Insider · CIK 0001429682

Buchholz Robert A

Reports to the SEC for 1 company · DALLAS, TX

sec.gov

Transactions

Companies

Filings

CIK

0001429682

Forms 4 and 5

Insider transactions

20 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-01-01	Hilltop Securities Holdings LLCD Disposition to Issuer	Director	DDisposition to Issuer	−351K sh	—	—	0
2015-01-01	Hilltop Securities Holdings LLCD Disposition to Issuer	Director	DDisposition to Issuer	−59.2K sh	—	—	0
2015-01-01	Hilltop Securities Holdings LLCD Disposition to Issuer	Director	DDisposition to Issuer	−9,075 sh	—	—	0
2015-01-01	Hilltop Securities Holdings LLCD Disposition to Issuer	Director	DDisposition to Issuer	−32.2K sh	—	—	0
2015-01-01	Hilltop Securities Holdings LLCD Disposition to Issuer	Director	DDisposition to Issuer	−100K sh	—	—	0
2013-11-14	Hilltop Securities Holdings LLCA Award	Director	AAward	+5,963 sh	—	—	350,683
2012-11-21	Hilltop Securities Holdings LLCA Award	Director	AAward	+7,231 sh	—	—	344,720
2012-05-25	Hilltop Securities Holdings LLCP Purchase	Director	PPurchase	+25K sh	$5.69	+$142K	337,489
2012-05-24	Hilltop Securities Holdings LLCP Purchase	Director	PPurchase	+700 sh	$5.70	+$3,990	312,489
2011-11-17	Hilltop Securities Holdings LLCA Award	Director	AAward	+6,731 sh	—	—	311,789
2011-11-07	Hilltop Securities Holdings LLCJ Other	Director	JOther	−16.5K sh	—	—	32,172
2011-11-07	Hilltop Securities Holdings LLCJ Other	Director	JOther	+16.5K sh	—	—	305,058
2011-03-17	Hilltop Securities Holdings LLCA Award	Director	AAward	+12.3K sh	—	—	288,558
2010-11-18	Hilltop Securities Holdings LLCA Award	Director	AAward	+5,663 sh	—	—	276,303
2010-01-04	Hilltop Securities Holdings LLCG Gift	Director	GGift	+9,207 sh	—	—	59,154
2009-08-24	Hilltop Securities Holdings LLCA Award	Director	AAward	+2,000 sh	—	—	270,640
2009-02-25	Hilltop Securities Holdings LLCS Sale	Director	SSale	−10K sh	$14.40	−$144K	268,640
2009-02-24	Hilltop Securities Holdings LLCS Sale	Director	SSale	−35K sh	$14.61	−$511K	328,640
2009-02-24	Hilltop Securities Holdings LLCS Sale	Director	SSale	−50K sh	$14.36	−$718K	278,640
2008-08-25	Hilltop Securities Holdings LLCA Award	Director	AAward	+2,000 sh	—	—	363,640

Recent filings

Accepted (ET)
Jan 24
Hilltop Securities Holdings LLC0000950103-15-000022
SEC(opens sec.gov)
Nov 184
SWS GROUP INC0001225208-13-023786
SEC(opens sec.gov)
Nov 264
Buchholz Robert A0001225208-12-023823
SEC(opens sec.gov)
May 294
Buchholz Robert A0001225208-12-013322
SEC(opens sec.gov)
Nov 214
Buchholz Robert A0001225208-11-025176
SEC(opens sec.gov)
Nov 74
Buchholz Robert A0001225208-11-024457
SEC(opens sec.gov)
Mar 214
Buchholz Robert A0001225208-11-010122
SEC(opens sec.gov)
Nov 194
Buchholz Robert A0001225208-10-025339
SEC(opens sec.gov)
Feb 164
Buchholz Robert A0001225208-10-004567
SEC(opens sec.gov)
Aug 264
Buchholz Robert A0001225208-09-017917
SEC(opens sec.gov)
Feb 254
Buchholz Robert A0001225208-09-004877
SEC(opens sec.gov)
Aug 264
Buchholz Robert A0001225208-08-014059
SEC(opens sec.gov)

Companies

Hilltop Securities Holdings LLCDirector

Address

1201 ELM STREET SUITE 3500

DALLAS, TX, 75270