Insider · CIK 0001239206

SWAIN SCOTT A

Reports to the SEC for 2 companies · TALLAHASSEE, FL

sec.gov

Transactions

Companies

Filings

CIK

0001239206

Forms 4 and 5

Insider transactions

17 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-04-01	Sunshine Financial, Inc.D Disposition to Issuer	SVP, CFO and Treasurer	DDisposition to Issuer	−3,936 sh	—	—	0
2018-04-01	Sunshine Financial, Inc.D Disposition to Issuer	SVP, CFO and Treasurer	DDisposition to Issuer	−3,910 sh	—	—	0
2018-04-01	Sunshine Financial, Inc.D Disposition to Issuer	SVP, CFO and Treasurer	DDisposition to Issuer	−4,487 sh	—	—	0
2018-04-01	Sunshine Financial, Inc.Employee Stock Option (Right to Buy)D Disposition to Issuer	SVP, CFO and Treasurer	DDisposition to Issuer	−10K sh	$27.00	−$270K	0
2017-11-28	Sunshine Financial, Inc.F Tax Payment	SVP, CFO and Treasurer	FTax Payment	−264 sh	$22.36	−$5,903.04	3,936
2016-12-08	Sunshine Financial, Inc.S Sale	SVP, CFO and Treasurer	SSale	−716 sh	$19.15	−$13.7K	4,200
2016-11-21	Sunshine Financial, Inc.F Tax Payment	SVP, CFO and Treasurer	FTax Payment	−284 sh	$18.75	−$5,325	4,916
2016-05-24	Sunshine Financial, Inc.S Sale	SVP, CFO and Treasurer	SSale	−717 sh	$19.20	−$13.8K	5,200
2015-11-24	Sunshine Financial, Inc.F Tax Payment	SVP, CFO and Treasurer	FTax Payment	−283 sh	$19.40	−$5,490.2	5,917
2015-08-19	Sunshine Financial, Inc.S Sale	SVP, CFO and Treasurer	SSale	−736 sh	$18.10	−$13.3K	6,200
2015-05-01	Sunshine Financial, Inc.F Tax Payment	SVP, CFO and Treasurer	FTax Payment	−264 sh	$18.05	−$4,765.2	6,936
2014-08-29	Sunshine Financial, Inc.P Purchase	SVP, CFO and Treasurer	PPurchase	+1,800 sh	$18.75	+$33.8K	11,950
2014-08-26	Sunshine Financial, Inc.A Award	SVP, CFO and Treasurer	AAward	+400 sh	$18.50	+$7,400	10,150
2013-11-19	Sunshine Financial, Inc.A Award	SVP, CFO and Treasurer	AAward	+5,000 sh	—	—	9,750
2012-12-10	Sunshine Financial, Inc.Employee Stock Option (Right to Buy)A Award	SVP, CFO and Treasurer	AAward	+10K sh	—	—	10,000
2011-04-05	Sunshine Financial, Inc.P Purchase	SVP, CFO and Treasurer	PPurchase	+4,750 sh	$10.00	+$47.5K	4,750
2002-12-31	HCB BANCSHARES INCA Award	Sr. V.P./CFO	AAward	+378 sh	—	—	1,655

Recent filings

Accepted (ET)
Apr 34
SWAIN SCOTT A0000927089-18-000153
SEC(opens sec.gov)
Nov 304
SWAIN SCOTT A0000927089-17-000454
SEC(opens sec.gov)
Dec 84
Sunshine Financial Inc0000927089-16-001047
SEC(opens sec.gov)
Nov 224
Sunshine Financial Inc0000927089-16-001026
SEC(opens sec.gov)
May 254
Sunshine Financial Inc0000927089-16-000851
SEC(opens sec.gov)
Nov 254
Sunshine Financial Inc0000927089-15-000584
SEC(opens sec.gov)
Aug 244
Sunshine Financial Inc0000927089-15-000385
SEC(opens sec.gov)
May 54
Sunshine Financial Inc0000927089-15-000255
SEC(opens sec.gov)
Aug 294
Sunshine Financial Inc0000927089-14-000342
SEC(opens sec.gov)
Aug 284
Sunshine Financial Inc0000927089-14-000340
SEC(opens sec.gov)
Nov 204
Sunshine Financial Inc0000927089-13-000217
SEC(opens sec.gov)
Dec 194
SWAIN SCOTT A0000927089-12-000339
SEC(opens sec.gov)
Apr 74
SWAIN SCOTT A0000927089-11-000091
SEC(opens sec.gov)
Aug 115
HCB BANCSHARES INC0000904280-03-000152
SEC(opens sec.gov)

Companies

Address

C/O SUNSHINE FINANCIAL INC 1400 EAST PARK AVENUE

TALLAHASSEE, FL, 32301