Insider · CIK 0001505302

Brown James

Reports to the SEC for 2 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001505302

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-05-31	STONEGATE MORTGAGE CORPCommon Stock WarrantsD Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−3,906 sh	—	—	0
2017-05-31	STONEGATE MORTGAGE CORPD Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−7.22M sh	$8.00	−$57.7M	0
2017-05-31	STONEGATE MORTGAGE CORPCommon Stock WarrantsD Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−239K sh	—	—	0
2015-05-26	Global Brokerage, Inc.Units of FXCM Holdings LLCC Conversion	Director	CConversion	−17.3K sh	—	—	0
2015-05-26	Global Brokerage, Inc.Units of FXCM Holdings LLCC Conversion	Director	CConversion	−183K sh	—	—	0
2015-05-26	Global Brokerage, Inc.S Sale	Director	SSale	−183K sh	$1.30	−$238K	0
2015-05-26	Global Brokerage, Inc.S Sale	Director	SSale	−17.3K sh	$1.30	−$22.5K	100,000
2015-05-26	Global Brokerage, Inc.C Conversion	Director	CConversion	+183K sh	—	—	182,942
2015-05-26	Global Brokerage, Inc.C Conversion	Director	CConversion	+17.3K sh	—	—	117,292
2015-05-22	Global Brokerage, Inc.S Sale	Director	SSale	−65.7K sh	$1.31	−$86.1K	0
2015-05-22	Global Brokerage, Inc.Units of FXCM Holdings LLCC Conversion	Director	CConversion	−51.1K sh	—	—	17,292
2015-05-22	Global Brokerage, Inc.S Sale	Director	SSale	−32.6K sh	$1.30	−$42.3K	0
2015-05-22	Global Brokerage, Inc.C Conversion	Director	CConversion	+32.6K sh	—	—	32,550
2015-05-22	Global Brokerage, Inc.C Conversion	Director	CConversion	+51.1K sh	—	—	151,149
2015-05-22	Global Brokerage, Inc.Units of FXCM Holdings LLCC Conversion	Director	CConversion	−65.7K sh	—	—	0
2015-05-22	Global Brokerage, Inc.C Conversion	Director	CConversion	+65.7K sh	—	—	65,720
2015-05-22	Global Brokerage, Inc.Units of FXCM Holdings LLCC Conversion	Director	CConversion	−32.6K sh	—	—	182,942
2015-05-22	Global Brokerage, Inc.S Sale	Director	SSale	−51.1K sh	$1.30	−$66.5K	100,000
2015-05-19	Global Brokerage, Inc.S Sale	Director	SSale	−1,000 sh	$1.40	−$1,400	0
2015-05-19	Global Brokerage, Inc.Units of FXCM Holdings LLCC Conversion	Director	CConversion	−1,000 sh	—	—	223,792
2015-05-19	Global Brokerage, Inc.S Sale	Director	SSale	−500 sh	$1.40	−$700	100,000
2015-05-19	Global Brokerage, Inc.C Conversion	Director	CConversion	+500 sh	—	—	100,500
2015-05-19	Global Brokerage, Inc.S Sale	Director	SSale	−400 sh	$1.40	−$560	0
2015-05-19	Global Brokerage, Inc.C Conversion	Director	CConversion	+400 sh	—	—	400
2015-05-19	Global Brokerage, Inc.C Conversion	Director	CConversion	+1,000 sh	—	—	1,000
2015-05-19	Global Brokerage, Inc.Units of FXCM Holdings LLCC Conversion	Director	CConversion	−500 sh	—	—	75,908
2015-05-19	Global Brokerage, Inc.Units of FXCM Holdings LLCC Conversion	Director	CConversion	−400 sh	—	—	74,500
2015-05-18	Global Brokerage, Inc.S Sale	Director	SSale	−7,467 sh	$1.45	−$10.8K	100,000
2015-05-18	Global Brokerage, Inc.C Conversion	Director	CConversion	+7,467 sh	—	—	107,467
2015-05-18	Global Brokerage, Inc.S Sale	Director	SSale	−8,780 sh	$1.45	−$12.7K	0
2015-05-18	Global Brokerage, Inc.C Conversion	Director	CConversion	+8,780 sh	—	—	8,780
2015-05-18	Global Brokerage, Inc.S Sale	Director	SSale	−8,300 sh	$1.45	−$12K	0
2015-05-18	Global Brokerage, Inc.C Conversion	Director	CConversion	+8,300 sh	—	—	8,300
2015-05-18	Global Brokerage, Inc.Units of FXCM Holdings LLCC Conversion	Director	CConversion	−7,467 sh	—	—	68,941
2015-05-18	Global Brokerage, Inc.Units of FXCM Holdings LLCC Conversion	Director	CConversion	−8,780 sh	—	—	66,120
2015-05-18	Global Brokerage, Inc.Units of FXCM Holdings LLCC Conversion	Director	CConversion	−8,300 sh	—	—	216,492
2015-05-15	Global Brokerage, Inc.C Conversion	Director	CConversion	+47.5K sh	—	—	147,518
2015-05-15	Global Brokerage, Inc.S Sale	Director	SSale	−47.5K sh	$1.50	−$71.4K	100,000
2015-05-15	Global Brokerage, Inc.S Sale	Director	SSale	−49K sh	$1.50	−$73.6K	0
2015-05-15	Global Brokerage, Inc.C Conversion	Director	CConversion	+49K sh	—	—	48,975
2015-05-15	Global Brokerage, Inc.S Sale	Director	SSale	−86.9K sh	$1.51	−$131K	0
2015-05-15	Global Brokerage, Inc.C Conversion	Director	CConversion	+86.9K sh	—	—	86,930
2015-05-15	Global Brokerage, Inc.Units of FXCM Holdings LLCC Conversion	Director	CConversion	−47.5K sh	—	—	76,408
2015-05-15	Global Brokerage, Inc.Units of FXCM Holdings LLCC Conversion	Director	CConversion	−49K sh	—	—	74,900
2015-05-15	Global Brokerage, Inc.Units of FXCM Holdings LLCC Conversion	Director	CConversion	−86.9K sh	—	—	224,792
2015-05-14	Global Brokerage, Inc.S Sale	Director	SSale	−148K sh	$1.60	−$238K	0
2015-05-14	Global Brokerage, Inc.C Conversion	Director	CConversion	+81.4K sh	—	—	81,390
2015-05-14	Global Brokerage, Inc.S Sale	Director	SSale	−81.4K sh	$1.61	−$131K	0
2015-05-14	Global Brokerage, Inc.C Conversion	Director	CConversion	+148K sh	—	—	148,499
2015-05-14	Global Brokerage, Inc.C Conversion	Director	CConversion	+81.5K sh	—	—	181,539

Recent filings

Accepted (ET)
Jun 14
STONEGATE MORTGAGE CORP0000899243-17-014893
SEC(opens sec.gov)
Jun 14
FXCM Inc.0001144204-15-034642
SEC(opens sec.gov)
May 264
FXCM Inc.0001144204-15-033530
SEC(opens sec.gov)
May 214
FXCM Inc.0001144204-15-032944
SEC(opens sec.gov)

Companies

Address

C/O LONG RIDGE EQUITY PARTNERS 200 MADISON AVENUE, SUITE 1900

NEW YORK, NY, 10016