Insider · CIK 0001486162

Behrman Deborah J.

Reports to the SEC for 1 company · PALO ALTO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001486162

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2011-12-27	Financial Engines, LLCM Exercise/Conversion	VP, Human Resources	MExercise/Conversion	+260 sh	$7.99	+$2,077.4	30,121
2011-12-27	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	VP, Human Resources	MExercise/Conversion	−260 sh	—	—	5,998
2011-12-27	Financial Engines, LLCM Exercise/Conversion	VP, Human Resources	MExercise/Conversion	+320 sh	$6.51	+$2,083.2	29,861
2011-12-27	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	VP, Human Resources	MExercise/Conversion	−320 sh	—	—	3,520
2011-11-17	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	VP, Human Resources	MExercise/Conversion	−4,532 sh	—	—	0
2011-11-17	Financial Engines, LLCM Exercise/Conversion	VP, Human Resources	MExercise/Conversion	+1,600 sh	$6.51	+$10.4K	25,009
2011-11-17	Financial Engines, LLCM Exercise/Conversion	VP, Human Resources	MExercise/Conversion	+4,532 sh	$7.99	+$36.2K	29,541
2011-11-17	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	VP, Human Resources	MExercise/Conversion	−1,600 sh	—	—	3,840
2011-11-17	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	VP, Human Resources	MExercise/Conversion	−4,532 sh	—	—	6,258
2011-11-17	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	VP, Human Resources	MExercise/Conversion	−1,600 sh	—	—	0
2011-11-11	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	VP, Human Resources	MExercise/Conversion	−14K sh	—	—	32,052
2011-11-11	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	VP, Human Resources	MExercise/Conversion	−7,000 sh	—	—	10,544
2011-11-11	Financial Engines, LLCS Sale	VP, Human Resources	SSale	−14K sh	$22.55	−$316K	23,409
2011-11-11	Financial Engines, LLCM Exercise/Conversion	VP, Human Resources	MExercise/Conversion	+14K sh	$7.99	+$112K	37,409
2011-11-11	Financial Engines, LLCS Sale	VP, Human Resources	SSale	−7,000 sh	$22.55	−$158K	23,409
2011-11-11	Financial Engines, LLCM Exercise/Conversion	VP, Human Resources	MExercise/Conversion	+7,000 sh	$6.51	+$45.6K	30,409
2011-07-21	Financial Engines, LLCM Exercise/Conversion	VP, Human Resources	MExercise/Conversion	+3,953 sh	$8.50	+$33.6K	27,362
2011-07-21	Financial Engines, LLCS Sale	VP, Human Resources	SSale	−3,953 sh	$25.00	−$98.8K	23,409
2011-07-21	Financial Engines, LLCM Exercise/Conversion	VP, Human Resources	MExercise/Conversion	+812 sh	$7.99	+$6,487.88	24,221
2011-07-21	Financial Engines, LLCS Sale	VP, Human Resources	SSale	−812 sh	$25.00	−$20.3K	23,409
2011-07-21	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	VP, Human Resources	MExercise/Conversion	−3,953 sh	—	—	0
2011-07-21	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	VP, Human Resources	MExercise/Conversion	−812 sh	—	—	46,052
2011-06-14	Financial Engines, LLCEmployee Stock Option - Right to BuyM Exercise/Conversion	VP, Human Resources	MExercise/Conversion	−1,725 sh	—	—	10,790
2011-06-14	Financial Engines, LLCM Exercise/Conversion	VP, Human Resources	MExercise/Conversion	+1,226 sh	$8.50	+$10.4K	19,444
2011-06-14	Financial Engines, LLCM Exercise/Conversion	VP, Human Resources	MExercise/Conversion	+2,240 sh	$6.51	+$14.6K	21,684
2011-06-14	Financial Engines, LLCM Exercise/Conversion	VP, Human Resources	MExercise/Conversion	+1,725 sh	$7.99	+$13.8K	23,409
2011-06-14	Financial Engines, LLCEmployee Stock Option - Right to BuyM Exercise/Conversion	VP, Human Resources	MExercise/Conversion	−1,226 sh	—	—	0
2011-06-14	Financial Engines, LLCEmployee Stock Option - Right to BuyM Exercise/Conversion	VP, Human Resources	MExercise/Conversion	−2,240 sh	—	—	5,440
2011-04-01	Financial Engines, LLCM Exercise/Conversion	VP, Human Resources	MExercise/Conversion	+1,059 sh	$8.50	+$9,001.5	19,277
2011-04-01	Financial Engines, LLCS Sale	VP, Human Resources	SSale	−1,059 sh	$27.72	−$29.4K	18,218
2011-04-01	Financial Engines, LLCM Exercise/Conversion	VP, Human Resources	MExercise/Conversion	+1,941 sh	$6.51	+$12.6K	20,159
2011-04-01	Financial Engines, LLCS Sale	VP, Human Resources	SSale	−1,941 sh	$27.72	−$53.8K	18,218
2011-04-01	Financial Engines, LLCEmployee Stock Option - Right to BuyM Exercise/Conversion	VP, Human Resources	MExercise/Conversion	−1,059 sh	—	—	3,953
2011-04-01	Financial Engines, LLCEmployee Stock Option - Right to BuyM Exercise/Conversion	VP, Human Resources	MExercise/Conversion	−1,941 sh	—	—	17,544
2011-03-21	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	VP, Human Resources	MExercise/Conversion	−3,000 sh	—	—	5,012
2011-03-21	Financial Engines, LLCS Sale	VP, Human Resources	SSale	−3,000 sh	$25.00	−$75K	18,218
2011-03-21	Financial Engines, LLCM Exercise/Conversion	VP, Human Resources	MExercise/Conversion	+3,000 sh	$8.50	+$25.5K	21,218
2011-02-16	Financial Engines, LLCS Sale	VP, Human Resources	SSale	−3,472 sh	$25.02	−$86.9K	18,218
2011-02-16	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	VP, Human Resources	MExercise/Conversion	−2,528 sh	—	—	8,012
2011-02-16	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	VP, Human Resources	MExercise/Conversion	−3,472 sh	—	—	46,864
2011-02-16	Financial Engines, LLCM Exercise/Conversion	VP, Human Resources	MExercise/Conversion	+3,472 sh	$7.99	+$27.7K	21,690
2011-02-16	Financial Engines, LLCS Sale	VP, Human Resources	SSale	−2,528 sh	$25.02	−$63.2K	18,218
2011-02-16	Financial Engines, LLCM Exercise/Conversion	VP, Human Resources	MExercise/Conversion	+2,528 sh	$8.50	+$21.5K	20,746
2010-12-28	Financial Engines, LLCEmployee Stock Option - Right to BuyM Exercise/Conversion	VP, Human Resources	MExercise/Conversion	−52.7K sh	—	—	10,540
2010-12-28	Financial Engines, LLCEmployee Stock Option - Right to BuyM Exercise/Conversion	VP, Human Resources	MExercise/Conversion	−15.2K sh	—	—	19,485
2010-12-28	Financial Engines, LLCEmployee Stock Option - Right to BuyM Exercise/Conversion	VP, Human Resources	MExercise/Conversion	−12.1K sh	—	—	50,336
2010-12-28	Financial Engines, LLCS Sale	VP, Human Resources	SSale	−15.2K sh	$20.00	−$303K	18,218
2010-12-28	Financial Engines, LLCM Exercise/Conversion	VP, Human Resources	MExercise/Conversion	+15.2K sh	$6.51	+$98.7K	33,373
2010-12-28	Financial Engines, LLCS Sale	VP, Human Resources	SSale	−52.7K sh	$20.00	−$1.05M	18,218
2010-12-28	Financial Engines, LLCM Exercise/Conversion	VP, Human Resources	MExercise/Conversion	+52.7K sh	$8.50	+$448K	70,914

Recent filings

Accepted (ET)
Dec 284
Behrman Deborah J.0001209191-11-063223
SEC(opens sec.gov)
Nov 224/A
Behrman Deborah J.0001209191-11-057639
SEC(opens sec.gov)
Nov 184
Behrman Deborah J.0001209191-11-057175
SEC(opens sec.gov)
Nov 144
Behrman Deborah J.0001209191-11-055919
SEC(opens sec.gov)
Jul 224
Behrman Deborah J.0001209191-11-040637
SEC(opens sec.gov)

Companies

Financial Engines, LLCVP, Human Resources

Address

1804 EMBARCADERO ROAD

PALO ALTO, CA, 94303