ROSENTHAL SAUL B

CIK 00012685292 companiesGREENWICH, CT

SEC Profile

Transactions

Companies

Filings

CIK

0001268529

Recent Transactions

24 trades

Exercise of In-Money
Oxford Lane Capital Corp.$OXLC
Common Stock
2012-04-27$13.75/sh+18,000→ 62,000 total
Exercise of In-Money
Oxford Lane Capital Corp.$OXLC
Subscription Rights
2012-04-27−18,000→ 0 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2008-06-20$4.97/sh+6,179→ 27,677 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2008-06-20$4.98/sh+1,500→ 35,186 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2008-06-20$5.11/sh+100→ 37,179 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2008-06-20$5.00/sh+1,393→ 36,579 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2008-06-20$5.14/sh+500→ 37,079 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2008-06-20$5.00/sh+1,393→ 36,579 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2008-06-20$4.99/sh+100→ 37,279 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2008-06-20$4.97/sh+6,179→ 27,677 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2008-06-20$5.10/sh+3,909→ 31,586 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2008-06-20$5.12/sh+2,100→ 33,686 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2008-06-20$5.14/sh+500→ 37,079 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2008-06-20$4.98/sh+1,500→ 35,186 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2008-06-20$5.15/sh+9,219→ 21,498 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2008-06-20$5.11/sh+100→ 37,179 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2008-06-20$5.10/sh+3,909→ 31,586 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2008-06-20$5.15/sh+9,219→ 21,498 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2008-06-20$4.99/sh+100→ 37,279 total
Purchase
Oxford Square Capital Corp.$OXSQ
Common Stock
2008-06-20$5.12/sh+2,100→ 33,686 total
Exercise of In-Money
Oxford Square Capital Corp.$OXSQ
Subscription Rights
2008-06-13−9,530→ 0 total
Exercise of In-Money
Oxford Square Capital Corp.$OXSQ
Common Stock
2008-06-13$5.20/sh+2,604→ 12,279 total
Exercise of In-Money
Oxford Square Capital Corp.$OXSQ
Subscription Rights
2008-06-13−9,530→ 0 total
Exercise of In-Money
Oxford Square Capital Corp.$OXSQ
Common Stock
2008-06-13$5.20/sh+2,604→ 12,279 total

Companies

Recent Filings

Address

C/O TECHNOLOGY INVESTMENT CAPITAL CORP. 8 SOUND SHORE DRIVE, SUITE 255

GREENWICH, CT, 06830

View on SEC.gov