Insider · CIK 0001415409

BAKER RICHARD A.

Reports to the SEC for 1 company · PURCHASE, NY

sec.gov

Transactions

Companies

Filings

CIK

0001415409

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2025-02-12	RETAIL OPPORTUNITY INVESTMENTS CORPD Disposition to Issuer	Director, Non-Executive Chairman	DDisposition to Issuer	−371K sh	$17.50	−$6.49M	0
2025-02-12	RETAIL OPPORTUNITY INVESTMENTS CORPOP UnitsA Award	Director, Non-Executive Chairman	AAward	+29.8K sh	—	—	42,395
2025-02-12	RETAIL OPPORTUNITY INVESTMENTS CORPOP UnitsA Award	Director, Non-Executive Chairman	AAward	+36.8K sh	—	—	79,199
2025-02-12	RETAIL OPPORTUNITY INVESTMENTS CORPOP UnitsD Disposition to Issuer	Director, Non-Executive Chairman	DDisposition to Issuer	−79.2K sh	$17.50	−$1.39M	0
2025-01-16	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+17.5K sh	—	—	376,396
2025-01-16	RETAIL OPPORTUNITY INVESTMENTS CORPF Tax Payment	Director, Non-Executive Chairman	FTax Payment	−5,650 sh	$17.39	−$98.3K	370,746
2025-01-01	RETAIL OPPORTUNITY INVESTMENTS CORPF Tax Payment	Director, Non-Executive Chairman	FTax Payment	−5,390 sh	$17.36	−$93.6K	358,930
2024-12-13	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+14.2K sh	—	—	364,320
2024-02-20	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+18.4K sh	—	—	350,078
2024-01-15	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+18.5K sh	—	—	337,660
2024-01-15	RETAIL OPPORTUNITY INVESTMENTS CORPF Tax Payment	Director, Non-Executive Chairman	FTax Payment	−5,985 sh	$14.03	−$84K	331,675
2024-01-01	RETAIL OPPORTUNITY INVESTMENTS CORPF Tax Payment	Director, Non-Executive Chairman	FTax Payment	−4,842 sh	$14.03	−$67.9K	319,152
2023-02-21	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+14.9K sh	—	—	323,994
2023-01-25	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+14.3K sh	—	—	313,729
2023-01-25	RETAIL OPPORTUNITY INVESTMENTS CORPF Tax Payment	Director, Non-Executive Chairman	FTax Payment	−4,616 sh	$15.03	−$69.4K	309,113
2023-01-01	RETAIL OPPORTUNITY INVESTMENTS CORPF Tax Payment	Director, Non-Executive Chairman	FTax Payment	−4,434 sh	$15.03	−$66.6K	299,440
2022-02-15	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+11.6K sh	—	—	303,874
2022-01-14	RETAIL OPPORTUNITY INVESTMENTS CORPOP UnitsA Award	Director, Non-Executive Chairman	AAward	+12.6K sh	—	—	12,635
2022-01-01	RETAIL OPPORTUNITY INVESTMENTS CORPF Tax Payment	Director, Non-Executive Chairman	FTax Payment	−4,495 sh	$19.60	−$88.1K	292,230
2021-02-23	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+12.3K sh	—	—	296,725
2021-01-01	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+3,729 sh	—	—	289,897
2021-01-01	RETAIL OPPORTUNITY INVESTMENTS CORPF Tax Payment	Director, Non-Executive Chairman	FTax Payment	−5,510 sh	$13.39	−$73.8K	284,387
2021-01-01	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+3,729 sh	—	—	289,897
2021-01-01	RETAIL OPPORTUNITY INVESTMENTS CORPF Tax Payment	Director, Non-Executive Chairman	FTax Payment	−915 sh	$13.39	−$12.3K	288,982
2020-02-18	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+11.8K sh	—	—	286,168
2020-01-01	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+6,293 sh	—	—	279,319
2020-01-01	RETAIL OPPORTUNITY INVESTMENTS CORPF Tax Payment	Director, Non-Executive Chairman	FTax Payment	−4,909 sh	$17.66	−$86.7K	274,410
2019-10-31	RETAIL OPPORTUNITY INVESTMENTS CORPS Sale	Director, Non-Executive Chairman	SSale	−50K sh	$18.66	−$933K	273,026
2019-10-10	RETAIL OPPORTUNITY INVESTMENTS CORPM Exercise/Conversion	Director, Non-Executive Chairman	MExercise/Conversion	+50K sh	$10.25	+$513K	323,026
2019-10-10	RETAIL OPPORTUNITY INVESTMENTS CORPCommon Stock, par value $0.0001 per shareM Exercise/Conversion	Director, Non-Executive Chairman	MExercise/Conversion	−50K sh	—	—	0
2019-03-12	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+11.7K sh	—	—	273,026
2019-01-01	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+4,387 sh	—	—	265,004
2019-01-01	RETAIL OPPORTUNITY INVESTMENTS CORPF Tax Payment	Director, Non-Executive Chairman	FTax Payment	−3,701 sh	$15.88	−$58.8K	261,303
2018-03-14	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+11.3K sh	—	—	260,617
2018-01-01	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+1,891 sh	—	—	251,495
2018-01-01	RETAIL OPPORTUNITY INVESTMENTS CORPF Tax Payment	Director, Non-Executive Chairman	FTax Payment	−2,158 sh	$19.95	−$43.1K	249,337
2017-01-01	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+1,250 sh	—	—	250,674
2017-01-01	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+1,892 sh	—	—	252,566
2017-01-01	RETAIL OPPORTUNITY INVESTMENTS CORPF Tax Payment	Director, Non-Executive Chairman	FTax Payment	−2,962 sh	$21.13	−$62.6K	249,604
2016-02-23	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+5,850 sh	—	—	249,424
2016-01-01	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+1,250 sh	—	—	243,605
2016-01-01	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+1,250 sh	—	—	244,855
2016-01-01	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+1,892 sh	—	—	246,747
2016-01-01	RETAIL OPPORTUNITY INVESTMENTS CORPF Tax Payment	Director, Non-Executive Chairman	FTax Payment	−3,173 sh	$17.90	−$56.8K	243,574
2015-02-24	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+5,675 sh	—	—	242,355
2015-01-01	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+2,500 sh	—	—	237,762
2015-01-01	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+1,250 sh	—	—	239,012
2015-01-01	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+1,250 sh	—	—	240,262
2015-01-01	RETAIL OPPORTUNITY INVESTMENTS CORPF Tax Payment	Director, Non-Executive Chairman	FTax Payment	−3,582 sh	$16.79	−$60.1K	236,680
2014-02-21	RETAIL OPPORTUNITY INVESTMENTS CORPA Award	Director, Non-Executive Chairman	AAward	+3,750 sh	—	—	235,262

Recent filings

Accepted (ET)
Feb 144
BAKER RICHARD A.0001407623-25-000049
SEC(opens sec.gov)
Jan 214
BAKER RICHARD A.0001407623-25-000013
SEC(opens sec.gov)
Jan 34
BAKER RICHARD A.0001407623-25-000007
SEC(opens sec.gov)
Dec 164
BAKER RICHARD A.0001407623-24-000096
SEC(opens sec.gov)
Feb 214
BAKER RICHARD A.0001407623-24-000058
SEC(opens sec.gov)
Jan 164
BAKER RICHARD A.0001407623-24-000035
SEC(opens sec.gov)
Jan 34
BAKER RICHARD A.0001407623-24-000018
SEC(opens sec.gov)
Feb 224
BAKER RICHARD A.0001407623-23-000050
SEC(opens sec.gov)
Jan 264
BAKER RICHARD A.0001407623-23-000033
SEC(opens sec.gov)
Jan 44
BAKER RICHARD A.0001407623-23-000018
SEC(opens sec.gov)
Feb 174
BAKER RICHARD A.0001407623-22-000056
SEC(opens sec.gov)
Jan 194
BAKER RICHARD A.0001407623-22-000038
SEC(opens sec.gov)
Jan 44
BAKER RICHARD A.0001407623-22-000021
SEC(opens sec.gov)
Feb 254
BAKER RICHARD A.0001407623-21-000033
SEC(opens sec.gov)

Companies

RETAIL OPPORTUNITY INVESTMENTS CORPDirector, Non-Executive Chairman

Address

3 MANHATTANVILLE ROAD

PURCHASE, NY, 10577