Insider · CIK 0001398108

Lehmann Mark L

Reports to the SEC for 2 companies · SAN FRANCISCO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001398108

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-11-15	JMP GROUP LLCD Disposition to Issuer	Director, President, JMP Securities	DDisposition to Issuer	−16.4K sh	$7.50	−$123K	0
2021-11-15	JMP GROUP LLCD Disposition to Issuer	Director, President, JMP Securities	DDisposition to Issuer	−721K sh	$7.50	−$5.41M	0
2016-12-01	JMP GROUP LLCM Exercise/Conversion	Director, President, JMP Securities	MExercise/Conversion	+10.2K sh	—	—	20,257
2016-12-01	JMP GROUP LLCF Tax Payment	Director, President, JMP Securities	FTax Payment	−3,845 sh	$6.22	−$23.9K	16,412
2016-12-01	JMP GROUP LLCRestricted Share UnitM Exercise/Conversion	Director, President, JMP Securities	MExercise/Conversion	−10.2K sh	—	—	0
2015-12-01	JMP GROUP LLCM Exercise/Conversion	Director, President, JMP Securities	MExercise/Conversion	+10.7K sh	—	—	10,730
2015-12-01	JMP GROUP LLCM Exercise/Conversion	Director, President, JMP Securities	MExercise/Conversion	+10.2K sh	—	—	20,961
2015-12-01	JMP GROUP LLCF Tax Payment	Director, President, JMP Securities	FTax Payment	−5,598 sh	$6.19	−$34.7K	15,363
2015-12-01	JMP GROUP LLCF Tax Payment	Director, President, JMP Securities	FTax Payment	−5,338 sh	$6.19	−$33K	10,025
2015-12-01	JMP GROUP LLCRestricted Share UnitM Exercise/Conversion	Director, President, JMP Securities	MExercise/Conversion	−10.7K sh	—	—	106,938
2015-12-01	JMP GROUP LLCRestricted Share UnitM Exercise/Conversion	Director, President, JMP Securities	MExercise/Conversion	−10.2K sh	—	—	96,707
2015-02-04	JMP GROUP LLCRestricted Stock UnitA Award	Director, President, JMP Securities	AAward	+20.5K sh	—	—	117,668
2015-02-04	JMP GROUP LLCShare Appreciation RightA Award	Director, President, JMP Securities	AAward	+75K sh	—	—	75,000
2014-12-31	JMP GROUP LLCM Exercise/Conversion	Director, President, JMP Securities	MExercise/Conversion	+10K sh	—	—	227,581
2014-12-31	JMP GROUP LLCM Exercise/Conversion	Director, President, JMP Securities	MExercise/Conversion	+10.7K sh	—	—	238,310
2014-12-31	JMP GROUP LLCM Exercise/Conversion	Director, President, JMP Securities	MExercise/Conversion	+73.5K sh	—	—	311,782
2014-12-31	JMP GROUP LLCM Exercise/Conversion	Director, President, JMP Securities	MExercise/Conversion	−36.3K sh	—	—	275,525
2014-12-31	JMP GROUP LLCRestricted Stock UnitM Exercise/Conversion	Director, President, JMP Securities	MExercise/Conversion	−73.5K sh	—	—	117,950
2014-12-31	JMP GROUP LLCRestricted Stock UnitM Exercise/Conversion	Director, President, JMP Securities	MExercise/Conversion	−10K sh	—	—	107,934
2014-12-31	JMP GROUP LLCRestricted Stock UnitM Exercise/Conversion	Director, President, JMP Securities	MExercise/Conversion	−10.7K sh	—	—	97,205
2014-02-11	JMP Group Inc.Restricted Stock UnitA Award	Director, President, JMP Securities	AAward	+21.5K sh	—	—	104,949
2014-02-05	JMP Group Inc.NQSO Stock OptionA Award	Director, President, JMP Securities	AAward	+60K sh	—	—	194,200
2013-12-31	JMP Group Inc.M Exercise/Conversion	Director, President, JMP Securities	MExercise/Conversion	+10K sh	—	—	221,960
2013-12-31	JMP Group Inc.F Tax Payment	Director, President, JMP Securities	FTax Payment	−4,395 sh	$7.40	−$32.5K	217,565
2013-12-31	JMP Group Inc.Restricted Stock UnitM Exercise/Conversion	Director, President, JMP Securities	MExercise/Conversion	−10K sh	—	—	83,490
2013-02-11	JMP Group Inc.NQSO Stock OptionA Award	Director, President, JMP Securities	AAward	+75K sh	—	—	134,200
2013-02-11	JMP Group Inc.Restricted Stock UnitA Award	Director, President, JMP Securities	AAward	+20K sh	—	—	93,506
2012-03-12	JMP Group Inc.M Exercise/Conversion	Director, President, JMP Securities	MExercise/Conversion	+41.3K sh	—	—	177,813
2012-03-12	JMP Group Inc.M Exercise/Conversion	Director, President, JMP Securities	MExercise/Conversion	+100K sh	—	—	277,946
2012-03-12	JMP Group Inc.F Tax Payment	Director, President, JMP Securities	FTax Payment	−19.3K sh	$7.03	−$135K	258,686
2012-03-12	JMP Group Inc.F Tax Payment	Director, President, JMP Securities	FTax Payment	−46.7K sh	$7.03	−$329K	211,944
2012-03-12	JMP Group Inc.Restricted Stock UnitM Exercise/Conversion	Director, President, JMP Securities	MExercise/Conversion	−41.3K sh	—	—	173,607
2012-03-12	JMP Group Inc.Restricted Stock UnitM Exercise/Conversion	Director, President, JMP Securities	MExercise/Conversion	−100K sh	—	—	73,474
2012-02-08	JMP Group Inc.Restricted Stock UnitA Award	Director, President, JMP Securities	AAward	+73.5K sh	—	—	214,868
2012-02-08	JMP Group Inc.Restricted Stock UnitA Award	Director, President, JMP Securities	AAward	+86.5K sh	—	—	227,871
2011-05-10	JMP Group Inc.M Exercise/Conversion	Director, President, JMP Securities	MExercise/Conversion	+20K sh	—	—	145,888
2011-05-10	JMP Group Inc.F Tax Payment	Director, President, JMP Securities	FTax Payment	−9,336 sh	$8.00	−$74.7K	136,552
2011-05-10	JMP Group Inc.Restricted Stock UnitM Exercise/Conversion	Director, President, JMP Securities	MExercise/Conversion	−20K sh	—	—	141,396
2011-03-07	JMP Group Inc.M Exercise/Conversion	Director, President, JMP Securities	MExercise/Conversion	+53.1K sh	—	—	150,664
2011-03-07	JMP Group Inc.F Tax Payment	Director, President, JMP Securities	FTax Payment	−24.8K sh	$8.33	−$206K	125,888
2011-03-07	JMP Group Inc.Restricted Stock UnitM Exercise/Conversion	Director, President, JMP Securities	MExercise/Conversion	−53.1K sh	—	—	161,396
2011-01-31	JMP Group Inc.Restricted Stock UnitA Award	Director, President, JMP Securities	AAward	+100K sh	—	—	214,474
2010-05-10	JMP Group Inc.M Exercise/Conversion	Director, President, JMP Securities	MExercise/Conversion	+17.5K sh	—	—	105,755
2010-05-10	JMP Group Inc.F Tax Payment	Director, President, JMP Securities	FTax Payment	−8,169 sh	$7.13	−$58.2K	97,586
2010-05-10	JMP Group Inc.Restricted Stock UnitM Exercise/Conversion	Director, President, JMP Securities	MExercise/Conversion	−17.5K sh	—	—	114,340
2010-02-04	JMP Group Inc.Restricted Stock UnitA Award	Director, President, JMP Securities	AAward	+94.3K sh	—	—	131,840
2009-12-15	JMP Group Inc.G Gift	Director, President, JMP Securities	GGift	−550 sh	—	—	88,255
2009-11-17	JMP Group Inc.S Sale	Director, President, JMP Securities	SSale	−9,593 sh	$9.81	−$94.1K	445,301
2009-11-16	JMP Group Inc.S Sale	Director, President, JMP Securities	SSale	−7,500 sh	$10.07	−$75.5K	454,894
2009-11-02	JMP Group Inc.M Exercise/Conversion	Director, President, JMP Securities	MExercise/Conversion	+95K sh	—	—	133,455

Recent filings

Accepted (ET)
Nov 174
Lehmann Mark L0001246360-21-001010
SEC(opens sec.gov)
Dec 54
JMP GROUP LLC0001246360-16-007287
SEC(opens sec.gov)
Dec 34
JMP GROUP LLC0001246360-15-003672
SEC(opens sec.gov)
Feb 64
JMP GROUP LLC0001246360-15-000684
SEC(opens sec.gov)
Jan 54
JMP GROUP LLC0001246360-15-000147
SEC(opens sec.gov)

Companies

Address

600 MONTGOMERY STREET SUITE 1100

SAN FRANCISCO, CA, 94111