Insider · CIK 0001485539

O'Brien Brien M

Reports to the SEC for 1 company · CHICAGO, IL

sec.gov

Transactions

Companies

Filings

CIK

0001485539

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-02-27	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−11K sh	$39.09	−$430K	116,616
2013-02-20	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−12K sh	$41.12	−$493K	127,616
2013-02-13	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−5,000 sh	$42.05	−$210K	139,616
2013-02-12	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−10K sh	$41.96	−$420K	144,616
2013-02-05	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−10K sh	$40.93	−$409K	106,616
2013-02-04	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−270 sh	$40.04	−$10.8K	154,616
2013-02-04	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−9,730 sh	$40.04	−$390K	19,118
2013-02-01	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−8,300 sh	$40.12	−$333K	154,886
2013-02-01	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−1,700 sh	$40.12	−$68.2K	28,848
2013-01-31	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−10K sh	$38.54	−$385K	163,186
2013-01-31	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−2,000 sh	$38.54	−$77.1K	30,548
2013-01-30	PIPRPIPER SANDLER COMPANIESG Gift	Former Head of Asset Mgmt	GGift	−2,000 sh	—	—	173,186
2012-10-31	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−11K sh	$26.50	−$291K	181,686
2012-10-25	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−6,500 sh	$27.28	−$177K	175,186
2012-10-22	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−5,000 sh	$27.71	−$139K	192,651
2012-10-19	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−15K sh	$27.11	−$407K	197,651
2012-10-18	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−15K sh	$27.53	−$413K	212,651
2012-08-16	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−10K sh	$23.23	−$232K	227,651
2012-08-08	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−5,000 sh	$21.97	−$110K	237,651
2012-08-07	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−2,149 sh	$21.52	−$46.2K	242,651
2012-08-06	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−7,851 sh	$21.37	−$168K	244,800
2012-07-27	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−10K sh	$21.24	−$212K	252,651
2012-07-26	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−20K sh	$20.51	−$410K	262,651
2012-07-26	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−433 sh	$20.47	−$8,863.51	0
2012-04-24	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−6,155 sh	$24.40	−$150K	282,651
2012-04-24	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−13.8K sh	$24.40	−$338K	32,548
2012-02-10	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−7,835 sh	$23.17	−$182K	288,806
2012-02-10	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−964 sh	$23.17	−$22.3K	46,393
2012-02-09	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−3,295 sh	$24.00	−$79.1K	296,641
2012-02-09	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−406 sh	$24.00	−$9,744	47,357
2012-01-26	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−31.2K sh	$21.88	−$682K	299,936
2012-01-26	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−3,833 sh	$21.88	−$83.9K	47,763
2011-11-15	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−6,500 sh	$20.42	−$133K	331,103
2011-11-15	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−3,500 sh	$20.42	−$71.5K	51,596
2011-11-15	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−10K sh	$20.42	−$204K	317,603
2011-11-10	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−6,500 sh	$20.12	−$131K	337,603
2011-11-10	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−3,500 sh	$20.12	−$70.4K	55,096
2011-11-10	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−10K sh	$20.12	−$201K	327,603
2011-11-04	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−13.5K sh	$19.43	−$262K	344,103
2011-11-04	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−6,500 sh	$19.43	−$126K	58,596
2011-11-04	PIPRPIPER SANDLER COMPANIESS Sale	Former Head of Asset Mgmt	SSale	−20K sh	$19.43	−$389K	337,603
2011-01-21	PIPRPIPER SANDLER COMPANIESG Gift	Former Head of Asset Mgmt	GGift	−65.1K sh	—	—	0
2011-01-21	PIPRPIPER SANDLER COMPANIESG Gift	Former Head of Asset Mgmt	GGift	−65.1K sh	—	—	0
2011-01-21	PIPRPIPER SANDLER COMPANIESG Gift	Former Head of Asset Mgmt	GGift	+65.1K sh	—	—	65,096
2010-12-23	PIPRPIPER SANDLER COMPANIESG Gift	Former Head of Asset Mgmt	GGift	−4,230 sh	—	—	357,603
2010-05-18	PIPRPIPER SANDLER COMPANIESG Gift	Former Head of Asset Mgmt	GGift	−800 sh	—	—	361,833
2010-04-23	PIPRPIPER SANDLER COMPANIESP Purchase	Former Head of Asset Mgmt	PPurchase	+900 sh	$37.92	+$34.1K	362,533
2010-04-23	PIPRPIPER SANDLER COMPANIESP Purchase	Former Head of Asset Mgmt	PPurchase	+100 sh	$37.91	+$3,791	362,633
2010-03-01	PIPRPIPER SANDLER COMPANIESJ Other	Former Head of Asset Mgmt	JOther	+65.1K sh	$44.41	+$2.89M	65,096
2010-03-01	PIPRPIPER SANDLER COMPANIESJ Other	Former Head of Asset Mgmt	JOther	+362K sh	$44.41	+$16.1M	361,633

Recent filings

Accepted (ET)
Jan 35
PIPER JAFFRAY COMPANIES0001230245-14-000004
SEC(opens sec.gov)
Mar 14
O'Brien Brien M0001230245-13-000112
SEC(opens sec.gov)
Feb 214
O'Brien Brien M0001230245-13-000105
SEC(opens sec.gov)
Feb 134
O'Brien Brien M0001230245-13-000037
SEC(opens sec.gov)
Feb 54
O'Brien Brien M0001230245-13-000021
SEC(opens sec.gov)
Feb 14
O'Brien Brien M0001230245-13-000015
SEC(opens sec.gov)
Jan 225
O'Brien Brien M0001230245-13-000009
SEC(opens sec.gov)
Nov 14
O'Brien Brien M0001230245-12-000168
SEC(opens sec.gov)
Oct 224
O'Brien Brien M0001230245-12-000160
SEC(opens sec.gov)
Aug 174
O'Brien Brien M0001230245-12-000154
SEC(opens sec.gov)
Aug 84
O'Brien Brien M0001230245-12-000152
SEC(opens sec.gov)

Companies

PIPER SANDLER COMPANIESFormer Head of Asset MgmtPIPR

Address

TWO PRUDENTIAL PLAZA, 180 N. STETSON AVE SUITE 5500

CHICAGO, IL, 60601