Insider · CIK 0001591372

Carter Stefani D

Reports to the SEC for 3 companies · DALLAS, TX

sec.gov

Transactions

Companies

Filings

CIK

0001591372

Forms 4 and 5

Insider transactions

42 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2025-11-14	AXAxos Financial, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−2,144 sh	$79.12	−$170K	11,148
2025-11-14	AXAxos Financial, Inc. · Restricted Stock UnitsA Award	Director	AAward	+3,615 sh	—	—	3,615
2025-11-14	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+4,289 sh	$79.12	+$339K	13,292
2025-11-14	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−4,289 sh	—	—	0
2025-06-18	BHRBraemar Hotels & Resorts Inc. · LTIP UnitsD Disposition to Issuer	Director	DDisposition to Issuer	−3,489 sh	—	—	0
2025-06-18	BHRBraemar Hotels & Resorts Inc.A Award	Director	AAward	+3,489 sh	—	—	62,833
2024-11-14	AXAxos Financial, Inc. · Restricted Stock UnitsA Award	Director	AAward	+4,289 sh	—	—	4,289
2024-08-31	AXAxos Financial, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−999 sh	$69.43	−$69.4K	9,003
2024-08-31	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,000 sh	$69.43	+$139K	7,001
2024-08-31	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+6,000 sh	$69.43	+$417K	13,001
2024-08-31	AXAxos Financial, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−2,999 sh	$69.43	−$208K	10,002
2024-08-31	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,000 sh	—	—	6,000
2024-08-31	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−6,000 sh	—	—	0
2024-05-15	BHRBraemar Hotels & Resorts Inc. · LTIP UnitsA Award	Director	AAward	+14.9K sh	—	—	18,414
2023-08-31	AXAxos Financial, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−999 sh	$43.09	−$43K	5,001
2023-08-31	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,000 sh	—	—	8,000
2023-08-31	AXAxos Financial, Inc. · Restricted Stock UnitsA Award	Director	AAward	+6,000 sh	—	—	10,000
2023-08-31	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,000 sh	$43.09	+$86.2K	6,000
2023-08-15	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−6,000 sh	—	—	4,000
2023-08-15	AXAxos Financial, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−3,000 sh	$41.42	−$124K	4,000
2023-08-15	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+6,000 sh	$41.42	+$249K	7,000
2023-05-10	BHRBraemar Hotels & Resorts Inc.A Award	Director	AAward	+14.9K sh	—	—	59,344
2022-09-01	AXAxos Financial, Inc.S Sale	Director	SSale	−1,000 sh	$40.63	−$40.6K	1,000
2022-08-31	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,000 sh	—	—	10,000
2022-08-31	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,000 sh	$41.78	+$83.6K	2,000
2022-08-15	AXAxos Financial, Inc. · Restricted Stock UnitsA Award	Director	AAward	+6,000 sh	—	—	12,000
2022-05-11	BHRBraemar Hotels & Resorts Inc.A Award	Director	AAward	+14.9K sh	—	—	44,419
2021-08-31	AXAxos Financial, Inc. · Restricted Stock UnitsA Award	Director	AAward	+6,000 sh	—	—	6,000
2021-06-02	WHLRWheeler Real Estate Investment Trust, Inc.P Purchase	Director	PPurchase	+1,800 sh	$4.89	+$8,802	1,800
2021-05-11	BHRBraemar Hotels & Resorts Inc. · LTIP UnitsA Award	Director	AAward	+289 sh	$6.07	+$1,754.23	20,166
2021-05-11	BHRBraemar Hotels & Resorts Inc.A Award	Director	AAward	+11.2K sh	—	—	29,494
2020-12-15	BHRBraemar Hotels & Resorts Inc. · LTIP UnitsA Award	Director	AAward	+1,094 sh	$4.80	+$5,251.2	19,877
2020-09-28	BHRBraemar Hotels & Resorts Inc. · LTIP UnitsA Award	Director	AAward	+2,135 sh	$2.46	+$5,252.1	18,783
2020-05-22	BHRBraemar Hotels & Resorts Inc. · LTIP UnitsA Award	Director	AAward	+7,748 sh	$2.42	+$18.8K	16,648
2020-05-15	BHRBraemar Hotels & Resorts Inc. · LTIP UnitsA Award	Director	AAward	+5,700 sh	—	—	8,900
2019-08-23	BHRBraemar Hotels & Resorts Inc.P Purchase	Director	PPurchase	+500 sh	$8.60	+$4,300	18,300
2019-07-31	BHRBraemar Hotels & Resorts Inc.A Award	Director	AAward	+5,700 sh	—	—	17,800
2018-08-14	BHRBraemar Hotels & Resorts Inc.A Award	Director	AAward	+5,700 sh	—	—	12,100
2017-06-12	BHRBraemar Hotels & Resorts Inc. · LTIP UnitsA Award	Director	AAward	+3,200 sh	$0.05	+$160	9,600
2016-06-10	BHRBraemar Hotels & Resorts Inc. · LTIP UnitsA Award	Director	AAward	+3,200 sh	$0.05	+$160	6,400
2015-05-12	BHRBraemar Hotels & Resorts Inc. · LTIP UnitsA Award	Director	AAward	+3,200 sh	$0.05	+$160	3,200
2013-11-19	BHRBraemar Hotels & Resorts Inc.A Award	Director	AAward	+3,200 sh	—	—	3,200

Recent filings

Accepted (ET)
Nov 184
Carter Stefani D0001591372-25-000003
SEC(opens sec.gov)
Jun 204
Carter Stefani D0001104659-25-061093
SEC(opens sec.gov)
Nov 154
Carter Stefani D0001299709-24-000245
SEC(opens sec.gov)
Sep 44
Carter Stefani D0001299709-24-000151
SEC(opens sec.gov)
May 174
Carter Stefani D0001104659-24-063062
SEC(opens sec.gov)
Sep 54
Carter Stefani D0001299709-23-000220
SEC(opens sec.gov)
Aug 174
Carter Stefani D0001299709-23-000173
SEC(opens sec.gov)

Companies

Address

14185 DALLAS PARKWAY SUITE 1100

DALLAS, TX, 75254