Malamed Adam Scott

CIK 00015374451 companyMIAMI, FL

SEC Profile

Transactions

Companies

Filings

CIK

0001537445

Recent Transactions

50 trades

Disposition to Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2020-02-14$3.50/sh−1,612,290→ 0 total
Disposition to Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy)
2020-02-14$0.25/sh−135,000→ 0 total
Disposition to Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2020-02-14$3.50/sh−5,000→ 0 total
Disposition to Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy)
2020-02-14$2.22/sh−200,000→ 0 total
Disposition to Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy)
2020-02-14$0.70/sh−200,000→ 0 total
Disposition to Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy)
2020-02-14−50,000→ 0 total
Disposition to Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy)
2020-02-14$2.10/sh−100,000→ 0 total
Disposition to Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy)
2020-02-14$0.85/sh−50,000→ 0 total
Sale
LADENBURG THALMANN FINANCIAL SERVICES INC.
8.00% Series A Cumulative Redeemable Preferred Stock
2020-02-12$25.10/sh−3,900→ 100 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2019-05-31$3.20/sh+10,000→ 1,612,290 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2019-05-22$3.35/sh+10,000→ 1,602,290 total
Exercise/Conversion
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2019-05-17$0.90/sh+200,000→ 1,703,541 total
Tax Payment
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2019-05-17$3.39/sh−111,251→ 1,592,290 total
Exercise/Conversion
LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Purchase)
2019-05-17−200,000→ 0 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2019-04-15$3.47/sh+15,000→ 1,503,541 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2019-04-12$3.46/sh+10,000→ 1,488,541 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2019-04-05$2.93/sh+15,000→ 1,478,541 total
Tax Payment
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2019-01-20$3.10/sh−12,099→ 1,463,541 total
Tax Payment
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2019-01-14$3.01/sh−12,481→ 1,475,640 total
Tax Payment
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2019-01-13$3.12/sh−15,182→ 1,488,121 total
Tax Payment
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2019-01-12$3.12/sh−19,214→ 1,503,303 total
Award
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2019-01-10+275,000→ 1,522,517 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2019-01-03$2.46/sh+5,000→ 1,247,517 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2019-01-02$2.38/sh+5,000→ 1,242,517 total
Gift
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2018-12-27−10,000→ 1,237,517 total
Exercise/Conversion
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2018-10-17$1.58/sh+150,000→ 1,355,364 total
Exercise/Conversion
LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Purchase)
2018-10-17−150,000→ 0 total
Tax Payment
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2018-10-17$2.92/sh−107,847→ 1,247,517 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2018-10-02$2.50/sh+10,000→ 1,205,364 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2018-08-17$3.20/sh+5,000→ 1,195,364 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2018-06-27$3.44/sh+5,000→ 1,190,364 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2018-04-13$3.28/sh+5,000→ 1,185,364 total
Tax Payment
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2018-01-20$3.13/sh−11,504→ 1,180,364 total
Tax Payment
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2018-01-14$3.21/sh−11,846→ 1,191,868 total
Tax Payment
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2018-01-13$3.21/sh−14,215→ 1,203,714 total
Award
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2018-01-12+200,000→ 1,217,929 total
Gift
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2017-12-28−10,000→ 1,017,929 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2017-05-19$2.15/sh+5,000→ 1,027,929 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2017-03-22$2.20/sh+5,000→ 1,022,929 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2017-03-20$2.38/sh+5,000→ 1,017,929 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2017-03-17$2.36/sh+5,000→ 1,012,929 total
Tax Payment
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2017-01-20$2.24/sh−11,751→ 1,007,929 total
Tax Payment
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2017-01-14$2.39/sh−11,770→ 1,019,680 total
Award
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2017-01-13+150,000→ 1,031,450 total
Gift
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2016-12-21−10,000→ 881,450 total
Purchase
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2016-08-29$2.25/sh+5,000→ 891,450 total
Exercise/Conversion
LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Purchase)
2016-07-05−500,000→ 0 total
Exercise/Conversion
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2016-07-05$1.05/sh+500,000→ 1,221,387 total
Tax Payment
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2016-07-05$2.27/sh−334,937→ 886,450 total
Tax Payment
LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
2016-06-29$2.30/sh−183,591→ 721,387 total

Companies

LADENBURG THALMANN FINANCIAL SERVICES INC.
Chief Operating Officer

Recent Filings

Address

4400 BISCAYNE BLVD., 12TH FLOOR

MIAMI, FL, 33137

View on SEC.gov