Insider · CIK 0001398113

Jolson Joseph A

Reports to the SEC for 3 companies · SAN FRANCISCO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001398113

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-11-15	JMP GROUP LLCD Disposition to Issuer	Director, CEO, 10% Owner	DDisposition to Issuer	−75K sh	$7.50	−$563K	0
2021-11-15	JMP GROUP LLCD Disposition to Issuer	Director, CEO, 10% Owner	DDisposition to Issuer	−36.4K sh	$7.50	−$273K	0
2021-11-15	JMP GROUP LLCD Disposition to Issuer	Director, CEO, 10% Owner	DDisposition to Issuer	−5.33M sh	$7.50	−$39.9M	0
2021-11-15	JMP GROUP LLCD Disposition to Issuer	Director, CEO, 10% Owner	DDisposition to Issuer	−1.33M sh	$7.50	−$9.96M	0
2021-11-15	JMP GROUP LLCRestricted Share UnitD Disposition to Issuer	Director, CEO, 10% Owner	DDisposition to Issuer	−125K sh	—	—	0
2021-06-09	Harvest Capital Credit CorpD Disposition to Issuer	Director, Chief Executive Officer, 10% Owner	DDisposition to Issuer	−864K sh	—	—	0
2021-06-09	Harvest Capital Credit CorpD Disposition to Issuer	Director, Chief Executive Officer, 10% Owner	DDisposition to Issuer	−30K sh	—	—	0
2021-06-09	Harvest Capital Credit CorpD Disposition to Issuer	Director, Chief Executive Officer, 10% Owner	DDisposition to Issuer	−35.8K sh	—	—	0
2021-02-04	JMP GROUP LLCRestricted Share UnitA Award	Director, CEO, 10% Owner	AAward	+138K sh	—	—	138,226
2021-02-04	JMP GROUP LLCRestricted Share UnitA Award	Director, CEO, 10% Owner	AAward	+125K sh	—	—	0
2020-10-20	JMP GROUP LLCJ Other	Director, CEO, 10% Owner	JOther	+200K sh	—	—	5,325,926
2020-10-20	JMP GROUP LLCJ Other	Director, CEO, 10% Owner	JOther	−200K sh	—	—	75,000
2020-09-10	JMP GROUP LLCP Purchase	Director, CEO, 10% Owner	PPurchase	+200K sh	$2.39	+$478K	275,000
2020-09-10	JMP GROUP LLCS Sale	Director, CEO, 10% Owner	SSale	−200K sh	$2.39	−$478K	5,125,926
2020-08-07	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+2,800 sh	$3.95	+$11.1K	864,273
2020-08-04	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+200 sh	$4.00	+$800	861,473
2020-08-03	JMP GROUP LLCP Purchase	Director, CEO, 10% Owner	PPurchase	+33.3K sh	$2.64	+$88K	5,325,926
2020-07-29	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+2,000 sh	$3.95	+$7,900	861,273
2020-07-28	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+2,276 sh	$3.96	+$9,012.96	859,273
2020-07-24	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+200 sh	$4.00	+$800	856,997
2020-07-23	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+3,050 sh	$4.00	+$12.2K	856,797
2020-07-22	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+2,000 sh	$4.00	+$8,000	853,747
2020-07-21	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+3,474 sh	$3.99	+$13.9K	851,747
2020-07-20	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+8,909 sh	$3.99	+$35.5K	848,273
2020-07-17	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+464 sh	$4.00	+$1,856	839,364
2020-07-16	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+1,194 sh	$4.00	+$4,776	838,900
2020-07-10	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+11.8K sh	$4.00	+$47.4K	837,706
2020-07-08	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+546 sh	$4.00	+$2,184	825,858
2020-06-26	JMP GROUP LLCP Purchase	Director, CEO, 10% Owner	PPurchase	+1,454 sh	$2.60	+$3,779.382	5,292,593
2020-06-15	JMP GROUP LLCP Purchase	Director, CEO, 10% Owner	PPurchase	+67.3K sh	$2.77	+$186K	5,291,139
2020-05-28	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+2,039 sh	$3.98	+$8,115.22	825,312
2020-05-15	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+2,408 sh	$3.96	+$9,535.68	823,273
2020-05-14	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+1,979 sh	$3.95	+$7,817.05	820,865
2020-05-13	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+613 sh	$3.97	+$2,433.61	818,886
2020-05-13	JMP GROUP LLCP Purchase	Director, CEO, 10% Owner	PPurchase	+33.4K sh	$2.64	+$88.2K	5,223,869
2020-05-12	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+1,165 sh	$4.10	+$4,776.5	818,273
2020-05-07	JMP GROUP LLCP Purchase	Director, CEO, 10% Owner	PPurchase	+2,958 sh	$2.59	+$7,674.235	5,190,479
2020-05-07	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+1,774 sh	$3.97	+$7,042.78	817,108
2020-05-06	JMP GROUP LLCP Purchase	Director, CEO, 10% Owner	PPurchase	+4,000 sh	$2.51	+$10K	5,187,521
2020-05-06	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+3,000 sh	$3.97	+$11.9K	815,334
2020-05-05	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+1,151 sh	$3.97	+$4,569.47	812,334
2020-05-04	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+1,900 sh	$4.00	+$7,600	811,183
2020-05-01	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+1,500 sh	$4.00	+$6,000	809,283
2020-05-01	JMP GROUP LLCP Purchase	Director, CEO, 10% Owner	PPurchase	+6,000 sh	$2.45	+$14.7K	5,183,521
2020-04-29	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+4,800 sh	$3.99	+$19.2K	807,783
2020-04-07	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+3,710 sh	$4.06	+$15.1K	802,983
2020-04-06	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+4,000 sh	$3.89	+$15.6K	799,273
2020-04-03	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+5,000 sh	$3.86	+$19.3K	795,273
2020-04-02	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+3,000 sh	$4.12	+$12.4K	790,273
2020-04-01	Harvest Capital Credit CorpP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+6,000 sh	$4.21	+$25.3K	787,273

Recent filings

Accepted (ET)
Nov 174
Jolson Joseph A0001246360-21-001007
SEC(opens sec.gov)
Jun 94
Jolson Joseph A0001559909-21-000020
SEC(opens sec.gov)
Apr 234/A
Jolson Joseph A0001246360-21-000662
SEC(opens sec.gov)
Apr 224/A
Jolson Joseph A0001246360-21-000661
SEC(opens sec.gov)
Feb 114
Jolson Joseph A0001246360-21-000420
SEC(opens sec.gov)
Sep 144
Jolson Joseph A0001246360-20-001523
SEC(opens sec.gov)
Aug 104
Jolson Joseph A0001559909-20-000062
SEC(opens sec.gov)
Aug 64
Jolson Joseph A0001559909-20-000057
SEC(opens sec.gov)
Aug 44
Jolson Joseph A0001302350-20-000009
SEC(opens sec.gov)
Jul 294
Jolson Joseph A0001559909-20-000055
SEC(opens sec.gov)
Jul 244
Jolson Joseph A0001559909-20-000053
SEC(opens sec.gov)

Companies

Address

600 MONTGOMERY STREET, SUITE 1100

SAN FRANCISCO, CA, 94111