Smith Mark A.

CIK 00014967723 companiesGREENWOOD VILLAGE, CO

SEC Profile

Transactions

Companies

Filings

CIK

0001496772

Recent Transactions

50 trades

Award
NIOCORP DEVELOPMENTS LTD$NB
Employee Stock Option (Right to Buy)
2025-08-18+375,000→ 375,000 total
Award
NIOCORP DEVELOPMENTS LTD$NB
Employee Stock Option (Right to Buy)
2024-12-23+150,000→ 150,000 total
Purchase
NIOCORP DEVELOPMENTS LTD$NB
Common Shares Purchase Warrant (right to buy)
2024-11-13+183,422→ 183,422 total
Purchase
NIOCORP DEVELOPMENTS LTD$NB
Common Shares Purchase Warrant (right to buy)
2024-11-13+91,711→ 91,711 total
Purchase
NIOCORP DEVELOPMENTS LTD$NB
Common Shares
2024-11-13+183,422→ 2,272,018 total
Award
NIOCORP DEVELOPMENTS LTD$NB
Employee Stock Option (Right to Buy)
2024-02-15+375,000→ 750,000 total
Purchase
NIOCORP DEVELOPMENTS LTD$NB
Common Share Purchase Warrant (right to buy)
2023-12-22+46,801→ 46,801 total
Purchase
NIOCORP DEVELOPMENTS LTD$NB
Common Shares
2023-12-22+46,801→ 2,088,596 total
Award
NIOCORP DEVELOPMENTS LTD$NB
Employee Stock Option (Right to Buy)
2023-03-25+70,000→ 70,000 total
Tax Payment
NIOCORP DEVELOPMENTS LTD$NB
Common Shares
2022-11-28$0.87/sh−346,154→ 20,417,958 total
Tax Payment
NIOCORP DEVELOPMENTS LTD$NB
Common Shares
2022-11-28$0.87/sh−301,283→ 20,014,112 total
Exercise/Conversion
NIOCORP DEVELOPMENTS LTD$NB
Common Shares
2022-11-28$0.40/sh+750,000→ 20,764,112 total
Exercise/Conversion
NIOCORP DEVELOPMENTS LTD$NB
Director Stock Option (right to buy)
2022-11-28−750,000→ 0 total
Exercise/Conversion
NIOCORP DEVELOPMENTS LTD$NB
Director Stock Option (right to buy)
2022-11-28−750,000→ 0 total
Exercise/Conversion
NIOCORP DEVELOPMENTS LTD$NB
Common Shares
2022-11-28$0.35/sh+750,000→ 20,315,395 total
Tax Payment
NIOCORP DEVELOPMENTS LTD$NB
Common Shares
2022-03-01$0.89/sh−437,169→ 19,565,395 total
Exercise/Conversion
NIOCORP DEVELOPMENTS LTD$NB
Common Shares
2022-03-01$0.60/sh+650,000→ 20,002,564 total
Exercise/Conversion
NIOCORP DEVELOPMENTS LTD$NB
Employee Stock Option (right to buy)
2022-03-01−650,000→ 0 total
Award
NIOCORP DEVELOPMENTS LTD$NB
Employee Stock Option (Right to Buy)
2021-12-17+650,000→ 650,000 total
Exercise/Conversion
NIOCORP DEVELOPMENTS LTD$NB
Common Shares
2021-03-10$0.53/sh+750,000→ 19,750,000 total
Tax Payment
NIOCORP DEVELOPMENTS LTD$NB
Common Shares
2021-03-10$0.93/sh−397,436→ 19,352,564 total
Exercise/Conversion
NIOCORP DEVELOPMENTS LTD$NB
Employee Stock Option (right to buy)
2021-03-10−750,000→ 0 total
Award
NIOCORP DEVELOPMENTS LTD$NB
Employee Stock Option (Right to Buy)
2020-12-14+500,000→ 500,000 total
Purchase
NIOCORP DEVELOPMENTS LTD$NB
Common Shares
2020-02-24$0.53/sh+100,000→ 19,000,000 total
Purchase
NIOCORP DEVELOPMENTS LTD$NB
Common Shares
2019-11-22$0.59/sh+14,555→ 18,900,000 total
Exercise Out-of-Money
NIOCORP DEVELOPMENTS LTD$NB
Warrant (Right to Buy)
2018-12-17+115,000→ 0 total
Exercise Out-of-Money
NIOCORP DEVELOPMENTS LTD$NB
Common Shares
2018-12-17$0.56/sh+115,000→ 18,885,445 total
Award
NIOCORP DEVELOPMENTS LTD$NB
Employee Stock Option (Right to Buy)
2018-11-15+750,000→ 750,000 total
Award
NIOCORP DEVELOPMENTS LTD$NB
Director Stock Option (Right to Buy)
2017-11-09+750,000→ 750,000 total
Award
NIOCORP DEVELOPMENTS LTD$NB
Employee Stock Option (Right to Buy)
2017-03-06+650,000→ 650,000 total
Sale
NIOCORP DEVELOPMENTS LTD$NB
Warrants
2016-11-04$0.00/sh−500,000→ 2,911,502 total
Exercise of In-Money
NIOCORP DEVELOPMENTS LTD$NB
Warrants
2016-10-31−720,730→ 3,411,502 total
Exercise of In-Money
NIOCORP DEVELOPMENTS LTD$NB
Common Shares
2016-10-31$0.48/sh+720,730→ 18,770,445 total
Purchase
Molycorp, Inc.
Series A Mandatory Convertible Preferred Stock
2012-11-19$22.50/sh+5,000→ 7,000 total
Purchase
Molycorp, Inc.
Common Stock
2012-11-19$6.20/sh+20,000→ 849,318 total
Purchase
Molycorp, Inc.
6.00% Convertible Senior Notes due 2017
2012-08-22$500000.00/sh
Purchase
Molycorp, Inc.
Common Stock
2012-08-22$10.00/sh+50,000→ 829,318 total
Purchase
Molycorp, Inc.
Series A Mandatory Convertible Preferred Stock
2012-06-13$53.68/sh+1,000→ 2,000 total
Award
Molycorp, Inc.
Restricted Stock Units
2012-02-28+57,103→ 90,170 total
Award
Molycorp, Inc.
Restricted Stock Units
2012-02-02+953→ 33,067 total
Award
Molycorp, Inc.
Restricted Stock Units
2012-02-02$29.21/sh+3,815→ 32,114 total
Purchase
Molycorp, Inc.
Common Stock
2011-12-15$27.95/sh+5,000→ 779,318 total
Purchase
Molycorp, Inc.
Series A Mandatory Convertible Preferred Stock
2011-12-15$60.30/sh+1,000→ 1,000 total
Purchase
Molycorp, Inc.
Series A Mandatory Convertible Preferred Stock
2011-08-25$98.61/sh+1,400→ 2,500 total
Purchase
Molycorp, Inc.
Series A Mandatory Convertible Preferred Stock
2011-08-24$99.14/sh+1,100→ 1,100 total
Purchase
Molycorp, Inc.
Common Stock
2011-08-15$59.02/sh+4,200→ 4,200 total
Sale
Molycorp, Inc.
Common Stock
2011-06-15$51.00/sh−110,959→ 774,318 total
Sale
Molycorp, Inc.
Common Stock
2011-06-15$51.00/sh−63,956→ 153,433 total
Award
Molycorp, Inc.
Restricted Stock Units
2011-06-01+20,114→ 20,114 total
Sale
Molycorp, Inc.
Common Stock
2011-03-16$50.00/sh−11,596→ 217,389 total

Companies

Recent Filings

Address

5619 DENVER TECH CENTER PARKWAY SUITE 1000

GREENWOOD VILLAGE, CO, 80111

View on SEC.gov