Insider · CIK 0001515976

Brownstein Chad T.

Reports to the SEC for 3 companies · LOS ANGELES, CA

sec.gov

Transactions

Companies

Filings

CIK

0001515976

Forms 4 and 5

Insider transactions

39 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-10-03	BANCBANC OF CALIFORNIA, INC.A Award	Director	AAward	+43.203 sh	$16.94	+$731.691	45,231.034
2016-07-01	BANCBANC OF CALIFORNIA, INC.A Award	Director	AAward	+9,947 sh	—	—	44,722.034
2016-07-01	BANCBANC OF CALIFORNIA, INC.A Award	Director	AAward	+124.335 sh	$17.56	+$2,182.941	45,231.034
2016-04-12	Rocky Mountain Industrials, Inc.J Other	Director, Chief Executive Officer, 10% Owner	JOther	+10K sh	—	—	90,000
2016-04-01	BANCBANC OF CALIFORNIA, INC.A Award	Director	AAward	+102.045 sh	$16.98	+$1,732.221	45,231.034
2016-01-04	BANCBANC OF CALIFORNIA, INC.A Award	Director	AAward	+121.122 sh	$14.18	+$1,717.631	45,231.034
2015-11-06	Rocky Mountain Industrials, Inc.G Gift	Director, Chief Executive Officer, 10% Owner	GGift	+80K sh	—	—	80,000
2015-11-06	Rocky Mountain Industrials, Inc.G Gift	Director, Chief Executive Officer, 10% Owner	GGift	−260K sh	—	—	0
2015-10-01	BANCBANC OF CALIFORNIA, INC.A Award	Director	AAward	+142.88 sh	$11.90	+$1,700.54	34,775.034
2015-07-01	BANCBANC OF CALIFORNIA, INC.A Award	Director	AAward	+1,818 sh	—	—	34,292.755
2015-07-01	BANCBANC OF CALIFORNIA, INC. · Stock OptionA Award	Director	AAward	+2,808 sh	—	—	5,616
2015-07-01	BANCBANC OF CALIFORNIA, INC.A Award	Director	AAward	+103.474 sh	$13.34	+$1,380.08	34,775.034
2015-07-01	BANCBANC OF CALIFORNIA, INC.A Award	Director	AAward	+5,091 sh	—	—	29,201.755
2015-07-01	BANCBANC OF CALIFORNIA, INC.A Award	Director	AAward	+3,273 sh	—	—	32,474.755
2015-07-01	BANCBANC OF CALIFORNIA, INC. · Stock OptionA Award	Director	AAward	+2,808 sh	—	—	2,808
2015-04-01	BANCBANC OF CALIFORNIA, INC.A Award	Director	AAward	+114.428 sh	$11.94	+$1,366.35	34,775.034
2015-01-02	BANCBANC OF CALIFORNIA, INC.A Award	Director	AAward	+121.498 sh	$11.13	+$1,351.77	34,775.034
2014-10-01	BANCBANC OF CALIFORNIA, INC.A Award	Director	AAward	+118.565 sh	$11.28	+$1,337.54	24,110.755
2014-07-01	BANCBANC OF CALIFORNIA, INC. · Stock OptionsA Award	Director	AAward	+918 sh	—	—	918
2014-07-01	BANCBANC OF CALIFORNIA, INC.A Award	Director	AAward	+125.086 sh	$10.57	+$1,322.53	24,110.755
2014-07-01	BANCBANC OF CALIFORNIA, INC.A Award	Director	AAward	+4,129 sh	$10.90	+$45K	21,390
2014-07-01	BANCBANC OF CALIFORNIA, INC.A Award	Director	AAward	+2,294 sh	$10.90	+$25K	23,684
2014-07-01	BANCBANC OF CALIFORNIA, INC. · Stock OptionA Award	Director	AAward	+918 sh	—	—	918
2014-07-01	BANCBANC OF CALIFORNIA, INC.A Award	Director	AAward	+6,423 sh	$10.90	+$70K	17,261
2014-04-01	BANCBANC OF CALIFORNIA, INC.A Award	Director	AAward	+96.036 sh	$11.90	+$1,143.01	24,110.755
2014-01-02	BANCBANC OF CALIFORNIA, INC.A Award	Director	AAward	+87.068 sh	$13.01	+$1,132.56	24,110.755
2013-10-18	BANCBANC OF CALIFORNIA, INC.A Award	Director	AAward	+9,438 sh	$14.57	+$138K	9,438
2012-08-27	PROSPECT GLOBAL RESOURCES INC.Common Stock Warrants (right to buy)P Purchase	Director, Exec. Vice Chairman, 10% Owner	PPurchase	+2.62M sh	—	—	2,620,454
2012-08-27	PROSPECT GLOBAL RESOURCES INC.Option Right-to-BuyA Award	Director, Exec. Vice Chairman, 10% Owner	AAward	+100K sh	—	—	300,000
2012-08-17	PROSPECT GLOBAL RESOURCES INC.P Purchase	Director, Exec. Vice Chairman, 10% Owner	PPurchase	+2,800 sh	$2.84	+$7,952	6,100
2012-08-17	PROSPECT GLOBAL RESOURCES INC.P Purchase	Director, Exec. Vice Chairman, 10% Owner	PPurchase	+600 sh	$2.84	+$1,704	7,400
2012-08-16	PROSPECT GLOBAL RESOURCES INC.P Purchase	Director, Exec. Vice Chairman, 10% Owner	PPurchase	+2,800 sh	$2.76	+$7,728	3,300
2012-08-15	PROSPECT GLOBAL RESOURCES INC.P Purchase	Director, Exec. Vice Chairman, 10% Owner	PPurchase	+500 sh	$2.68	+$1,340	500
2012-08-15	PROSPECT GLOBAL RESOURCES INC.P Purchase	Director, Exec. Vice Chairman, 10% Owner	PPurchase	+2,300 sh	$2.59	+$5,957	6,800
2012-08-14	PROSPECT GLOBAL RESOURCES INC.P Purchase	Director, Exec. Vice Chairman, 10% Owner	PPurchase	+4,500 sh	$2.37	+$10.7K	4,500
2012-07-02	PROSPECT GLOBAL RESOURCES INC.Option Right-to-BuyA Award	Director, Exec. Vice Chairman, 10% Owner	AAward	+100K sh	—	—	200,000
2011-12-27	PROSPECT GLOBAL RESOURCES INC.Option Right-to-BuyA Award	Director, Exec. Vice Chairman, 10% Owner	AAward	+100K sh	—	—	100,000
2011-12-23	PROSPECT GLOBAL RESOURCES INC.Option Right-to-buyD Disposition to Issuer	Director, Exec. Vice Chairman, 10% Owner	DDisposition to Issuer	−100K sh	—	—	0
2011-11-29	PROSPECT GLOBAL RESOURCES INC.Option Right-to-BuyA Award	Director, Exec. Vice Chairman, 10% Owner	AAward	+100K sh	—	—	100,000

Recent filings

Accepted (ET)
Feb 145
BANC OF CALIFORNIA, INC.0001415889-17-000263
SEC(opens sec.gov)
Jul 64
BANC OF CALIFORNIA, INC.0001415889-16-006382
SEC(opens sec.gov)
Apr 144
RMR Industrials, Inc.0001209191-16-114212
SEC(opens sec.gov)
Feb 125
BANC OF CALIFORNIA, INC.0001415889-16-004773
SEC(opens sec.gov)
Nov 194
RMR Industrials, Inc.0001209191-15-081402
SEC(opens sec.gov)
Jul 64
BANC OF CALIFORNIA, INC.0001415889-15-002299
SEC(opens sec.gov)
Feb 175
BANC OF CALIFORNIA, INC.0001415889-15-000589
SEC(opens sec.gov)

Companies

Address

555 SOUTH BARRINGTON AVENUE, #216

LOS ANGELES, CA, 90049