Insider · CIK 0001472455

Galant Mark E

Reports to the SEC for 1 company · BEDMINSTER NEW JERSEY, NJ

sec.gov

Transactions

Companies

Filings

CIK

0001472455

Forms 4 and 5

Insider transactions

35 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-08-27	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−29.7K sh	$7.45	−$221K	781,958
2013-08-26	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−70.3K sh	$7.48	−$526K	811,638
2013-08-21	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−15K sh	$7.24	−$109K	881,958
2013-08-20	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−44.2K sh	$7.30	−$323K	896,993
2013-08-19	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−40.7K sh	$7.32	−$298K	941,228
2013-08-12	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−65.3K sh	$7.35	−$480K	1,016,626
2013-08-12	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−34.7K sh	$7.52	−$261K	981,958
2013-08-08	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−3,549 sh	$6.32	−$22.4K	1,081,958
2013-07-25	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−100 sh	$6.24	−$624	1,085,507
2013-07-24	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−1,900 sh	$6.26	−$11.9K	1,085,607
2013-07-23	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−1,800 sh	$6.25	−$11.3K	1,087,507
2013-07-22	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−9,688 sh	$6.26	−$60.6K	1,089,307
2013-07-19	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−1,500 sh	$6.26	−$9,397.05	1,098,995
2013-07-17	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−3,967 sh	$6.26	−$24.8K	1,100,495
2013-07-16	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−20.6K sh	$6.27	−$129K	1,104,462
2013-07-15	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−6,377 sh	$6.26	−$39.9K	1,125,029
2013-06-14	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−25K sh	$5.82	−$146K	270,535
2013-05-13	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−497K sh	$5.10	−$2.54M	1,131,406
2013-03-22	GAIN Capital Holdings, Inc.A Award	Director	AAward	+17K sh	—	—	1,628,892
2013-03-12	GAIN Capital Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+113K sh	$1.10	+$124K	1,227,425
2013-03-12	GAIN Capital Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+339K sh	$0.77	+$261K	1,566,620
2013-03-12	GAIN Capital Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+45.2K sh	$1.10	+$49.7K	1,611,846
2013-03-12	GAIN Capital Holdings, Inc.Option to Purchase (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−113K sh	—	—	0
2013-03-12	GAIN Capital Holdings, Inc.Option to Purchase (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−339K sh	—	—	0
2013-03-12	GAIN Capital Holdings, Inc.Option to Purchase (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−45.2K sh	—	—	0
2012-03-01	GAIN Capital Holdings, Inc.A Award	Director	AAward	+14.2K sh	—	—	1,114,360
2011-11-02	GAIN Capital Holdings, Inc.G Gift	Director	GGift	−57K sh	—	—	1,100,209
2011-11-02	GAIN Capital Holdings, Inc.G Gift	Director	GGift	−25K sh	—	—	1,100,209
2011-03-23	GAIN Capital Holdings, Inc.A Award	Director	AAward	+9,352 sh	—	—	1,182,209
2011-01-19	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−25K sh	$8.37	−$210K	1,172,857
2011-01-19	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−8,447 sh	$8.37	−$70.7K	295,535
2010-12-20	GAIN Capital Holdings, Inc.C Conversion	Director	CConversion	+23.4K sh	—	—	1,755,369
2010-12-20	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−557K sh	$9.00	−$5.02M	1,197,887
2010-12-20	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−557K sh	$9.00	−$5.02M	303,982
2010-12-20	GAIN Capital Holdings, Inc.Series A Preferred StockC Conversion	Director	CConversion	−10.4K sh	—	—	0

Recent filings

Accepted (ET)
Aug 284
GAIN Capital Holdings, Inc.0001444363-13-000037
SEC(opens sec.gov)
Aug 214
GAIN Capital Holdings, Inc.0001444363-13-000036
SEC(opens sec.gov)
Aug 144
GAIN Capital Holdings, Inc.0001444363-13-000033
SEC(opens sec.gov)
Aug 124
GAIN Capital Holdings, Inc.0001444363-13-000031
SEC(opens sec.gov)
Jul 264
GAIN Capital Holdings, Inc.0001444363-13-000021
SEC(opens sec.gov)
Jul 234
GAIN Capital Holdings, Inc.0001444363-13-000019
SEC(opens sec.gov)
Jul 174
GAIN Capital Holdings, Inc.0001444363-13-000017
SEC(opens sec.gov)
Jun 184
GAIN Capital Holdings, Inc.0001444363-13-000009
SEC(opens sec.gov)
May 154
Galant Mark E0001181431-13-027932
SEC(opens sec.gov)
Mar 264
Galant Mark E0001181431-13-018883
SEC(opens sec.gov)
Mar 144
Galant Mark E0001181431-13-017064
SEC(opens sec.gov)

Companies

GAIN Capital Holdings, Inc.Director

Address

C/O GAIN CAPITAL HOLDINGS, INC. BEDMINSTER ONE135 ROUTE 202/206

BEDMINSTER NEW JERSEY, NJ, 07921