
2017-08-01	Uni-PixelRestricted Stock Units (RSUs)M Exercise/Conversion	Director, CEO and President	MExercise/Conversion	−20.8K sh	—	—	229,165
2017-08-01	Uni-PixelF Tax Payment	Director, CEO and President	FTax Payment	−7,830 sh	$0.38	−$2,944.08	341,422
2017-08-01	Uni-PixelM Exercise/Conversion	Director, CEO and President	MExercise/Conversion	+16.7K sh	—	—	334,680
2017-08-01	Uni-PixelF Tax Payment	Director, CEO and President	FTax Payment	−6,263 sh	$0.38	−$2,354.888	328,417
2017-08-01	Uni-PixelM Exercise/Conversion	Director, CEO and President	MExercise/Conversion	+20.8K sh	—	—	349,252
2017-06-09	Uni-PixelRestricted Stock Units (RSUs)A Award	Director, CEO and President	AAward	+250K sh	—	—	250,000
2017-05-22	Uni-PixelP Purchase	Director, CEO and President	PPurchase	+12.5K sh	$0.39	+$4,889.43	318,014
2017-05-01	Uni-PixelF Tax Payment	Director, CEO and President	FTax Payment	−6,113 sh	$0.47	−$2,873.11	305,477
2017-05-01	Uni-PixelRestricted Stock Units (RSUs)M Exercise/Conversion	Director, CEO and President	MExercise/Conversion	−16.7K sh	—	—	133,336
2017-05-01	Uni-PixelM Exercise/Conversion	Director, CEO and President	MExercise/Conversion	+16.7K sh	—	—	311,590
2017-02-01	Uni-PixelM Exercise/Conversion	Director, CEO and President	MExercise/Conversion	+16.7K sh	—	—	302,220
2017-02-01	Uni-PixelF Tax Payment	Director, CEO and President	FTax Payment	−7,296 sh	$1.43	−$10.4K	294,924
2016-11-01	Uni-PixelRestricted Stock Units (RSUs)M Exercise/Conversion	Director, CEO and President	MExercise/Conversion	−16.7K sh	—	—	166,668
2016-11-01	Uni-PixelRestricted Stock Units (RSUs)M Exercise/Conversion	Director, CEO and President	MExercise/Conversion	−16.7K sh	—	—	150,002
2016-11-01	Uni-PixelM Exercise/Conversion	Director, CEO and President	MExercise/Conversion	+16.7K sh	—	—	291,817
2016-11-01	Uni-PixelF Tax Payment	Director, CEO and President	FTax Payment	−6,263 sh	$1.25	−$7,828.75	285,554
2016-08-01	Uni-PixelM Exercise/Conversion	Director, CEO and President	MExercise/Conversion	+16.7K sh	—	—	281,415
2016-08-01	Uni-PixelF Tax Payment	Director, CEO and President	FTax Payment	−6,264 sh	$1.27	−$7,955.28	275,151
2016-08-01	Uni-PixelRestricted Stock Units (RSUs)M Exercise/Conversion	Director, CEO and President	MExercise/Conversion	−16.7K sh	—	—	183,334
2016-06-08	Uni-PixelRestricted Stock Units (RSUs)A Award	Director, CEO and President	AAward	+200K sh	—	—	200,000
2016-04-14	Uni-PixelF Tax Payment	Director, CEO and President	FTax Payment	−19.1K sh	$1.41	−$27K	264,749
2016-03-08	Uni-PixelA Award	Director, CEO and President	AAward	+18.5K sh	—	—	283,898
2015-11-30	Uni-PixelA Award	Director, CEO and President	AAward	+15.4K sh	—	—	265,359
2015-07-31	Uni-PixelA Award	Director, CEO and President	AAward	+100K sh	$1.24	+$124K	250,000
2015-07-31	Uni-PixelA Award	Director, CEO and President	AAward	+100K sh	$1.24	+$124K	250,000
2003-10-21	PHOTON DYNAMICS INCIncentive Stock Option (right to buy)A Award	CEO	AAward	+98.8K sh	$31.11	+$3.07M	98,840
2003-10-21	PHOTON DYNAMICS INCIncentive Stock Option (right to buy)A Award	CEO	AAward	+1,160 sh	$31.11	+$36.1K	1,160

Recent filings

Accepted (ET)
Aug 284
HAWTHORNE JEFFREY ALAN0001209191-17-050493
SEC(opens sec.gov)
Aug 34
HAWTHORNE JEFFREY ALAN0001209191-17-047327
SEC(opens sec.gov)
Jun 134
Uni-Pixel0001209191-17-039463
SEC(opens sec.gov)
May 224
Uni-Pixel0001209191-17-034312
SEC(opens sec.gov)
May 34
Uni-Pixel0001209191-17-029608
SEC(opens sec.gov)
Feb 34
Uni-Pixel0001209191-17-007597
SEC(opens sec.gov)
Nov 34
Uni-Pixel0001209191-16-148144
SEC(opens sec.gov)
Aug 34
Uni-Pixel0001209191-16-135256
SEC(opens sec.gov)

Companies

Address

4699 OLD IRONSIDES DRIVE, STE. 300

SANTA CLARA, CA, 95054