Lockwood David James

CIK 00013953937 companiesSAN FRANCISCO, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001395393

Recent Transactions

50 trades

Award
Forest Investments, Inc.
COMMON STOCK
2013-11-13+18,000→ 36,000 total
Award
Forest Investments, Inc.
COMMON STOCK
2013-11-13+40,384→ 76,384 total
Award
Forest Investments, Inc.
Stock Option (Right to Buy)
2013-11-13$1.40/sh+24,000→ 24,000 total
Disposition from Tender
STEINWAY MUSICAL INSTRUMENTS INC
Ordinary Common Stock, par value $.001 per share
2013-09-19$40.00/sh−1,191,251→ 0 total
Other
Forest Investments, Inc.
Common Stock
2013-06-19−4,129→ 18,000 total
Other
Forest Investments, Inc.
Common Stock
2013-06-19−28,302→ 22,129 total
Disposition to Issuer
EnergySolutions, Inc.
Common Stock
2013-05-24$4.15/sh−414,364→ 0 total
Disposition to Issuer
EnergySolutions, Inc.
Phantom Performance Stock Units
2013-05-24$4.15/sh−2,695,330→ 0 total
Disposition to Issuer
EnergySolutions, Inc.
Common Stock
2013-05-24$4.15/sh−239,640→ 0 total
Award
Forest Investments, Inc.
Common Stock
2013-01-24+4,129→ 50,431 total
Award
Forest Investments, Inc.
Common Stock
2013-01-15+18,000→ 18,000 total
Award
Forest Investments, Inc.
Stock Option (right to buy)
2013-01-15+24,000→ 24,000 total
Award
Forest Investments, Inc.
Common Stock
2013-01-15+28,302→ 46,302 total
Other
EnergySolutions, Inc.
Common Stock
2012-06-11−55,935→ 0 total
Other
EnergySolutions, Inc.
Common Stock
2012-06-11+33,082→ 33,082 total
Other
EnergySolutions, Inc.
Common Stock
2012-06-11+414,364→ 414,364 total
Other
EnergySolutions, Inc.
Common Stock
2012-06-11−6,322,187→ 0 total
Award
EnergySolutions, Inc.
Phantom Stock Units
2012-06-11+3,122,041→ 3,122,041 total
Other
EnergySolutions, Inc.
Common Stock
2012-06-11+206,558→ 206,558 total
Other
EnergySolutions, Inc.
Common Stock
2012-06-11−6,322,187→ 0 total
Award
EnergySolutions, Inc.
Common Stock
2012-05-23+19,486→ 55,935 total
Award
EnergySolutions, Inc.
Common Stock
2012-05-23+19,486→ 55,935 total
Award
EnergySolutions, Inc.
Common Stock
2011-12-01+21,097→ 36,449 total
Award
EnergySolutions, Inc.
Common Stock
2011-12-01+21,097→ 36,449 total
Disposition from Tender
BigBand Networks, Inc.
Common Stock
2011-11-21$2.24/sh−10,011,835→ 0 total
Disposition to Issuer
BigBand Networks, Inc.
Stock Option (right to buy)
2011-11-21−69,300→ 0 total
Disposition to Issuer
BigBand Networks, Inc.
Restricted Stock Units
2011-11-21−9,600→ 0 total
Disposition to Issuer
BigBand Networks, Inc.
Restricted Stock Units
2011-11-21−9,600→ 0 total
Disposition to Issuer
BigBand Networks, Inc.
Stock Option (right to buy)
2011-11-21−69,300→ 0 total
Other
BigBand Networks, Inc.
Common Stock
2011-08-18−3,200→ 0 total
Other
BigBand Networks, Inc.
Common Stock
2011-08-18+3,200→ 10,011,835 total
Award
BigBand Networks, Inc.
Restricted Stock Units
2011-08-18+3,200→ 9,600 total
Exercise/Conversion
BigBand Networks, Inc.
Restricted Stock Units
2011-08-18+3,200→ 9,600 total
Exercise/Conversion
BigBand Networks, Inc.
Common Stock
2011-08-18+3,200→ 3,200 total
Purchase
STEINWAY MUSICAL INSTRUMENTS INC
Common Stock
2011-06-02$56.00/sh+109,398→ 1,191,251 total
Award
BigBand Networks, Inc.
Restricted Stock Units
2011-05-18+12,800→ 12,800 total
Award
BigBand Networks, Inc.
Stock option, right to buy
2011-05-18+19,300→ 69,300 total
Award
BigBand Networks, Inc.
Stock option, right to buy
2011-05-18+19,300→ 69,300 total
Award
BigBand Networks, Inc.
Restricted Stock Units
2011-05-18+12,800→ 12,800 total
Award
EnergySolutions, Inc.
Common Stock
2010-12-01+15,352→ 15,352 total
Award
EnergySolutions, Inc.
Common Stock
2010-12-01+15,352→ 15,352 total
Award
BigBand Networks, Inc.
Stock option, right to buy
2010-08-11+50,000→ 50,000 total
Award
BigBand Networks, Inc.
Stock option, right to buy
2010-08-11+50,000→ 50,000 total
Purchase
BigBand Networks, Inc.
Common Stock, par value $.001 per share
2010-07-01$2.90/sh+2,375→ 10,008,635 total
Purchase
BigBand Networks, Inc.
Common Stock, par value $.001 per share
2010-06-29$2.87/sh+95,945→ 10,006,260 total
Purchase
BigBand Networks, Inc.
Common Stock, par value $.001 per share
2010-06-28$2.90/sh+35,275→ 9,910,315 total
Purchase
BigBand Networks, Inc.
Common Stock, par value $.001 per share
2010-06-25$2.90/sh+151,789→ 9,875,040 total
Purchase
BigBand Networks, Inc.
Common Stock, par value $.001 per share
2010-06-24$2.90/sh+443,124→ 9,723,251 total
Purchase
BigBand Networks, Inc.
Common Stock, par value $.001 per share
2010-06-23$2.90/sh+38,564→ 9,280,127 total
Purchase
BigBand Networks, Inc.
Common Stock, par value $.001 per share
2010-06-22$2.90/sh+486,821→ 9,241,563 total

Companies

Recent Filings

Address

435 PACIFIC AVENUE 4TH FLOOR

SAN FRANCISCO, CA, 94133

View on SEC.gov