Insider · CIK 0001268529

ROSENTHAL SAUL B

Reports to the SEC for 3 companies · GREENWICH, CT

sec.gov

Transactions

Companies

Filings

CIK

0001268529

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-05-20	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+145K sh	$1.15	+$167K	2,201,479
2024-12-17	OXLCOxford Lane Capital Corp.P Purchase	Director, President	PPurchase	+2.96M sh	$5.08	+$15M	5,474,887
2024-05-28	OXLCOxford Lane Capital Corp.P Purchase	Director, President	PPurchase	+2.32M sh	$5.40	+$12.5M	2,315,000
2024-05-28	OXLCOxford Lane Capital Corp.P Purchase	Director, President	PPurchase	+2.32M sh	$5.40	+$12.5M	2,514,887
2023-06-14	OXSQOxford Square Capital Corp. · Transferable Subscription Rights (right to buy)X Exercise of In-Money	President and COO	XExercise of In-Money	−514K sh	—	—	0
2023-06-14	OXSQOxford Square Capital Corp.X Exercise of In-Money	President and COO	XExercise of In-Money	+514K sh	$2.66	+$1.37M	2,056,776
2022-05-27	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+1,773 sh	$4.03	+$7,143.417	1,542,582
2022-05-25	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+832 sh	$4.00	+$3,328	1,540,809
2022-05-24	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+4,206 sh	$3.99	+$16.8K	1,539,977
2022-05-23	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+749 sh	$4.00	+$2,994.502	1,535,771
2022-05-20	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+4,374 sh	$3.99	+$17.5K	1,535,022
2022-05-18	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+10K sh	$4.08	+$41K	1,530,648
2022-05-17	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+4,401 sh	$4.08	+$17.9K	1,520,621
2022-05-16	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+13.8K sh	$4.03	+$55.6K	1,516,220
2022-05-13	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+9,282 sh	$3.98	+$36.9K	1,502,419
2022-05-12	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+27.3K sh	$3.89	+$106K	1,493,137
2022-05-11	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+4,256 sh	$3.98	+$16.9K	1,465,845
2022-05-10	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+9,119 sh	$4.00	+$36.5K	1,461,589
2022-05-09	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+17.2K sh	$3.98	+$68.6K	1,452,470
2022-05-06	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+12.7K sh	$4.09	+$51.9K	1,435,223
2022-05-05	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+2,749 sh	$4.09	+$11.3K	1,422,516
2022-05-04	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+13.4K sh	$4.08	+$54.8K	1,419,767
2022-05-03	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+12.8K sh	$4.05	+$51.9K	1,406,321
2022-05-02	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+21.6K sh	$4.00	+$86.5K	1,393,486
2022-03-24	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+4,767 sh	$4.10	+$19.5K	1,371,851
2022-03-23	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+8,653 sh	$4.09	+$35.4K	1,367,084
2022-03-22	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+1,643 sh	$4.10	+$6,731.042	1,358,431
2022-03-21	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+100 sh	$4.09	+$409.5	1,356,788
2022-03-18	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+9,624 sh	$4.05	+$39K	1,356,688
2022-03-17	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+2,606 sh	$4.01	+$10.5K	1,347,065
2022-03-16	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+9,727 sh	$3.99	+$38.8K	1,344,459
2022-03-14	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+6,750 sh	$3.96	+$26.8K	1,334,732
2022-03-11	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+6,600 sh	$3.96	+$26.2K	1,327,982
2022-03-10	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+9,125 sh	$3.93	+$35.8K	1,321,382
2022-03-09	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+5,744 sh	$3.99	+$22.9K	1,312,257
2021-12-22	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+7,835 sh	$3.97	+$31.1K	1,306,515
2021-12-21	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+10.3K sh	$3.87	+$40K	1,298,680
2021-12-20	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+12.7K sh	$3.82	+$48.5K	1,288,343
2021-12-17	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+5,316 sh	$3.92	+$20.8K	1,275,664
2021-09-23	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+12.5K sh	$4.09	+$51.1K	1,270,348
2021-09-22	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+700 sh	$4.08	+$2,855.72	1,257,848
2021-09-21	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+3,951 sh	$4.07	+$16.1K	1,257,148
2021-09-20	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+1,115 sh	$4.03	+$4,490.216	1,253,197
2021-08-19	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+1,650 sh	$4.20	+$6,929.01	1,252,082
2020-03-18	OXLCOxford Lane Capital Corp.P Purchase	Director, President	PPurchase	+37.2K sh	$2.36	+$87.8K	199,887
2020-03-13	OXLCOxford Lane Capital Corp.P Purchase	Director, President	PPurchase	+1,700 sh	$5.05	+$8,579.05	162,700
2020-03-12	OXLCOxford Lane Capital Corp.J Other	Director, President	JOther	−14K sh	$25.06	−$351K	28,211
2020-03-12	OXLCOxford Lane Capital Corp.P Purchase	Director, President	PPurchase	+31K sh	$5.00	+$155K	161,000
2019-12-04	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+3,699 sh	$5.30	+$19.6K	1,250,432
2019-12-03	OXSQOxford Square Capital Corp.P Purchase	President and COO	PPurchase	+21.6K sh	$5.26	+$114K	1,246,733

Recent filings

Accepted (ET)
May 214
ROSENTHAL SAUL B0001213900-26-059844
SEC(opens sec.gov)
May 44
ROSENTHAL SAUL B0001213900-26-051797
SEC(opens sec.gov)
Dec 174
ROSENTHAL SAUL B0001213900-24-109776
SEC(opens sec.gov)
Sep 244
ROSENTHAL SAUL B0000945621-24-000768
SEC(opens sec.gov)
May 294
ROSENTHAL SAUL B0001213900-24-047259
SEC(opens sec.gov)
Jul 64
ROSENTHAL SAUL B0001213900-23-055128
SEC(opens sec.gov)
May 314
ROSENTHAL SAUL B0001213900-22-030355
SEC(opens sec.gov)
May 264
ROSENTHAL SAUL B0001213900-22-029657
SEC(opens sec.gov)
May 234
ROSENTHAL SAUL B0001213900-22-029069
SEC(opens sec.gov)
May 194
ROSENTHAL SAUL B0001213900-22-028393
SEC(opens sec.gov)
May 174
ROSENTHAL SAUL B0001213900-22-027761
SEC(opens sec.gov)
May 164
ROSENTHAL SAUL B0001213900-22-026729
SEC(opens sec.gov)
May 124
ROSENTHAL SAUL B0001213900-22-025790
SEC(opens sec.gov)

Companies

Address

C/O OXFORD SQUARE CAPITAL CORP. 8 SOUND SHORE DRIVE, SUITE 255

GREENWICH, CT, 06830