ROSENTHAL SAUL B

CIK 00012685293 companiesGREENWICH, CT

SEC Profile

Transactions

Companies

Filings

CIK

0001268529

Recent Transactions

50 trades

Purchase
Oxford Lane Capital Corp.$OXLC
Common Stock
2024-12-17$5.08/sh+2,960,000→ 5,474,887 total
Purchase
Oxford Lane Capital Corp.$OXLC
Common Stock
2024-05-28$5.40/sh+2,315,000→ 2,315,000 total
Purchase
Oxford Lane Capital Corp.$OXLC
Common Stock
2024-05-28$5.40/sh+2,315,000→ 2,514,887 total
Exercise of In-Money
Oxford Square Capital Corp.$OXSQ
Transferable Subscription Rights (right to buy)
2023-06-14−514,194→ 0 total
Exercise of In-Money
Oxford Square Capital Corp.$OXSQ
Common Stock, par value $0.01 per share
2023-06-14$2.66/sh+514,194→ 2,056,776 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-05-27$4.03/sh+1,773→ 1,542,582 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-05-25$4.00/sh+832→ 1,540,809 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-05-24$3.99/sh+4,206→ 1,539,977 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-05-23$4.00/sh+749→ 1,535,771 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-05-20$3.99/sh+4,374→ 1,535,022 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-05-18$4.08/sh+10,027→ 1,530,648 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-05-17$4.08/sh+4,401→ 1,520,621 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-05-16$4.03/sh+13,801→ 1,516,220 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-05-13$3.98/sh+9,282→ 1,502,419 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-05-12$3.89/sh+27,292→ 1,493,137 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-05-11$3.98/sh+4,256→ 1,465,845 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-05-10$4.00/sh+9,119→ 1,461,589 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-05-09$3.98/sh+17,247→ 1,452,470 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-05-06$4.09/sh+12,707→ 1,435,223 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-05-05$4.09/sh+2,749→ 1,422,516 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-05-04$4.08/sh+13,446→ 1,419,767 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-05-03$4.05/sh+12,835→ 1,406,321 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-05-02$4.00/sh+21,635→ 1,393,486 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-03-24$4.10/sh+4,767→ 1,371,851 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-03-23$4.09/sh+8,653→ 1,367,084 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-03-22$4.10/sh+1,643→ 1,358,431 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-03-21$4.09/sh+100→ 1,356,788 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-03-18$4.05/sh+9,624→ 1,356,688 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-03-17$4.01/sh+2,606→ 1,347,065 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-03-16$3.99/sh+9,727→ 1,344,459 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-03-14$3.96/sh+6,750→ 1,334,732 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-03-11$3.96/sh+6,600→ 1,327,982 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-03-10$3.93/sh+9,125→ 1,321,382 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2022-03-09$3.99/sh+5,744→ 1,312,257 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2021-12-22$3.97/sh+7,835→ 1,306,515 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2021-12-21$3.87/sh+10,337→ 1,298,680 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2021-12-20$3.82/sh+12,679→ 1,288,343 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2021-12-17$3.92/sh+5,316→ 1,275,664 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2021-09-23$4.09/sh+12,500→ 1,270,348 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2021-09-22$4.08/sh+700→ 1,257,848 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2021-09-21$4.07/sh+3,951→ 1,257,148 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2021-09-20$4.03/sh+1,115→ 1,253,197 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2021-08-19$4.20/sh+1,650→ 1,252,082 total
Purchase
Oxford Lane Capital Corp.$OXLC
Common Stock
2020-03-18$2.36/sh+37,187→ 199,887 total
Purchase
Oxford Lane Capital Corp.$OXLC
Common Stock
2020-03-13$5.05/sh+1,700→ 162,700 total
Other
Oxford Lane Capital Corp.$OXLC
7.50% Series 2023 Term Preferred Stock
2020-03-12$25.06/sh−14,011→ 28,211 total
Purchase
Oxford Lane Capital Corp.$OXLC
Common Stock
2020-03-12$5.00/sh+31,000→ 161,000 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2019-12-04$5.30/sh+3,699→ 1,250,432 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2019-12-03$5.26/sh+21,645→ 1,246,733 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2019-12-02$5.28/sh+10,400→ 1,225,088 total

Companies

Recent Filings

Address

C/O TICC CAPITAL CORP. 8 SOUND SHORE DRIVE, SUITE 255

GREENWICH, CT, 06830

View on SEC.gov