Insider · CIK 0001490357

NAATZ MICHAEL J.

Reports to the SEC for 2 companies · OVERLAND PARK, KS

sec.gov

Transactions

Companies

Filings

CIK

0001490357

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-12-14	KANSAS CITY SOUTHERNF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−1,970 sh	$290.71	−$573K	10,956
2021-12-14	KANSAS CITY SOUTHERND Disposition to Issuer	EVP & Chief Marketing Officer	DDisposition to Issuer	−11K sh	—	—	0
2021-12-14	KANSAS CITY SOUTHERNEmployee Stock Option (Right to Buy)D Disposition to Issuer	EVP & Chief Marketing Officer	DDisposition to Issuer	−3,945 sh	—	—	0
2021-12-14	KANSAS CITY SOUTHERNEmployee Stock Option (Right to Buy)D Disposition to Issuer	EVP & Chief Marketing Officer	DDisposition to Issuer	−6,256 sh	—	—	0
2021-12-14	KANSAS CITY SOUTHERNEmployee Stock Option (Right to Buy)D Disposition to Issuer	EVP & Chief Marketing Officer	DDisposition to Issuer	−5,727 sh	—	—	0
2021-12-14	KANSAS CITY SOUTHERNEmployee Stock Option (Right to Buy)D Disposition to Issuer	EVP & Chief Marketing Officer	DDisposition to Issuer	−4,082 sh	—	—	0
2021-05-19	KANSAS CITY SOUTHERNG Gift	EVP & Chief Marketing Officer	GGift	−426 sh	—	—	12,926
2021-02-26	KANSAS CITY SOUTHERNF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−1,483 sh	$213.51	−$317K	13,228
2021-02-12	KANSAS CITY SOUTHERNF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−131 sh	$209.36	−$27.4K	14,711
2021-02-03	KANSAS CITY SOUTHERNA Award	EVP & Chief Marketing Officer	AAward	+4,675 sh	—	—	14,842
2021-02-03	KANSAS CITY SOUTHERNEmployee Stock Option (Right to Buy)A Award	EVP & Chief Marketing Officer	AAward	+4,082 sh	—	—	4,082
2020-11-18	KANSAS CITY SOUTHERNM Exercise/Conversion	EVP & Chief Marketing Officer	MExercise/Conversion	+1,649 sh	$119.35	+$197K	14,316
2020-11-18	KANSAS CITY SOUTHERNM Exercise/Conversion	EVP & Chief Marketing Officer	MExercise/Conversion	+1,206 sh	$86.89	+$105K	15,522
2020-11-18	KANSAS CITY SOUTHERNS Sale	EVP & Chief Marketing Officer	SSale	−2,855 sh	$189.14	−$540K	12,667
2020-11-18	KANSAS CITY SOUTHERNS Sale	EVP & Chief Marketing Officer	SSale	−2,500 sh	$189.35	−$473K	10,167
2020-11-18	KANSAS CITY SOUTHERNEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP & Chief Marketing Officer	MExercise/Conversion	−1,649 sh	—	—	0
2020-11-18	KANSAS CITY SOUTHERNEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP & Chief Marketing Officer	MExercise/Conversion	−1,206 sh	—	—	0
2020-06-10	KANSAS CITY SOUTHERNS Sale	EVP & Chief Marketing Officer	SSale	−3,000 sh	$158.13	−$474K	12,507
2020-02-28	KANSAS CITY SOUTHERNF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−1,435 sh	$152.34	−$219K	15,507
2020-02-14	KANSAS CITY SOUTHERNF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−93 sh	$173.46	−$16.1K	16,942
2020-02-07	KANSAS CITY SOUTHERNA Award	EVP & Chief Marketing Officer	AAward	+1,856 sh	—	—	17,035
2020-02-07	KANSAS CITY SOUTHERNEmployee Stock Option (Right to Buy)A Award	EVP & Chief Marketing Officer	AAward	+5,727 sh	—	—	5,727
2020-01-30	KANSAS CITY SOUTHERNA Award	EVP & Chief Marketing Officer	AAward	+3,371 sh	—	—	15,179
2019-08-30	KANSAS CITY SOUTHERNG Gift	EVP & Chief Marketing Officer	GGift	−488 sh	—	—	13,977
2019-08-30	KANSAS CITY SOUTHERNF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−2,171 sh	$124.59	−$270K	11,086
2019-08-30	KANSAS CITY SOUTHERNF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−2,171 sh	$124.59	−$270K	11,806
2019-05-07	KANSAS CITY SOUTHERNM Exercise/Conversion	EVP & Chief Marketing Officer	MExercise/Conversion	+955 sh	$97.77	+$93.4K	18,764
2019-05-07	KANSAS CITY SOUTHERNM Exercise/Conversion	EVP & Chief Marketing Officer	MExercise/Conversion	+1,018 sh	$94.23	+$95.9K	19,782
2019-05-07	KANSAS CITY SOUTHERNM Exercise/Conversion	EVP & Chief Marketing Officer	MExercise/Conversion	+3,851 sh	$82.71	+$319K	23,633
2019-05-07	KANSAS CITY SOUTHERNM Exercise/Conversion	EVP & Chief Marketing Officer	MExercise/Conversion	+2,412 sh	$86.89	+$210K	26,045
2019-05-07	KANSAS CITY SOUTHERNS Sale	EVP & Chief Marketing Officer	SSale	−8,236 sh	$122.42	−$1.01M	17,809
2019-05-07	KANSAS CITY SOUTHERNS Sale	EVP & Chief Marketing Officer	SSale	−3,601 sh	$122.52	−$441K	14,208
2019-05-07	KANSAS CITY SOUTHERNEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP & Chief Marketing Officer	MExercise/Conversion	−955 sh	—	—	0
2019-05-07	KANSAS CITY SOUTHERNEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP & Chief Marketing Officer	MExercise/Conversion	−1,018 sh	—	—	0
2019-05-07	KANSAS CITY SOUTHERNEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP & Chief Marketing Officer	MExercise/Conversion	−3,851 sh	—	—	0
2019-05-07	KANSAS CITY SOUTHERNEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP & Chief Marketing Officer	MExercise/Conversion	−2,412 sh	—	—	1,206
2019-03-05	KANSAS CITY SOUTHERNA Award	EVP & Chief Marketing Officer	AAward	+1,646 sh	—	—	17,809
2019-03-05	KANSAS CITY SOUTHERNEmployee Stock Option (Right to Buy)A Award	EVP & Chief Marketing Officer	AAward	+6,256 sh	—	—	6,256
2019-02-22	KANSAS CITY SOUTHERNF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−1,520 sh	$111.75	−$170K	16,163
2019-02-08	KANSAS CITY SOUTHERNA Award	EVP & Chief Marketing Officer	AAward	+325 sh	—	—	17,816
2019-02-08	KANSAS CITY SOUTHERNF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−133 sh	$103.13	−$13.7K	17,683
2019-01-30	KANSAS CITY SOUTHERNA Award	EVP & Chief Marketing Officer	AAward	+4,280 sh	—	—	17,491
2018-03-06	KANSAS CITY SOUTHERNA Award	EVP & Chief Marketing Officer	AAward	+1,063 sh	—	—	12,978
2018-03-06	KANSAS CITY SOUTHERNEmployee Stock Option (Right to Buy)A Award	EVP & Chief Marketing Officer	AAward	+3,945 sh	—	—	3,945
2018-02-23	KANSAS CITY SOUTHERNF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−196 sh	$107.17	−$21K	11,915
2018-02-14	KANSAS CITY SOUTHERNA Award	EVP & Chief Marketing Officer	AAward	+467 sh	—	—	12,111
2018-02-09	KANSAS CITY SOUTHERNF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−164 sh	$103.53	−$17K	11,644
2018-01-23	KANSAS CITY SOUTHERNA Award	EVP & Chief Marketing Officer	AAward	+49 sh	—	—	11,808
2017-02-28	KANSAS CITY SOUTHERNF Tax Payment	EVP & Chief Marketing Officer	FTax Payment	−460 sh	$88.42	−$40.7K	12,666
2017-02-17	KANSAS CITY SOUTHERNA Award	EVP & Chief Marketing Officer	AAward	+2,368 sh	—	—	13,126

Recent filings

Accepted (ET)
Dec 154
NAATZ MICHAEL J.0001062993-21-012932
SEC(opens sec.gov)
Mar 14
NAATZ MICHAEL J.0000054480-21-000068
SEC(opens sec.gov)
Feb 164
NAATZ MICHAEL J.0000054480-21-000050
SEC(opens sec.gov)
Feb 54
NAATZ MICHAEL J.0000054480-21-000030
SEC(opens sec.gov)
Nov 194
NAATZ MICHAEL J.0000054480-20-000241
SEC(opens sec.gov)
Jun 114
NAATZ MICHAEL J.0000054480-20-000166
SEC(opens sec.gov)
Mar 34
NAATZ MICHAEL J.0000054480-20-000087
SEC(opens sec.gov)
Feb 184
NAATZ MICHAEL J.0000054480-20-000068
SEC(opens sec.gov)

Companies

Address

10990 ROE AVENUE

OVERLAND PARK, KS, 66211