Insider · CIK 0001254472

HARKLEROAD DONALD R

Reports to the SEC for 3 companies · NORCROSS, GA

sec.gov

Transactions

Companies

Filings

CIK

0001254472

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-06-30	LIGHTING SCIENCE GROUP CORPS Sale	Director	SSale	−270K sh	$0.03	−$7,730.666	0
2017-06-14	LIGHTING SCIENCE GROUP CORPS Sale	Director	SSale	−293K sh	$0.02	−$5,674.927	270,303
2017-06-12	LIGHTING SCIENCE GROUP CORPS Sale	Director	SSale	−201K sh	$0.02	−$4,401.9	36,997
2017-05-24	LIGHTING SCIENCE GROUP CORPS Sale	Director	SSale	−20K sh	$0.04	−$894	237,997
2016-12-12	LIGHTING SCIENCE GROUP CORPS Sale	Director	SSale	−21.4K sh	$0.02	−$329.421	259,808
2016-05-26	LIGHTING SCIENCE GROUP CORPNon-Qualified Stock Option (Right to Buy)A Award	Director	AAward	+240K sh	—	—	240,000
2015-11-19	LIGHTING SCIENCE GROUP CORPNon-Qualified Stock Option (Right to Buy)A Award	Director	AAward	+515K sh	—	—	515,021
2015-11-19	LIGHTING SCIENCE GROUP CORPD Disposition to Issuer	Director	DDisposition to Issuer	−240K sh	—	—	643,014
2015-03-24	LIGHTING SCIENCE GROUP CORPA Award	Director	AAward	+240K sh	—	—	883,014
2013-08-14	LIGHTING SCIENCE GROUP CORPA Award	Director	AAward	+240K sh	—	—	375,345
2012-03-19	LIGHTING SCIENCE GROUP CORPM Exercise/Conversion	Director	MExercise/Conversion	+105K sh	—	—	135,345
2012-03-19	LIGHTING SCIENCE GROUP CORPOptionM Exercise/Conversion	Director	MExercise/Conversion	−1 sh	—	—	0
2012-03-14	LIGHTING SCIENCE GROUP CORPOptionA Award	Director	AAward	+1 sh	—	—	1
2011-01-03	LIGHTING SCIENCE GROUP CORPOption (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−30.3K sh	—	—	57,576
2011-01-03	LIGHTING SCIENCE GROUP CORPM Exercise/Conversion	Director	MExercise/Conversion	+30.3K sh	$3.30	+$100K	30,303
2011-01-03	LIGHTING SCIENCE GROUP CORPOption (Right to Buy)A Award	Director	AAward	+12K sh	—	—	12,000
2010-12-21	LIGHTING SCIENCE GROUP CORPOption (Right to Buy)A Award	Director	AAward	+87.9K sh	—	—	87,879
2010-04-23	LIGHTING SCIENCE GROUP CORPOption (Right to Buy)A Award	Director	AAward	+12K sh	—	—	12,000
2010-04-23	LIGHTING SCIENCE GROUP CORPA Award	Director	AAward	+80K sh	—	—	331,735
2010-02-22	EASYLINK SERVICES INTERNATIONAL CORPA Award	Director	AAward	+7,247 sh	—	—	12,419
2010-01-01	LIGHTING SCIENCE GROUP CORPA Award	Director	AAward	+21.4K sh	—	—	296,199
2009-11-18	LIGHTING SCIENCE GROUP CORPA Award	Director	AAward	+26.6K sh	$0.75	+$19.9K	251,735
2009-03-20	LIGHTING SCIENCE GROUP CORPA Award	Director	AAward	+34K sh	$0.59	+$20K	176,428
2008-06-19	LIGHTING SCIENCE GROUP CORPA Award	Director	AAward	+6,380 sh	$6.27	+$40K	127,118
2007-12-31	LIGHTING SCIENCE GROUP CORPA Award	Director	AAward	+27.2K sh	$0.46	+$12.5K	2,414,765
2007-08-02	LIGHTING SCIENCE GROUP CORPLighting Science Group 2005 Equity-Based Compensation PlanA Award	Director	AAward	+125K sh	$0.54	+$67.5K	1,271,876
2007-07-02	LIGHTING SCIENCE GROUP CORPA Award	Director	AAward	+40.3K sh	$0.31	+$12.5K	2,262,591
2007-07-02	LIGHTING SCIENCE GROUP CORPA Award	Director	AAward	+34.7K sh	$0.36	+$12.5K	2,222,268
2007-05-21	LIGHTING SCIENCE GROUP CORPA Award	Director	AAward	+3,069 sh	$0.24	+$736.56	2,187,545
2006-10-11	LIGHTING SCIENCE GROUP CORPP Purchase	Director	PPurchase	+195K sh	—	—	2,137,965
2006-01-10	EASYLINK SERVICES INTERNATIONAL CORPA Award	Director	AAward	+14K sh	—	—	36,605
2006-01-05	EASYLINK SERVICES INTERNATIONAL CORPA Award	Director	AAward	+7,241 sh	—	—	22,605
2005-12-31	LIGHTING SCIENCE GROUP CORPJ Other	Director	JOther	+25.4K sh	—	—	675,524
2005-08-08	LIGHTING SCIENCE GROUP CORPJ Other	Director	JOther	−5,000 sh	$0.24	−$1,200	647,787
2005-08-08	LIGHTING SCIENCE GROUP CORPJ Other	Director	JOther	−5,000 sh	$0.24	−$1,200	637,787
2005-08-08	LIGHTING SCIENCE GROUP CORPJ Other	Director	JOther	−5,000 sh	$0.24	−$1,200	642,787
2005-08-08	LIGHTING SCIENCE GROUP CORPJ Other	Director	JOther	−10K sh	$0.24	−$2,400	652,787
2005-08-08	LIGHTING SCIENCE GROUP CORPJ Other	Director	JOther	−10K sh	$0.24	−$2,400	662,787
2005-08-08	LIGHTING SCIENCE GROUP CORPJ Other	Director	JOther	−10K sh	$0.24	−$2,400	672,787
2005-07-01	LIGHTING SCIENCE GROUP CORPJ Other	Director	JOther	+9,760 sh	—	—	682,787
2005-06-16	LIGHTING SCIENCE GROUP CORPP Purchase	Director	PPurchase	+15.6K sh	$3.20	+$50K	15,625
2005-04-01	LIGHTING SCIENCE GROUP CORPJ Other	Director	JOther	+5,719 sh	—	—	673,027
2005-03-31	EASYLINK SERVICES INTERNATIONAL CORPA Award	Director	AAward	+5,085 sh	—	—	15,364
2005-02-28	SUMMIT BANK CORPRight to Acquire OptionsA Award	Director	AAward	+5,000 sh	$15.01	+$75.1K	5,000
2004-12-31	EASYLINK SERVICES INTERNATIONAL CORPA Award	Director	AAward	+4,921 sh	—	—	10,279
2004-11-23	LIGHTING SCIENCE GROUP CORPJ Other	Director	JOther	+9,256 sh	$1.22	+$11.3K	667,308
2004-11-08	LIGHTING SCIENCE GROUP CORPJ Other	Director	JOther	+10K sh	$0.24	+$2,400	633,052
2004-11-08	LIGHTING SCIENCE GROUP CORPJ Other	Director	JOther	+10K sh	$0.24	+$2,400	643,052
2004-11-08	LIGHTING SCIENCE GROUP CORPJ Other	Director	JOther	+5,000 sh	$0.24	+$1,200	648,052
2004-11-08	LIGHTING SCIENCE GROUP CORPJ Other	Director	JOther	+5,000 sh	$0.24	+$1,200	653,052

Recent filings

Accepted (ET)
Jul 54
LIGHTING SCIENCE GROUP CORP0001437749-17-012226
SEC(opens sec.gov)
Jun 164
LIGHTING SCIENCE GROUP CORP0001437749-17-011403
SEC(opens sec.gov)
Jun 144
LIGHTING SCIENCE GROUP CORP0001437749-17-011291
SEC(opens sec.gov)
May 264
LIGHTING SCIENCE GROUP CORP0001437749-17-010181
SEC(opens sec.gov)
Dec 144
LIGHTING SCIENCE GROUP CORP0001437749-16-043328
SEC(opens sec.gov)
May 314
LIGHTING SCIENCE GROUP CORP0001437749-16-033068
SEC(opens sec.gov)
Nov 234
LIGHTING SCIENCE GROUP CORP0001437749-15-021353
SEC(opens sec.gov)
Mar 264
LIGHTING SCIENCE GROUP CORP0001437749-15-006148
SEC(opens sec.gov)
Aug 164
LIGHTING SCIENCE GROUP CORP0001181431-13-045242
SEC(opens sec.gov)
Feb 144
HARKLEROAD DONALD R0001181431-13-009569
SEC(opens sec.gov)
Jan 184
HARKLEROAD DONALD R0001181431-11-004028
SEC(opens sec.gov)
Jun 114
HARKLEROAD DONALD R0001181431-10-032706
SEC(opens sec.gov)
May 244
HARKLEROAD DONALD R0001181431-10-029074
SEC(opens sec.gov)

Companies

Address

6801 GOVERNORS LAKE PARKWAY SUITE 100

NORCROSS, GA, 30071