Insider · CIK 0001474801

Penn Laurence

Reports to the SEC for 2 companies · OLD GREENWICH, CT

sec.gov

Transactions

Companies

Filings

CIK

0001474801

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-03-02	EFCEllington Financial Inc.M Exercise/Conversion	Director, CEO and President	MExercise/Conversion	+38.8K sh	—	—	38,759
2020-03-02	EFCEllington Financial Inc. · Common UnitsM Exercise/Conversion	Director, CEO and President	MExercise/Conversion	−38.8K sh	—	—	0
2018-11-14	EFCEllington Financial Inc.P Purchase	Director, CEO and President	PPurchase	+28.6K sh	$16.15	+$462K	105,563
2018-11-13	EFCEllington Financial Inc.A Award	Director, CEO and President	AAward	+2,408 sh	$16.16	+$38.9K	76,932
2018-11-12	EFCEllington Financial Inc.P Purchase	Director, CEO and President	PPurchase	+30K sh	$16.20	+$486K	74,524
2018-05-14	EFCEllington Financial Inc.P Purchase	Director, CEO and President	PPurchase	+3,959 sh	$15.96	+$63.2K	44,524
2018-05-11	EFCEllington Financial Inc.P Purchase	Director, CEO and President	PPurchase	+20K sh	$15.79	+$316K	40,565
2018-05-10	EFCEllington Financial Inc.P Purchase	Director, CEO and President	PPurchase	+3,900 sh	$15.68	+$61.2K	20,575
2018-05-09	EARNEllington Credit CoP Purchase	Director, CEO and President	PPurchase	+15K sh	$10.88	+$163K	35,710
2017-09-30	EFCEllington Financial Inc.J Other	Director, CEO and President	JOther	+6,414 sh	—	—	468,611
2016-02-12	EARNEllington Credit CoP Purchase	Director, CEO and President	PPurchase	+100 sh	$10.97	+$1,097	20,710
2016-02-11	EARNEllington Credit CoP Purchase	Director, CEO and President	PPurchase	+850 sh	$10.88	+$9,248	20,610
2016-02-10	EARNEllington Credit CoP Purchase	Director, CEO and President	PPurchase	+500 sh	$10.92	+$5,460	19,760
2016-02-09	EARNEllington Credit CoP Purchase	Director, CEO and President	PPurchase	+1,034 sh	$10.94	+$11.3K	19,260
2016-02-08	EARNEllington Credit CoP Purchase	Director, CEO and President	PPurchase	+1,895 sh	$11.20	+$21.2K	18,226
2016-02-05	EARNEllington Credit CoP Purchase	Director, CEO and President	PPurchase	+637 sh	$11.48	+$7,312.76	16,331
2016-02-04	EARNEllington Credit CoP Purchase	Director, CEO and President	PPurchase	+1,000 sh	$11.59	+$11.6K	15,694
2016-02-03	EARNEllington Credit CoP Purchase	Director, CEO and President	PPurchase	+854 sh	$11.59	+$9,897.86	14,694
2016-02-02	EARNEllington Credit CoP Purchase	Director, CEO and President	PPurchase	+701 sh	$11.39	+$7,984.39	13,840
2016-02-01	EARNEllington Credit CoP Purchase	Director, CEO and President	PPurchase	+399 sh	$11.44	+$4,564.56	13,139
2016-01-29	EARNEllington Credit CoP Purchase	Director, CEO and President	PPurchase	+2,475 sh	$11.30	+$28K	12,740
2016-01-28	EARNEllington Credit CoP Purchase	Director, CEO and President	PPurchase	+1,277 sh	$11.07	+$14.1K	10,265
2016-01-27	EARNEllington Credit CoP Purchase	Director, CEO and President	PPurchase	+965 sh	$11.03	+$10.6K	8,988
2016-01-26	EARNEllington Credit CoP Purchase	Director, CEO and President	PPurchase	+1,473 sh	$10.79	+$15.9K	8,023
2016-01-22	EARNEllington Credit CoP Purchase	Director, CEO and President	PPurchase	+1,450 sh	$10.72	+$15.5K	6,550
2016-01-20	EARNEllington Credit CoP Purchase	Director, CEO and President	PPurchase	+2,945 sh	$10.04	+$29.6K	5,100
2016-01-15	EARNEllington Credit CoP Purchase	Director, CEO and President	PPurchase	+2,155 sh	$10.72	+$23.1K	2,155
2015-07-08	EFCEllington Financial Inc.J Other	Director, CEO and President	JOther	+279K sh	—	—	462,197
2013-08-30	EFCEllington Financial Inc. · Common UnitsJ Other	Director, CEO and President	JOther	+38.8K sh	—	—	38,759
2013-08-30	EFCEllington Financial Inc. · Common UnitsS Sale	Director, CEO and President	SSale	−38.8K sh	$16.61	−$644K	38,759
2011-12-31	EFCEllington Financial Inc.J Other	Director, CEO and President	JOther	+155K sh	—	—	154,552
2011-12-30	EFCEllington Financial Inc.P Purchase	Director, CEO and President	PPurchase	+635 sh	$17.16	+$10.9K	16,675
2011-12-29	EFCEllington Financial Inc.P Purchase	Director, CEO and President	PPurchase	+634 sh	$17.16	+$10.9K	16,040
2011-12-28	EFCEllington Financial Inc.P Purchase	Director, CEO and President	PPurchase	+665 sh	$17.20	+$11.4K	15,406
2011-12-27	EFCEllington Financial Inc.P Purchase	Director, CEO and President	PPurchase	+540 sh	$17.17	+$9,271.8	14,741
2011-12-22	EFCEllington Financial Inc.P Purchase	Director, CEO and President	PPurchase	+1,505 sh	$17.10	+$25.7K	14,201
2011-12-21	EFCEllington Financial Inc.P Purchase	Director, CEO and President	PPurchase	+1,750 sh	$17.17	+$30K	12,696
2011-12-20	EFCEllington Financial Inc.P Purchase	Director, CEO and President	PPurchase	+1,225 sh	$17.23	+$21.1K	10,946
2011-12-19	EFCEllington Financial Inc.P Purchase	Director, CEO and President	PPurchase	+1,400 sh	$17.09	+$23.9K	9,721
2011-12-08	EFCEllington Financial Inc.P Purchase	Director, CEO and President	PPurchase	+560 sh	$17.04	+$9,542.4	8,321
2011-12-06	EFCEllington Financial Inc.P Purchase	Director, CEO and President	PPurchase	+455 sh	$17.08	+$7,771.4	7,761
2011-12-05	EFCEllington Financial Inc.P Purchase	Director, CEO and President	PPurchase	+902 sh	$16.96	+$15.3K	7,306
2011-12-01	EFCEllington Financial Inc.P Purchase	Director, CEO and President	PPurchase	+350 sh	$17.14	+$5,999	6,404
2011-11-30	EFCEllington Financial Inc.P Purchase	Director, CEO and President	PPurchase	+350 sh	$17.14	+$5,999	6,054
2011-11-29	EFCEllington Financial Inc.P Purchase	Director, CEO and President	PPurchase	+700 sh	$16.84	+$11.8K	5,704
2011-11-28	EFCEllington Financial Inc.P Purchase	Director, CEO and President	PPurchase	+385 sh	$17.15	+$6,602.75	5,004
2011-11-23	EFCEllington Financial Inc.P Purchase	Director, CEO and President	PPurchase	+525 sh	$17.07	+$8,961.75	4,619
2011-10-25	EFCEllington Financial Inc.P Purchase	Director, CEO and President	PPurchase	+420 sh	$17.71	+$7,438.2	4,094
2011-10-20	EFCEllington Financial Inc.P Purchase	Director, CEO and President	PPurchase	+385 sh	$17.68	+$6,806.8	3,674
2011-10-18	EFCEllington Financial Inc.P Purchase	Director, CEO and President	PPurchase	+665 sh	$17.47	+$11.6K	2,414

Recent filings

Accepted (ET)
Mar 44
Penn Laurence0001628280-20-002986
SEC(opens sec.gov)
Nov 154
Penn Laurence0001628280-18-014411
SEC(opens sec.gov)
Nov 144
Penn Laurence0001628280-18-014369
SEC(opens sec.gov)
May 154
Penn Laurence0001628280-18-006820
SEC(opens sec.gov)
May 144
Penn Laurence0001628280-18-006754
SEC(opens sec.gov)
May 104
Penn Laurence0001628280-18-006621
SEC(opens sec.gov)
Mar 264
Penn Laurence0001628280-18-003547
SEC(opens sec.gov)
Feb 164
Ellington Residential Mortgage REIT0001628280-16-011267
SEC(opens sec.gov)
Feb 114
Ellington Residential Mortgage REIT0001628280-16-011014
SEC(opens sec.gov)
Feb 94
Ellington Residential Mortgage REIT0001628280-16-010893
SEC(opens sec.gov)
Feb 54
Ellington Residential Mortgage REIT0001628280-16-010809
SEC(opens sec.gov)
Feb 34
Ellington Residential Mortgage REIT0001628280-16-010705
SEC(opens sec.gov)

Companies

Address

53 FOREST AVENUE

OLD GREENWICH, CT, 06870