Insider · CIK 0001537445

Malamed Adam Scott

Reports to the SEC for 1 company · MIAMI, FL

sec.gov

Transactions

Companies

Filings

CIK

0001537445

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-02-14	LADENBURG THALMANN FINANCIAL SERVICES INC.D Disposition to Issuer	Former Director and Officer	DDisposition to Issuer	−1.61M sh	$3.50	−$5.64M	0
2020-02-14	LADENBURG THALMANN FINANCIAL SERVICES INC.D Disposition to Issuer	Former Director and Officer	DDisposition to Issuer	−5,000 sh	$3.50	−$17.5K	0
2020-02-14	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)D Disposition to Issuer	Former Director and Officer	DDisposition to Issuer	−200K sh	$2.22	−$444K	0
2020-02-14	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)D Disposition to Issuer	Former Director and Officer	DDisposition to Issuer	−200K sh	$0.70	−$140K	0
2020-02-14	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)D Disposition to Issuer	Former Director and Officer	DDisposition to Issuer	−100K sh	$2.10	−$210K	0
2020-02-14	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)D Disposition to Issuer	Former Director and Officer	DDisposition to Issuer	−135K sh	$0.25	−$33.8K	0
2020-02-14	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)D Disposition to Issuer	Former Director and Officer	DDisposition to Issuer	−50K sh	—	—	0
2020-02-14	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Buy)D Disposition to Issuer	Former Director and Officer	DDisposition to Issuer	−50K sh	$0.85	−$42.5K	0
2020-02-12	LADENBURG THALMANN FINANCIAL SERVICES INC.S Sale	Former Director and Officer	SSale	−3,900 sh	$25.10	−$97.9K	100
2019-05-31	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Director and Officer	PPurchase	+10K sh	$3.20	+$32K	1,612,290
2019-05-22	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Director and Officer	PPurchase	+10K sh	$3.35	+$33.5K	1,602,290
2019-05-17	LADENBURG THALMANN FINANCIAL SERVICES INC.M Exercise/Conversion	Former Director and Officer	MExercise/Conversion	+200K sh	$0.90	+$180K	1,703,541
2019-05-17	LADENBURG THALMANN FINANCIAL SERVICES INC.F Tax Payment	Former Director and Officer	FTax Payment	−111K sh	$3.39	−$377K	1,592,290
2019-05-17	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Purchase)M Exercise/Conversion	Former Director and Officer	MExercise/Conversion	−200K sh	—	—	0
2019-04-15	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Director and Officer	PPurchase	+15K sh	$3.47	+$52.1K	1,503,541
2019-04-12	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Director and Officer	PPurchase	+10K sh	$3.46	+$34.6K	1,488,541
2019-04-05	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Director and Officer	PPurchase	+15K sh	$2.93	+$44K	1,478,541
2019-01-20	LADENBURG THALMANN FINANCIAL SERVICES INC.F Tax Payment	Former Director and Officer	FTax Payment	−12.1K sh	$3.10	−$37.5K	1,463,541
2019-01-14	LADENBURG THALMANN FINANCIAL SERVICES INC.F Tax Payment	Former Director and Officer	FTax Payment	−12.5K sh	$3.01	−$37.6K	1,475,640
2019-01-13	LADENBURG THALMANN FINANCIAL SERVICES INC.F Tax Payment	Former Director and Officer	FTax Payment	−15.2K sh	$3.12	−$47.4K	1,488,121
2019-01-12	LADENBURG THALMANN FINANCIAL SERVICES INC.F Tax Payment	Former Director and Officer	FTax Payment	−19.2K sh	$3.12	−$59.9K	1,503,303
2019-01-10	LADENBURG THALMANN FINANCIAL SERVICES INC.A Award	Former Director and Officer	AAward	+275K sh	—	—	1,522,517
2019-01-03	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Director and Officer	PPurchase	+5,000 sh	$2.46	+$12.3K	1,247,517
2019-01-02	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Director and Officer	PPurchase	+5,000 sh	$2.38	+$11.9K	1,242,517
2018-12-27	LADENBURG THALMANN FINANCIAL SERVICES INC.G Gift	Former Director and Officer	GGift	−10K sh	—	—	1,237,517
2018-10-17	LADENBURG THALMANN FINANCIAL SERVICES INC.M Exercise/Conversion	Former Director and Officer	MExercise/Conversion	+150K sh	$1.58	+$237K	1,355,364
2018-10-17	LADENBURG THALMANN FINANCIAL SERVICES INC.F Tax Payment	Former Director and Officer	FTax Payment	−108K sh	$2.92	−$315K	1,247,517
2018-10-17	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Purchase)M Exercise/Conversion	Former Director and Officer	MExercise/Conversion	−150K sh	—	—	0
2018-10-02	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Director and Officer	PPurchase	+10K sh	$2.50	+$25K	1,205,364
2018-08-17	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Director and Officer	PPurchase	+5,000 sh	$3.20	+$16K	1,195,364
2018-06-27	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Director and Officer	PPurchase	+5,000 sh	$3.44	+$17.2K	1,190,364
2018-04-13	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Director and Officer	PPurchase	+5,000 sh	$3.28	+$16.4K	1,185,364
2018-01-20	LADENBURG THALMANN FINANCIAL SERVICES INC.F Tax Payment	Former Director and Officer	FTax Payment	−11.5K sh	$3.13	−$36K	1,180,364
2018-01-14	LADENBURG THALMANN FINANCIAL SERVICES INC.F Tax Payment	Former Director and Officer	FTax Payment	−11.8K sh	$3.21	−$38K	1,191,868
2018-01-13	LADENBURG THALMANN FINANCIAL SERVICES INC.F Tax Payment	Former Director and Officer	FTax Payment	−14.2K sh	$3.21	−$45.6K	1,203,714
2018-01-12	LADENBURG THALMANN FINANCIAL SERVICES INC.A Award	Former Director and Officer	AAward	+200K sh	—	—	1,217,929
2017-12-28	LADENBURG THALMANN FINANCIAL SERVICES INC.G Gift	Former Director and Officer	GGift	−10K sh	—	—	1,017,929
2017-05-19	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Director and Officer	PPurchase	+5,000 sh	$2.15	+$10.8K	1,027,929
2017-03-22	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Director and Officer	PPurchase	+5,000 sh	$2.20	+$11K	1,022,929
2017-03-20	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Director and Officer	PPurchase	+5,000 sh	$2.38	+$11.9K	1,017,929
2017-03-17	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Director and Officer	PPurchase	+5,000 sh	$2.36	+$11.8K	1,012,929
2017-01-20	LADENBURG THALMANN FINANCIAL SERVICES INC.F Tax Payment	Former Director and Officer	FTax Payment	−11.8K sh	$2.24	−$26.3K	1,007,929
2017-01-14	LADENBURG THALMANN FINANCIAL SERVICES INC.F Tax Payment	Former Director and Officer	FTax Payment	−11.8K sh	$2.39	−$28.1K	1,019,680
2017-01-13	LADENBURG THALMANN FINANCIAL SERVICES INC.A Award	Former Director and Officer	AAward	+150K sh	—	—	1,031,450
2016-12-21	LADENBURG THALMANN FINANCIAL SERVICES INC.G Gift	Former Director and Officer	GGift	−10K sh	—	—	881,450
2016-08-29	LADENBURG THALMANN FINANCIAL SERVICES INC.P Purchase	Former Director and Officer	PPurchase	+5,000 sh	$2.25	+$11.3K	891,450
2016-07-05	LADENBURG THALMANN FINANCIAL SERVICES INC.M Exercise/Conversion	Former Director and Officer	MExercise/Conversion	+500K sh	$1.05	+$525K	1,221,387
2016-07-05	LADENBURG THALMANN FINANCIAL SERVICES INC.F Tax Payment	Former Director and Officer	FTax Payment	−335K sh	$2.27	−$760K	886,450
2016-07-05	LADENBURG THALMANN FINANCIAL SERVICES INC.Stock Option (Right to Purchase)M Exercise/Conversion	Former Director and Officer	MExercise/Conversion	−500K sh	—	—	0
2016-06-29	LADENBURG THALMANN FINANCIAL SERVICES INC.M Exercise/Conversion	Former Director and Officer	MExercise/Conversion	+302K sh	$0.94	+$283K	904,978

Recent filings

Accepted (ET)
Feb 144
Malamed Adam Scott0001493152-20-002476
SEC(opens sec.gov)
Jun 34
Malamed Adam Scott0001209191-19-033771
SEC(opens sec.gov)
May 234
Malamed Adam Scott0001209191-19-032195
SEC(opens sec.gov)
May 174
Malamed Adam Scott0001209191-19-031137
SEC(opens sec.gov)
Apr 164
Malamed Adam Scott0001209191-19-024673
SEC(opens sec.gov)
Apr 154
Malamed Adam Scott0001209191-19-024548
SEC(opens sec.gov)
Apr 84
Malamed Adam Scott0001209191-19-023914
SEC(opens sec.gov)
Jan 234
Malamed Adam Scott0001209191-19-005061
SEC(opens sec.gov)
Jan 154
Malamed Adam Scott0001209191-19-003785
SEC(opens sec.gov)

Companies

LADENBURG THALMANN FINANCIAL SERVICES INC.Former Director and Officer

Address

4400 BISCAYNE BLVD., 12TH FLOOR

MIAMI, FL, 33137