Brown James

CIK 00015053022 companiesNEW YORK, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001505302

Recent Transactions

50 trades

Disposition to Issuer
STONEGATE MORTGAGE CORP
Common Stock
2017-05-31$8.00/sh−7,217,379→ 0 total
Disposition to Issuer
STONEGATE MORTGAGE CORP
Common Stock Warrants
2017-05-31−3,906→ 0 total
Disposition to Issuer
STONEGATE MORTGAGE CORP
Common Stock Warrants
2017-05-31−238,715→ 0 total
Conversion
Global Brokerage, Inc.
Units of FXCM Holdings LLC
2015-05-26−17,292→ 0 total
Conversion
Global Brokerage, Inc.
Class A Common Stock
2015-05-26+182,942→ 182,942 total
Sale
Global Brokerage, Inc.
Class A Common Stock
2015-05-26$1.30/sh−182,942→ 0 total
Conversion
Global Brokerage, Inc.
Class A Common Stock
2015-05-26+17,292→ 117,292 total
Sale
Global Brokerage, Inc.
Class A Common Stock
2015-05-26$1.30/sh−17,292→ 100,000 total
Conversion
Global Brokerage, Inc.
Units of FXCM Holdings LLC
2015-05-26−182,942→ 0 total
Conversion
Global Brokerage, Inc.
Class A Common Stock
2015-05-22+32,550→ 32,550 total
Sale
Global Brokerage, Inc.
Class A Common Stock
2015-05-22$1.31/sh−65,720→ 0 total
Conversion
Global Brokerage, Inc.
Units of FXCM Holdings LLC
2015-05-22−32,550→ 182,942 total
Conversion
Global Brokerage, Inc.
Units of FXCM Holdings LLC
2015-05-22−65,720→ 0 total
Conversion
Global Brokerage, Inc.
Class A Common Stock
2015-05-22+65,720→ 65,720 total
Conversion
Global Brokerage, Inc.
Units of FXCM Holdings LLC
2015-05-22−51,149→ 17,292 total
Sale
Global Brokerage, Inc.
Class A Common Stock
2015-05-22$1.30/sh−51,149→ 100,000 total
Sale
Global Brokerage, Inc.
Class A Common Stock
2015-05-22$1.30/sh−32,550→ 0 total
Conversion
Global Brokerage, Inc.
Class A Common Stock
2015-05-22+51,149→ 151,149 total
Conversion
Global Brokerage, Inc.
Units of FXCM Holdings LLC
2015-05-19−500→ 75,908 total
Sale
Global Brokerage, Inc.
Class A Common Stock
2015-05-19$1.40/sh−1,000→ 0 total
Conversion
Global Brokerage, Inc.
Units of FXCM Holdings LLC
2015-05-19−400→ 74,500 total
Sale
Global Brokerage, Inc.
Class A Common Stock
2015-05-19$1.40/sh−400→ 0 total
Conversion
Global Brokerage, Inc.
Units of FXCM Holdings LLC
2015-05-19−1,000→ 223,792 total
Conversion
Global Brokerage, Inc.
Class A Common Stock
2015-05-19+400→ 400 total
Conversion
Global Brokerage, Inc.
Class A Common Stock
2015-05-19+1,000→ 1,000 total
Sale
Global Brokerage, Inc.
Class A Common Stock
2015-05-19$1.40/sh−500→ 100,000 total
Conversion
Global Brokerage, Inc.
Class A Common Stock
2015-05-19+500→ 100,500 total
Sale
Global Brokerage, Inc.
Class A Common Stock
2015-05-18$1.45/sh−8,780→ 0 total
Conversion
Global Brokerage, Inc.
Units of FXCM Holdings LLC
2015-05-18−7,467→ 68,941 total
Conversion
Global Brokerage, Inc.
Class A Common Stock
2015-05-18+7,467→ 107,467 total
Conversion
Global Brokerage, Inc.
Class A Common Stock
2015-05-18+8,300→ 8,300 total
Conversion
Global Brokerage, Inc.
Units of FXCM Holdings LLC
2015-05-18−8,780→ 66,120 total
Conversion
Global Brokerage, Inc.
Units of FXCM Holdings LLC
2015-05-18−8,300→ 216,492 total
Sale
Global Brokerage, Inc.
Class A Common Stock
2015-05-18$1.45/sh−7,467→ 100,000 total
Conversion
Global Brokerage, Inc.
Class A Common Stock
2015-05-18+8,780→ 8,780 total
Sale
Global Brokerage, Inc.
Class A Common Stock
2015-05-18$1.45/sh−8,300→ 0 total
Sale
Global Brokerage, Inc.
Class A Common Stock
2015-05-15$1.50/sh−47,518→ 100,000 total
Sale
Global Brokerage, Inc.
Class A Common Stock
2015-05-15$1.50/sh−48,975→ 0 total
Conversion
Global Brokerage, Inc.
Class A Common Stock
2015-05-15+86,930→ 86,930 total
Conversion
Global Brokerage, Inc.
Units of FXCM Holdings LLC
2015-05-15−86,930→ 224,792 total
Conversion
Global Brokerage, Inc.
Class A Common Stock
2015-05-15+47,518→ 147,518 total
Conversion
Global Brokerage, Inc.
Class A Common Stock
2015-05-15+48,975→ 48,975 total
Conversion
Global Brokerage, Inc.
Units of FXCM Holdings LLC
2015-05-15−47,518→ 76,408 total
Sale
Global Brokerage, Inc.
Class A Common Stock
2015-05-15$1.51/sh−86,930→ 0 total
Conversion
Global Brokerage, Inc.
Units of FXCM Holdings LLC
2015-05-15−48,975→ 74,900 total
Conversion
Global Brokerage, Inc.
Class A Common Stock
2015-05-14+81,390→ 81,390 total
Sale
Global Brokerage, Inc.
Class A Common Stock
2015-05-14$1.61/sh−81,390→ 0 total
Conversion
Global Brokerage, Inc.
Class A Common Stock
2015-05-14+148,499→ 148,499 total
Sale
Global Brokerage, Inc.
Class A Common Stock
2015-05-14$1.60/sh−148,499→ 0 total
Conversion
Global Brokerage, Inc.
Class A Common Stock
2015-05-14+81,539→ 181,539 total

Companies

Recent Filings

Address

C/O LONG RIDGE EQUITY PARTNERS 200 MADISON AVENUE, SUITE 1900

NEW YORK, NY, 10016

View on SEC.gov