Insider · CIK 0001245515

OZANNE JAMES

Reports to the SEC for 7 companies · SCOTTSDALE, AZ

sec.gov

Transactions

Companies

Filings

CIK

0001245515

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-12-22	NMIHNMI Holdings, Inc.G Gift	Director	GGift	−20K sh	—	—	66,991
2020-11-10	NMIHNMI Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+38.6K sh	$10.00	+$386K	115,326
2020-11-10	NMIHNMI Holdings, Inc.S Sale	Director	SSale	−28.3K sh	$23.10	−$654K	86,991
2020-11-10	NMIHNMI Holdings, Inc. · Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−38.6K sh	—	—	0
2020-05-14	NMIHNMI Holdings, Inc.A Award	Director	AAward	+9,015 sh	—	—	76,701
2019-11-27	NMIHNMI Holdings, Inc.S Sale	Director	SSale	−5,000 sh	$33.81	−$169K	67,686
2019-09-20	NMIHNMI Holdings, Inc.S Sale	Director	SSale	−5,000 sh	$27.88	−$139K	5,000
2019-09-19	NMIHNMI Holdings, Inc.S Sale	Director	SSale	−5,000 sh	$27.56	−$138K	72,686
2019-08-27	NMIHNMI Holdings, Inc.S Sale	Director	SSale	−10K sh	$27.86	−$279K	77,686
2019-05-10	NMIHNMI Holdings, Inc.S Sale	Director	SSale	−25K sh	$27.40	−$685K	10,000
2019-05-09	NMIHNMI Holdings, Inc.A Award	Director	AAward	+4,354 sh	—	—	87,686
2019-05-02	NMIHNMI Holdings, Inc.S Sale	Director	SSale	−12K sh	$28.16	−$338K	83,332
2019-02-15	NMIHNMI Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+37K sh	$10.00	+$370K	111,629
2019-02-15	NMIHNMI Holdings, Inc.S Sale	Director	SSale	−16.3K sh	$23.78	−$388K	95,332
2019-02-15	NMIHNMI Holdings, Inc. · Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−37K sh	—	—	38,265
2019-01-15	EnSync, Inc.Restricted Stock UnitsA Award	Director	AAward	+37.5K sh	—	—	37,500
2018-11-13	EnSync, Inc.Restricted Stock UnitsA Award	Director	AAward	+34.1K sh	—	—	34,091
2018-11-13	EnSync, Inc.Restricted Stock UnitsA Award	Director	AAward	+327K sh	—	—	327,273
2018-09-24	EnSync, Inc.Restricted Stock UnitsA Award	Director	AAward	+25.9K sh	—	—	25,862
2018-08-06	NMIHNMI Holdings, Inc.S Sale	Director	SSale	−25K sh	$20.99	−$525K	74,629
2018-06-26	EnSync, Inc.Restricted Stock UnitsA Award	Director	AAward	+20.8K sh	—	—	20,833
2018-05-10	NMIHNMI Holdings, Inc.A Award	Director	AAward	+4,923 sh	—	—	89,629
2017-11-14	EnSync, Inc.Restricted Stock UnitsA Award	Director	AAward	+233K sh	—	—	232,615
2017-06-22	EnSync, Inc.P Purchase	Director	PPurchase	+28.5K sh	$0.35	+$9,975	80,362
2017-05-11	NMIHNMI Holdings, Inc.A Award	Director	AAward	+7,239 sh	—	—	84,706
2016-11-14	EnSync, Inc.Restricted Stock UnitsA Award	Director	AAward	+72.7K sh	—	—	72,727
2016-08-26	NMIHNMI Holdings, Inc.P Purchase	Director	PPurchase	+5,000 sh	$7.92	+$39.6K	35,000
2016-08-03	NMIHNMI Holdings, Inc.P Purchase	Director	PPurchase	+5,000 sh	$6.78	+$33.9K	30,000
2016-05-26	NMIHNMI Holdings, Inc.P Purchase	Director	PPurchase	+5,000 sh	$6.12	+$30.6K	25,000
2016-05-12	NMIHNMI Holdings, Inc.A Award	Director	AAward	+8,169 sh	—	—	77,467
2015-12-08	NMIHNMI Holdings, Inc.P Purchase	Director	PPurchase	+10K sh	$7.09	+$70.9K	20,000
2015-11-17	EnSync, Inc.Restricted Stock UnitsA Award	Director	AAward	+144K sh	—	—	144,000
2015-06-16	NMIHNMI Holdings, Inc.P Purchase	Director	PPurchase	+10K sh	$8.07	+$80.7K	10,000
2015-05-14	NMIHNMI Holdings, Inc.A Award	Director	AAward	+6,031 sh	—	—	69,298
2015-05-08	NMIHNMI Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+4,940 sh	—	—	63,267
2015-05-08	NMIHNMI Holdings, Inc. · Restricted Stock Unit (right to receive)M Exercise/Conversion	Director	MExercise/Conversion	−4,940 sh	—	—	0
2015-05-06	URIUNITED RENTALS, INC.A Award	Director	AAward	+1,353 sh	$99.85	+$135K	23,219
2015-04-24	NMIHNMI Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+30.9K sh	—	—	58,327
2015-04-24	NMIHNMI Holdings, Inc. · Restricted Stock Unit (right to receive)M Exercise/Conversion	Director	MExercise/Conversion	−30.9K sh	—	—	0
2015-02-24	NMIHNMI Holdings, Inc.P Purchase	Director	PPurchase	+10K sh	$7.44	+$74.4K	27,390
2014-11-18	EnSync, Inc.Restricted Stock UnitsA Award	Director	AAward	+113K sh	—	—	112,500
2014-07-29	URIUNITED RENTALS, INC.S Sale	Director	SSale	−5,000 sh	$110.67	−$553K	21,866
2013-12-20	EnSync, Inc.Restricted Stock UnitsA Award	Director	AAward	+91.1K sh	—	—	91,140
2013-12-11	URIUNITED RENTALS, INC.S Sale	Director	SSale	−3,500 sh	$70.37	−$246K	—
2013-05-08	URIUNITED RENTALS, INC.A Award	Director	AAward	+1,720 sh	$58.17	+$100K	29,026
2013-02-28	URIUNITED RENTALS, INC.S Sale	Director	SSale	−5,375 sh	$53.74	−$289K	27,306
2012-11-07	EnSync, Inc.Restricted Stock UnitsA Award	Director	AAward	+221K sh	—	—	221,053
2012-06-14	EnSync, Inc.P Purchase	Director	PPurchase	+197K sh	$0.38	+$74.9K	259,313
2012-06-08	URIUNITED RENTALS, INC.A Award	Director	AAward	+3,841 sh	$32.55	+$125K	32,681
2012-04-30	RSC Holdings Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−19.3K sh	—	—	0

Recent filings

Accepted (ET)
Dec 284
OZANNE JAMES0001547903-20-000118
SEC(opens sec.gov)
Nov 124
OZANNE JAMES0001547903-20-000095
SEC(opens sec.gov)
May 184
OZANNE JAMES0001547903-20-000061
SEC(opens sec.gov)
Dec 24
OZANNE JAMES0001547903-19-000151
SEC(opens sec.gov)
Sep 234
OZANNE JAMES0001547903-19-000114
SEC(opens sec.gov)
Aug 294
OZANNE JAMES0001547903-19-000108
SEC(opens sec.gov)
May 144
OZANNE JAMES0001547903-19-000089
SEC(opens sec.gov)
May 134
OZANNE JAMES0001547903-19-000084
SEC(opens sec.gov)
May 64
OZANNE JAMES0001547903-19-000068
SEC(opens sec.gov)
Feb 204
OZANNE JAMES0001547903-19-000033
SEC(opens sec.gov)
Jan 174
OZANNE JAMES0001209191-19-004290
SEC(opens sec.gov)
Nov 154
OZANNE JAMES0001209191-18-058764
SEC(opens sec.gov)
Sep 264
OZANNE JAMES0001209191-18-052329
SEC(opens sec.gov)
Aug 84
OZANNE JAMES0001547903-18-000105
SEC(opens sec.gov)

Companies

Address

C/O RSC HOLDINGS INC. 6929 E. GREENWAY PARKWAY, SUITE 200

SCOTTSDALE, AZ, 85254