Insider · CIK 0001551809

Baumgartner Mark F

Reports to the SEC for 1 company · VIRGINIA BEACH, VA

sec.gov

Transactions

Companies

Filings

CIK

0001551809

Forms 4 and 5

Insider transactions

27 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-07-01	Franchise Group, Inc.S Sale	Chief Investment Officer	SSale	−30.5K sh	$33.75	−$1.03M	43,248
2014-06-30	Franchise Group, Inc.F Tax Payment	Chief Investment Officer	FTax Payment	−23.2K sh	$33.01	−$765K	53,415
2014-06-30	Franchise Group, Inc.M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	+33.3K sh	$15.00	+$500K	86,749
2014-06-30	Franchise Group, Inc.F Tax Payment	Chief Investment Officer	FTax Payment	−23.2K sh	$33.01	−$765K	63,581
2014-06-30	Franchise Group, Inc.M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	+33.3K sh	$15.00	+$500K	96,915
2014-06-30	Franchise Group, Inc.F Tax Payment	Chief Investment Officer	FTax Payment	−23.2K sh	$33.01	−$765K	73,747
2014-06-30	Franchise Group, Inc.Employee Stock Options (Right to Buy)M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	−23.2K sh	—	—	10,167
2014-06-30	Franchise Group, Inc.Employee Stock Options (Right to Buy)M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	−10.2K sh	—	—	0
2014-06-30	Franchise Group, Inc.Employee Stock Options (Right to Buy)M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	−23.2K sh	—	—	10,166
2014-06-30	Franchise Group, Inc.Employee Stock Options (Right to Buy)M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	−10.2K sh	—	—	0
2014-06-30	Franchise Group, Inc.Employee Stock Options (Right to Buy)M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	−23.2K sh	—	—	10,166
2014-06-30	Franchise Group, Inc.M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	+33.3K sh	$15.00	+$500K	76,582
2014-06-30	Franchise Group, Inc.Employee Stock Options (Right to Buy)M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	−10.2K sh	—	—	0
2014-03-21	Franchise Group, Inc.D Disposition to Issuer	Chief Investment Officer	DDisposition to Issuer	−43K sh	$26.98	−$1.16M	28,401
2014-03-20	Franchise Group, Inc.S Sale	Chief Investment Officer	SSale	−4,500 sh	$27.27	−$123K	0
2014-03-18	Franchise Group, Inc.S Sale	Chief Investment Officer	SSale	−10.1K sh	$26.86	−$271K	0
2013-09-20	Franchise Group, Inc.Employee Stock Options (Right to Buy)A Award	Chief Investment Officer	AAward	+113K sh	$17.95	+$2.02M	112,500
2013-04-01	Franchise Group, Inc.D Disposition to Issuer	Chief Investment Officer	DDisposition to Issuer	−18.2K sh	$15.80	−$287K	85,984
2013-04-01	Franchise Group, Inc.Employee Stock Options (Right to Buy)M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	−18.2K sh	$5.50	−$100K	0
2013-04-01	Franchise Group, Inc.D Disposition to Issuer	Chief Investment Officer	DDisposition to Issuer	−9,476 sh	$15.80	−$150K	85,984
2013-04-01	Franchise Group, Inc.M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	+18.2K sh	$5.50	+$100K	104,164
2013-03-29	Franchise Group, Inc.M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	+21.8K sh	$5.50	+$120K	107,804
2013-03-29	Franchise Group, Inc.Employee Stock Options (Right to Buy)M Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	−21.8K sh	$5.50	−$120K	18,180
2013-03-29	Franchise Group, Inc.F Tax Payment	Chief Investment Officer	FTax Payment	−12.3K sh	$5.50	−$67.9K	95,460
2012-09-07	Franchise Group, Inc.P Purchase	Chief Investment Officer	PPurchase	+1,000 sh	$9.50	+$9,500	85,984
2012-09-07	Franchise Group, Inc.P Purchase	Chief Investment Officer	PPurchase	+2,000 sh	$9.90	+$19.8K	85,984
2012-09-07	Franchise Group, Inc.P Purchase	Chief Investment Officer	PPurchase	+1,500 sh	$9.95	+$14.9K	85,984

Recent filings

Accepted (ET)
Jul 24
JTH Holding, Inc.0001179110-14-011289
SEC(opens sec.gov)
Mar 244
JTH Holding, Inc.0001179110-14-005764
SEC(opens sec.gov)
Nov 254
JTH Holding, Inc.0001179110-13-017017
SEC(opens sec.gov)
Apr 14
Baumgartner Mark F0001179110-13-006092
SEC(opens sec.gov)

Companies

Franchise Group, Inc.Chief Investment Officer

Address

1716 CORPORATE LANDING PARKWAY

VIRGINIA BEACH, VA, 23454