Insider · CIK 0001268014

KLEINFELD KLAUS

Reports to the SEC for 6 companies · PITTSBURGH, PA

sec.gov

Transactions

Companies

Filings

CIK

0001268014

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-01-26	CSTAFConstellation Acquisition Corp I · Private Placement WarrantS Sale	Director, Chief Executive Officer	SSale	−77.8K sh	—	—	0
2023-01-26	CSTAFConstellation Acquisition Corp I · Private Placement WarrantS Sale	Director, Chief Executive Officer	SSale	−1.53M sh	—	—	0
2021-01-29	CSTAFConstellation Acquisition Corp I · Private Placement WarrantA Award	Director, Chief Executive Officer	AAward	+1.53M sh	—	—	1,530,511
2017-04-21	HPEHewlett Packard Enterprise CoA Award	Director	AAward	+165 sh	$18.14	+$2,993.1	26,773
2017-04-21	HPEHewlett Packard Enterprise Co · Restricted Stock UnitsA Award	Director	AAward	+11.9K sh	—	—	11,853
2017-03-22	HPEHewlett Packard Enterprise Co · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−10.3K sh	—	—	0
2017-03-22	HPEHewlett Packard Enterprise CoM Exercise/Conversion	Director	MExercise/Conversion	+13.5K sh	—	—	26,608
2017-03-22	HPEHewlett Packard Enterprise Co · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−13.5K sh	—	—	0
2017-03-22	HPEHewlett Packard Enterprise CoM Exercise/Conversion	Director	MExercise/Conversion	+10.3K sh	—	—	23,362
2017-02-28	HPEHewlett Packard Enterprise CoA Award	Director	AAward	+547 sh	$22.82	+$12.5K	13,109
2017-01-17	HWMHowmet Aerospace Inc.F Tax Payment	Director, Chairman and CEO	FTax Payment	−58.8K sh	$20.74	−$1.22M	994,302
2017-01-17	HWMHowmet Aerospace Inc.F Tax Payment	Director, Chairman and CEO	FTax Payment	−33.9K sh	$20.74	−$702K	960,440
2017-01-17	HWMHowmet Aerospace Inc.F Tax Payment	Director, Chairman and CEO	FTax Payment	−41.9K sh	$20.74	−$870K	918,498
2017-01-13	HWMHowmet Aerospace Inc. · Employee Stock Option (right to buy)A Award	Director, Chairman and CEO	AAward	+288K sh	—	—	287,540
2017-01-13	HWMHowmet Aerospace Inc.A Award	Director, Chairman and CEO	AAward	+151K sh	—	—	1,053,067
2017-01-13	HWMHowmet Aerospace Inc.A Award	Director, Chairman and CEO	AAward	+81.3K sh	—	—	830,274
2017-01-13	HWMHowmet Aerospace Inc.A Award	Director, Chairman and CEO	AAward	+71.4K sh	—	—	901,625
2017-01-04	HPEHewlett Packard Enterprise Co · Restricted Stock UnitsA Award	Director	AAward	+28.187 sh	—	—	10,252.474
2016-11-30	HPEHewlett Packard Enterprise CoA Award	Director	AAward	+525 sh	$23.80	+$12.5K	12,562
2016-10-31	HPEHewlett Packard Enterprise Co · Restricted Stock UnitsA Award	Director	AAward	+24.891 sh	—	—	10,224.287
2016-09-15	MSMORGAN STANLEYG Gift	Director	GGift	−1,590 sh	—	—	51,952.165
2016-08-31	HPEHewlett Packard Enterprise CoA Award	Director	AAward	+581 sh	$21.48	+$12.5K	12,037
2016-07-06	HPEHewlett Packard Enterprise Co · Restricted Stock UnitsA Award	Director	AAward	+30.397 sh	—	—	10,199.397
2016-05-31	HPEHewlett Packard Enterprise CoA Award	Director	AAward	+676 sh	$18.47	+$12.5K	11,456
2016-05-17	MSMORGAN STANLEYA Award	Director	AAward	+9,525.442 sh	—	—	53,166.489
2016-04-25	HPEHewlett Packard Enterprise Co · Restricted Stock UnitsA Award	Director	AAward	+10.2K sh	—	—	10,169
2016-04-20	HPEHewlett Packard Enterprise CoM Exercise/Conversion	Director	MExercise/Conversion	+7,542 sh	—	—	10,780
2016-04-20	HPEHewlett Packard Enterprise Co · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−7,542 sh	—	—	0
2016-01-19	HWMHowmet Aerospace Inc.F Tax Payment	Director, Chairman and CEO	FTax Payment	−173K sh	$6.74	−$1.17M	2,059,895
2016-01-19	HWMHowmet Aerospace Inc.F Tax Payment	Director, Chairman and CEO	FTax Payment	−128K sh	$6.74	−$860K	2,322,257
2016-01-19	HWMHowmet Aerospace Inc. · Employee Stock Option (right to buy)A Award	Director, Chairman and CEO	AAward	+933K sh	—	—	933,020
2016-01-19	HWMHowmet Aerospace Inc.F Tax Payment	Director, Chairman and CEO	FTax Payment	−89.4K sh	$6.74	−$603K	2,232,856
2016-01-18	HWMHowmet Aerospace Inc.A Award	Director, Chairman and CEO	AAward	+130K sh	—	—	2,449,870
2016-01-18	HWMHowmet Aerospace Inc.A Award	Director, Chairman and CEO	AAward	+148K sh	—	—	2,320,080
2016-01-18	HWMHowmet Aerospace Inc.A Award	Director, Chairman and CEO	AAward	+173K sh	—	—	2,172,136
2015-11-02	HPEHewlett Packard Enterprise CoJ Other	Director	JOther	+3,238 sh	—	—	3,238
2015-07-16	HPQHP INCM Exercise/Conversion	Director	MExercise/Conversion	+3,238 sh	—	—	3,238
2015-07-16	HPQHP INC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,238 sh	—	—	0
2015-07-01	HPQHP INC · Restricted Stock UnitsA Award	Director	AAward	+23.736 sh	—	—	4,139.736
2015-05-19	MSMORGAN STANLEYA Award	Director	AAward	+6,470.113 sh	—	—	43,121.285
2015-04-20	HPQHP INC · Restricted Stock UnitsA Award	Director	AAward	+4,116 sh	—	—	4,116
2015-04-20	HPQHP INC · Nonemployee Stock Option (Right to Buy)A Award	Director	AAward	+19.6K sh	—	—	19,559
2015-01-20	HWMHowmet Aerospace Inc. · Employee Stock Option (right to buy)A Award	Director, Chairman and CEO	AAward	+481K sh	—	—	480,990
2015-01-20	HWMHowmet Aerospace Inc.F Tax Payment	Director, Chairman and CEO	FTax Payment	−124K sh	$15.55	−$1.93M	2,258,887
2015-01-20	HWMHowmet Aerospace Inc.F Tax Payment	Director, Chairman and CEO	FTax Payment	−140K sh	$15.55	−$2.18M	1,998,778
2015-01-20	HWMHowmet Aerospace Inc.F Tax Payment	Director, Chairman and CEO	FTax Payment	−120K sh	$15.55	−$1.87M	2,138,750
2015-01-19	HWMHowmet Aerospace Inc.A Award	Director, Chairman and CEO	AAward	+335K sh	—	—	2,096,811
2015-01-19	HWMHowmet Aerospace Inc.A Award	Director, Chairman and CEO	AAward	+286K sh	—	—	2,383,032
2015-01-19	HWMHowmet Aerospace Inc.A Award	Director, Chairman and CEO	AAward	+271K sh	—	—	1,761,422
2015-01-14	HWMHowmet Aerospace Inc.M Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	+400K sh	$8.33	+$3.33M	1,806,450

Recent filings

Accepted (ET)
Jan 304
KLEINFELD KLAUS0001213900-23-006160
SEC(opens sec.gov)
Feb 24
KLEINFELD KLAUS0000950103-21-001671
SEC(opens sec.gov)
Apr 254
Hewlett Packard Enterprise Co0001179706-17-000118
SEC(opens sec.gov)
Apr 254/A
Hewlett Packard Enterprise Co0001179706-17-000117
SEC(opens sec.gov)
Mar 234
Hewlett Packard Enterprise Co0001179706-17-000052
SEC(opens sec.gov)
Mar 24
Hewlett Packard Enterprise Co0001179706-17-000018
SEC(opens sec.gov)
Jan 194
Arconic Inc.0000004281-17-000023
SEC(opens sec.gov)
Jan 184
Arconic Inc.0000004281-17-000015
SEC(opens sec.gov)
Dec 224
MORGAN STANLEY0001209191-16-156477
SEC(opens sec.gov)
Dec 14
Hewlett Packard Enterprise Co0001179706-16-000534
SEC(opens sec.gov)

Companies

Address

201 ISABELLA STREET

PITTSBURGH, PA, 15212