Insider · CIK 0001254646

AUST BRUCE

Reports to the SEC for 2 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001254646

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-09-12	NDAQNASDAQ, INC.S Sale	Executive Vice President	SSale	−26.4K sh	$43.75	−$1.15M	72,350
2014-07-25	NDAQNASDAQ, INC.M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+25.2K sh	$19.75	+$498K	123,949
2014-07-25	NDAQNASDAQ, INC.S Sale	Executive Vice President	SSale	−25.2K sh	$42.17	−$1.06M	98,739
2014-07-25	NDAQNASDAQ, INC. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−25.2K sh	—	—	0
2014-03-17	NDAQNASDAQ, INC.M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+20K sh	$7.35	+$147K	118,101
2014-03-17	NDAQNASDAQ, INC.S Sale	Executive Vice President	SSale	−20K sh	$39.80	−$796K	98,101
2014-03-17	NDAQNASDAQ, INC. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−20K sh	—	—	60,000
2014-02-18	NDAQNASDAQ, INC.M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+20K sh	$7.35	+$147K	118,101
2014-02-18	NDAQNASDAQ, INC.S Sale	Executive Vice President	SSale	−20K sh	$38.97	−$779K	98,101
2014-02-18	NDAQNASDAQ, INC. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−20K sh	—	—	80,000
2014-01-15	NDAQNASDAQ, INC.M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+20K sh	$7.35	+$147K	118,101
2014-01-15	NDAQNASDAQ, INC.S Sale	Executive Vice President	SSale	−20K sh	$39.41	−$788K	98,101
2014-01-15	NDAQNASDAQ, INC. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−20K sh	—	—	100,000
2013-12-31	NDAQNASDAQ, INC.F Tax Payment	Executive Vice President	FTax Payment	−16.7K sh	$39.80	−$663K	123,144
2013-12-31	NDAQNASDAQ, INC.F Tax Payment	Executive Vice President	FTax Payment	−16.7K sh	$39.80	−$663K	98,101
2013-12-13	NDAQNASDAQ, INC.M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+7,500 sh	$9.15	+$68.6K	122,251
2013-12-13	NDAQNASDAQ, INC.S Sale	Executive Vice President	SSale	−7,500 sh	$38.87	−$292K	114,751
2013-12-13	NDAQNASDAQ, INC. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−7,500 sh	—	—	0
2013-11-13	NDAQNASDAQ, INC.M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+7,500 sh	$9.15	+$68.6K	122,251
2013-11-13	NDAQNASDAQ, INC.S Sale	Executive Vice President	SSale	−7,500 sh	$35.67	−$268K	114,751
2013-11-13	NDAQNASDAQ, INC. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−7,500 sh	—	—	7,500
2013-10-14	NDAQNASDAQ, INC.M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+7,500 sh	$9.15	+$68.6K	122,251
2013-10-14	NDAQNASDAQ, INC.S Sale	Executive Vice President	SSale	−7,500 sh	$33.11	−$248K	114,751
2013-10-14	NDAQNASDAQ, INC. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−7,500 sh	—	—	15,000
2013-09-13	NDAQNASDAQ, INC.M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+7,500 sh	$9.15	+$68.6K	122,251
2013-09-13	NDAQNASDAQ, INC.S Sale	Executive Vice President	SSale	−7,500 sh	$31.23	−$234K	114,751
2013-09-13	NDAQNASDAQ, INC. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−7,500 sh	—	—	22,500
2013-08-13	NDAQNASDAQ, INC.M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+7,500 sh	$9.15	+$68.6K	122,251
2013-08-13	NDAQNASDAQ, INC.S Sale	Executive Vice President	SSale	−7,500 sh	$31.86	−$239K	114,751
2013-08-13	NDAQNASDAQ, INC. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−7,500 sh	—	—	30,000
2013-07-15	NDAQNASDAQ, INC.M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+7,500 sh	$9.15	+$68.6K	122,251
2013-07-15	NDAQNASDAQ, INC.S Sale	Executive Vice President	SSale	−7,500 sh	$34.17	−$256K	114,751
2013-07-15	NDAQNASDAQ, INC. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−7,500 sh	—	—	37,500
2013-06-13	NDAQNASDAQ, INC.M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+7,500 sh	$9.15	+$68.6K	122,251
2013-06-13	NDAQNASDAQ, INC.S Sale	Executive Vice President	SSale	−7,500 sh	$31.46	−$236K	114,751
2013-06-13	NDAQNASDAQ, INC. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−7,500 sh	—	—	45,000
2013-05-22	NDAQNASDAQ, INC.S Sale	Executive Vice President	SSale	−7,000 sh	$31.19	−$218K	114,751
2013-05-13	NDAQNASDAQ, INC.M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+7,500 sh	$9.15	+$68.6K	129,251
2013-05-13	NDAQNASDAQ, INC.S Sale	Executive Vice President	SSale	−7,500 sh	$30.37	−$228K	121,751
2013-05-13	NDAQNASDAQ, INC. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−7,500 sh	—	—	52,500
2013-04-15	NDAQNASDAQ, INC.M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+7,500 sh	$9.15	+$68.6K	129,251
2013-04-15	NDAQNASDAQ, INC.S Sale	Executive Vice President	SSale	−7,500 sh	$29.00	−$218K	121,751
2013-04-15	NDAQNASDAQ, INC. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−7,500 sh	—	—	60,000
2013-03-13	NDAQNASDAQ, INC.M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+7,500 sh	$9.15	+$68.6K	129,251
2013-03-13	NDAQNASDAQ, INC.S Sale	Executive Vice President	SSale	−7,500 sh	$32.11	−$241K	121,751
2013-03-13	NDAQNASDAQ, INC. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−7,500 sh	—	—	67,500
2013-02-13	NDAQNASDAQ, INC.M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+7,500 sh	$9.15	+$68.6K	129,251
2013-02-13	NDAQNASDAQ, INC.S Sale	Executive Vice President	SSale	−7,500 sh	$30.44	−$228K	121,751
2013-02-13	NDAQNASDAQ, INC. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−7,500 sh	—	—	75,000
2013-02-07	NDAQNASDAQ, INC.M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+5,000 sh	$7.35	+$36.8K	126,751

Recent filings

Accepted (ET)
Sep 164
NASDAQ OMX GROUP, INC.0001181431-14-032112
SEC(opens sec.gov)
Jul 294
NASDAQ OMX GROUP, INC.0001181431-14-027635
SEC(opens sec.gov)
Mar 194
NASDAQ OMX GROUP, INC.0001181431-14-013359
SEC(opens sec.gov)
Feb 204/A
NASDAQ OMX GROUP, INC.0001181431-14-008048
SEC(opens sec.gov)
Feb 204
NASDAQ OMX GROUP, INC.0001181431-14-008052
SEC(opens sec.gov)
Jan 174
NASDAQ OMX GROUP, INC.0001181431-14-002891
SEC(opens sec.gov)
Jan 34
NASDAQ OMX GROUP, INC.0001181431-14-000882
SEC(opens sec.gov)
Dec 174
NASDAQ OMX GROUP, INC.0001181431-13-063082
SEC(opens sec.gov)
Nov 154
NASDAQ OMX GROUP, INC.0001181431-13-059231
SEC(opens sec.gov)

Companies

Address

ONE LIBERTY PLAZA

NEW YORK, NY, 10006