Insider · CIK 0001261299

STERN ALAN

Reports to the SEC for 1 company · LOS ANGELES, CA

sec.gov

Transactions

Companies

Filings

CIK

0001261299

Forms 4 and 5

Insider transactions

32 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2010-12-16	HYPERTENSION DIAGNOSTICS INC /MNStock OptionsA Award	Director	AAward	+225K sh	—	—	225,000
2010-09-02	HYPERTENSION DIAGNOSTICS INC /MNO Exercise Out-of-Money	Director	OExercise Out-of-Money	+102K sh	$0.14	+$14.2K	1,290,631
2010-09-02	HYPERTENSION DIAGNOSTICS INC /MNSeries A Preferred StockO Exercise Out-of-Money	Director	OExercise Out-of-Money	+6,400 sh	—	—	39,679
2010-09-02	HYPERTENSION DIAGNOSTICS INC /MNSeries A Preferred WarrantO Exercise Out-of-Money	Director	OExercise Out-of-Money	−6,400 sh	—	—	6,912
2010-09-02	HYPERTENSION DIAGNOSTICS INC /MNCommon Stock WarrantO Exercise Out-of-Money	Director	OExercise Out-of-Money	−102K sh	—	—	109,922
2010-05-12	HYPERTENSION DIAGNOSTICS INC /MNCommon Stock WarrantA Award	Director	AAward	+212K sh	—	—	211,694
2010-05-12	HYPERTENSION DIAGNOSTICS INC /MNCommon Stock WarrantD Disposition to Issuer	Director	DDisposition to Issuer	−212K sh	—	—	0
2010-05-12	HYPERTENSION DIAGNOSTICS INC /MNSeries A Preferred Stock WarrantD Disposition to Issuer	Director	DDisposition to Issuer	−13.3K sh	—	—	0
2010-05-12	HYPERTENSION DIAGNOSTICS INC /MNSeries A Preferred WarrantA Award	Director	AAward	+13.3K sh	—	—	13,312
2010-01-22	HYPERTENSION DIAGNOSTICS INC /MNP Purchase	Director	PPurchase	+25K sh	$0.20	+$5,125	1,188,859
2010-01-19	HYPERTENSION DIAGNOSTICS INC /MNP Purchase	Director	PPurchase	+25K sh	$0.21	+$5,250	1,163,859
2009-12-17	HYPERTENSION DIAGNOSTICS INC /MNStock OptionsA Award	Director	AAward	+225K sh	—	—	225,000
2009-03-04	HYPERTENSION DIAGNOSTICS INC /MNP Purchase	Director	PPurchase	+37.1K sh	$0.04	+$1,446.9	1,138,859
2009-03-03	HYPERTENSION DIAGNOSTICS INC /MNP Purchase	Director	PPurchase	+5,000 sh	$0.04	+$200	1,101,759
2009-02-26	HYPERTENSION DIAGNOSTICS INC /MNP Purchase	Director	PPurchase	+1,900 sh	$0.04	+$79.8	1,096,759
2009-02-20	HYPERTENSION DIAGNOSTICS INC /MNP Purchase	Director	PPurchase	+25K sh	$0.04	+$980	1,094,859
2009-02-12	HYPERTENSION DIAGNOSTICS INC /MNP Purchase	Director	PPurchase	+12K sh	$0.04	+$500.4	1,069,859
2009-02-03	HYPERTENSION DIAGNOSTICS INC /MNP Purchase	Director	PPurchase	+79K sh	$0.03	+$2,472.7	1,057,859
2008-12-30	HYPERTENSION DIAGNOSTICS INC /MNS Sale	Director	SSale	−17K sh	$0.03	−$510	978,859
2008-12-23	HYPERTENSION DIAGNOSTICS INC /MNS Sale	Director	SSale	−13K sh	$0.04	−$455	995,859
2008-12-23	HYPERTENSION DIAGNOSTICS INC /MNS Sale	Director	SSale	−20K sh	$0.03	−$600	1,008,859
2008-12-22	HYPERTENSION DIAGNOSTICS INC /MNS Sale	Director	SSale	−25.7K sh	$0.03	−$771	1,028,859
2008-12-11	HYPERTENSION DIAGNOSTICS INC /MNS Sale	Director	SSale	−20K sh	$0.03	−$620	1,054,559
2008-12-10	HYPERTENSION DIAGNOSTICS INC /MNS Sale	Director	SSale	−20K sh	$0.03	−$620	1,074,559
2008-12-08	HYPERTENSION DIAGNOSTICS INC /MNS Sale	Director	SSale	−5,000 sh	$0.03	−$151	1,094,559
2008-12-04	HYPERTENSION DIAGNOSTICS INC /MNS Sale	Director	SSale	−30K sh	$0.03	−$906	1,099,559
2008-12-02	HYPERTENSION DIAGNOSTICS INC /MNS Sale	Director	SSale	−30K sh	$0.03	−$909	1,129,559
2004-12-30	HYPERTENSION DIAGNOSTICS INC /MNP Purchase	Director	PPurchase	+42.5K sh	$0.18	+$7,650	42,500
2004-08-06	HYPERTENSION DIAGNOSTICS INC /MNSeries A Preferred StockC Conversion	Director	CConversion	+8,433 sh	$2.04	+$17.2K	8,433
2004-08-06	HYPERTENSION DIAGNOSTICS INC /MNSeries A Preferred Stock Warrant (right to buy)P Purchase	Director	PPurchase	−8,433 sh	$2.04	−$17.2K	0
2004-08-06	HYPERTENSION DIAGNOSTICS INC /MNCommon Stock Warrant (right to buy)C Conversion	Director	CConversion	−134K sh	$0.17	−$22.8K	0
2004-08-06	HYPERTENSION DIAGNOSTICS INC /MNC Conversion	Director	CConversion	+134K sh	$0.17	+$22.8K	134,110

Recent filings

Accepted (ET)
Dec 214
STERN ALAN0001179110-10-017970
SEC(opens sec.gov)
Sep 84
STERN ALAN0001179110-10-013558
SEC(opens sec.gov)
Jan 284
STERN ALAN0001179110-10-001585
SEC(opens sec.gov)
Apr 14
STERN ALAN0001179110-09-005797
SEC(opens sec.gov)
Jan 64
STERN ALAN0001179110-09-000594
SEC(opens sec.gov)

Companies

HYPERTENSION DIAGNOSTICS INC /MNDirector

Address

602 S. HUDSON AVENUE SW

LOS ANGELES, CA, 90005