Insider · CIK 0001560044

Ricketts Carlton A.

Reports to the SEC for 1 company · TOPEKA, KS

sec.gov

Transactions

Companies

Filings

CIK

0001560044

Forms 4 and 5

Insider transactions

37 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-10-27	CFFNCapitol Federal Financial, Inc.P Purchase	Director	PPurchase	+20K sh	$5.20	+$104K	101,820
2021-01-26	CFFNCapitol Federal Financial, Inc.A Award	Director	AAward	+5,400 sh	—	—	71,542
2019-01-02	CFFNCapitol Federal Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,780 sh	$12.56	+$34.9K	60,325
2019-01-02	CFFNCapitol Federal Financial, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−2,780 sh	$12.77	−$35.5K	57,545
2019-01-02	CFFNCapitol Federal Financial, Inc. · CFFN Phantom Stock 2018A Award	Director	AAward	+853 sh	$12.77	+$10.9K	853
2018-01-02	CFFNCapitol Federal Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,957 sh	$12.78	+$37.8K	60,502
2018-01-02	CFFNCapitol Federal Financial, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−2,957 sh	$13.41	−$39.7K	57,545
2018-01-02	CFFNCapitol Federal Financial, Inc. · CFFN phantom stock 2014M Exercise/Conversion	Director	MExercise/Conversion	0 sh	$12.78	$0	2,957
2018-01-02	CFFNCapitol Federal Financial, Inc. · CFFN Phantom Stock 2017A Award	Director	AAward	+3,692 sh	—	—	3,692
2017-08-08	CFFNCapitol Federal Financial, Inc.P Purchase	Director	PPurchase	+4,000 sh	$14.06	+$56.2K	57,545
2017-08-07	CFFNCapitol Federal Financial, Inc.P Purchase	Director	PPurchase	+525 sh	$13.92	+$7,305.428	53,545
2016-12-30	CFFNCapitol Federal Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,532 sh	$12.11	+$30.7K	55,552
2016-12-30	CFFNCapitol Federal Financial, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−2,532 sh	$16.46	−$41.7K	53,020
2016-12-30	CFFNCapitol Federal Financial, Inc. · CFFN phantom stock 2014M Exercise/Conversion	Director	MExercise/Conversion	−2,532 sh	$12.11	−$30.7K	0
2016-12-30	CFFNCapitol Federal Financial, Inc. · CFFN Phantom StockA Award	Director	AAward	+2,752 sh	$16.46	+$45.3K	2,752
2016-11-04	CFFNCapitol Federal Financial, Inc. · CFFN Non-qualified Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−17.4K sh	$11.91	−$207K	0
2016-11-04	CFFNCapitol Federal Financial, Inc. · CFFN Incentive Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−33.6K sh	$11.91	−$400K	0
2016-11-04	CFFNCapitol Federal Financial, Inc. · CFFN Incentive Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−28.3K sh	$14.19	−$402K	0
2016-11-03	CFFNCapitol Federal Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+51K sh	$11.91	+$607K	104,020
2016-11-03	CFFNCapitol Federal Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+28.3K sh	$14.19	+$402K	132,315
2016-11-03	CFFNCapitol Federal Financial, Inc.S Sale	Director	SSale	−79.3K sh	$14.43	−$1.14M	53,020
2015-12-31	CFFNCapitol Federal Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,818 sh	$11.69	+$21.3K	53,209
2015-12-31	CFFNCapitol Federal Financial, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−1,818 sh	$12.56	−$22.8K	51,391
2015-12-31	CFFNCapitol Federal Financial, Inc. · CFFN phantom stock 2013M Exercise/Conversion	Director	MExercise/Conversion	−1,818 sh	$11.69	−$21.3K	0
2015-12-31	CFFNCapitol Federal Financial, Inc. · CFFN Phantom StockA Award	Director	AAward	+2,780 sh	$12.56	+$34.9K	2,780
2014-12-31	CFFNCapitol Federal Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,276 sh	$11.54	+$14.7K	48,933
2014-12-31	CFFNCapitol Federal Financial, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−1,276 sh	$12.78	−$16.3K	47,657
2014-12-31	CFFNCapitol Federal Financial, Inc. · CFFN phantom stock 2012M Exercise/Conversion	Director	MExercise/Conversion	−1,276 sh	$11.54	−$14.7K	0
2014-12-31	CFFNCapitol Federal Financial, Inc. · CFFN phantom stock 2015A Award	Director	AAward	+2,957 sh	$12.78	+$37.8K	2,957
2013-12-31	CFFNCapitol Federal Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,261 sh	$11.91	+$15K	48,918
2013-12-31	CFFNCapitol Federal Financial, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−1,261 sh	$12.11	−$15.3K	47,657
2013-12-31	CFFNCapitol Federal Financial, Inc. · CFFN phantom stock 2011M Exercise/Conversion	Director	MExercise/Conversion	−1,261 sh	$12.11	−$15.3K	0
2013-12-31	CFFNCapitol Federal Financial, Inc. · CFFN phantom stock 2014A Award	Director	AAward	+2,532 sh	$12.11	+$30.7K	2,532
2012-12-31	CFFNCapitol Federal Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+341 sh	$13.89	+$4,736.49	47,998
2012-12-31	CFFNCapitol Federal Financial, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−341 sh	$11.69	−$3,986.29	47,657
2012-12-31	CFFNCapitol Federal Financial, Inc. · CFFN phantom stock 2010M Exercise/Conversion	Director	MExercise/Conversion	−341 sh	$13.89	−$4,736.49	0
2012-12-31	CFFNCapitol Federal Financial, Inc. · CFFN phantom stock 2013A Award	Director	AAward	+1,818 sh	$11.69	+$21.3K	1,818

Recent filings

Accepted (ET)
Nov 284
Ricketts Carlton A.0001560044-23-000002
SEC(opens sec.gov)
Jan 284
Ricketts Carlton A.0001490906-21-000025
SEC(opens sec.gov)
Jan 84
Ricketts Carlton A.0001490906-19-000014
SEC(opens sec.gov)
Jan 34
Ricketts Carlton A.0001490906-18-000008
SEC(opens sec.gov)
Aug 84
Ricketts Carlton A.0001490906-17-000052
SEC(opens sec.gov)
Jan 34
Capitol Federal Financial Inc0001490906-17-000008
SEC(opens sec.gov)
Nov 44
Capitol Federal Financial Inc0001490906-16-000131
SEC(opens sec.gov)

Companies

Capitol Federal Financial, Inc.DirectorCFFN

Address

C/O CAPITOL FEDERAL FINANCIAL 700 KANSAS AVENUE

TOPEKA, KS, 66601