Insider · CIK 0001608079

WALTER FRANK E

Reports to the SEC for 1 company · DUBUQUE, IA

sec.gov

Transactions

Companies

Filings

CIK

0001608079

Forms 4 and 5

Insider transactions

34 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-03-13	HEARTLAND FINANCIAL USA INC2018 Time-Based Restricted StockA Award	EVP Commercial Banking	AAward	+529 sh	$55.25	+$29.2K	0
2018-03-13	HEARTLAND FINANCIAL USA INC2018 Performance Based Restricted Stock (3-year performance)A Award	EVP Commercial Banking	AAward	+706 sh	$55.25	+$39K	0
2018-03-13	HEARTLAND FINANCIAL USA INC2018 Performance Based Restricted Stock (1-year performance)A Award	EVP Commercial Banking	AAward	+529 sh	$55.25	+$29.2K	0
2018-03-11	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP Commercial Banking	MExercise/Conversion	+311 sh	$56.00	+$17.4K	18,576
2018-03-11	HEARTLAND FINANCIAL USA INC2014 Time-Based Restricted StockF Tax Payment	EVP Commercial Banking	FTax Payment	−441 sh	$56.00	−$24.7K	0
2018-01-22	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP Commercial Banking	MExercise/Conversion	+340 sh	$55.55	+$18.9K	17,572
2018-01-22	HEARTLAND FINANCIAL USA INC2013 Time-Based Restricted StockF Tax Payment	EVP Commercial Banking	FTax Payment	−490 sh	$55.55	−$27.2K	—
2018-01-20	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP Commercial Banking	MExercise/Conversion	+289 sh	$55.50	+$16K	17,861
2018-01-20	HEARTLAND FINANCIAL USA INC2015 Time-Based Restricted StockF Tax Payment	EVP Commercial Banking	FTax Payment	−442 sh	$55.50	−$24.5K	—
2018-01-19	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP Commercial Banking	MExercise/Conversion	+236 sh	$55.50	+$13.1K	18,097
2018-01-19	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP Commercial Banking	MExercise/Conversion	+168 sh	$55.50	+$9,324	18,265
2018-01-19	HEARTLAND FINANCIAL USA INC2017 Time-Based Restricted StockF Tax Payment	EVP Commercial Banking	FTax Payment	−258 sh	$55.50	−$14.3K	—
2018-01-19	HEARTLAND FINANCIAL USA INC2016 Time-Based Restricted StockF Tax Payment	EVP Commercial Banking	FTax Payment	−362 sh	$55.50	−$20.1K	—
2018-01-18	HEARTLAND FINANCIAL USA INCA Award	EVP Commercial Banking	AAward	+524 sh	$47.70	+$25K	16,626
2018-01-18	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP Commercial Banking	MExercise/Conversion	+606 sh	$54.85	+$33.2K	17,232
2018-01-18	HEARTLAND FINANCIAL USA INC2015 Performance Based Restricted StockF Tax Payment	EVP Commercial Banking	FTax Payment	−928 sh	$54.85	−$50.9K	—
2017-03-11	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP Commercial Banking	MExercise/Conversion	+304 sh	$50.20	+$15.3K	16,102
2017-03-11	HEARTLAND FINANCIAL USA INC2014 Time-Based Restricted StockF Tax Payment	EVP Commercial Banking	FTax Payment	−442 sh	—	—	—
2017-01-20	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP Commercial Banking	MExercise/Conversion	+323 sh	$46.85	+$15.1K	15,798
2017-01-20	HEARTLAND FINANCIAL USA INC2013 Time-Based Restricted StockF Tax Payment	EVP Commercial Banking	FTax Payment	−490 sh	—	—	—
2017-01-19	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP Commercial Banking	MExercise/Conversion	+229 sh	$46.25	+$10.6K	15,475
2017-01-19	HEARTLAND FINANCIAL USA INC2016 Time-Based Restricted StockF Tax Payment	EVP Commercial Banking	FTax Payment	−361 sh	—	—	—
2017-01-18	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP Commercial Banking	MExercise/Conversion	+754 sh	$46.40	+$35K	15,246
2017-01-18	HEARTLAND FINANCIAL USA INC2014 Performance Based Restricted StockF Tax Payment	EVP Commercial Banking	FTax Payment	−1,186 sh	—	—	—
2017-01-17	HEARTLAND FINANCIAL USA INCM Exercise/Conversion	EVP Commercial Banking	MExercise/Conversion	+445 sh	$45.75	+$20.4K	14,492
2017-01-17	HEARTLAND FINANCIAL USA INC2012 Time-Based Restricted StockF Tax Payment	EVP Commercial Banking	FTax Payment	−700 sh	—	—	—
2016-12-30	HEARTLAND FINANCIAL USA INCA Award	EVP Commercial Banking	AAward	+789 sh	$31.68	+$25K	14,047
2016-03-08	HEARTLAND FINANCIAL USA INCA Award	EVP Commercial Banking	AAward	+1,725 sh	—	—	22,614
2016-03-08	HEARTLAND FINANCIAL USA INCA Award	EVP Commercial Banking	AAward	+1,725 sh	—	—	22,511
2016-01-25	HEARTLAND FINANCIAL USA INCF Tax Payment	EVP Commercial Banking	FTax Payment	−923 sh	$27.25	−$25.2K	21,286
2016-01-19	HEARTLAND FINANCIAL USA INCA Award	EVP Commercial Banking	AAward	+1,187 sh	—	—	22,209
2015-03-10	HEARTLAND FINANCIAL USA INCA Award	EVP Commercial Banking	AAward	+1,325 sh	—	—	20,080
2015-02-06	HEARTLAND FINANCIAL USA INCF Tax Payment	EVP Commercial Banking	FTax Payment	−1,709 sh	$29.53	−$50.5K	0
2015-01-20	HEARTLAND FINANCIAL USA INCA Award	EVP Commercial Banking	AAward	+1,325 sh	—	—	20,603

Recent filings

Accepted (ET)
Mar 164
WALTER FRANK E0000920112-18-000119
SEC(opens sec.gov)
Mar 154
WALTER FRANK E0000920112-18-000101
SEC(opens sec.gov)
Jan 234
WALTER FRANK E0000920112-18-000050
SEC(opens sec.gov)
Jan 224
WALTER FRANK E0000920112-18-000019
SEC(opens sec.gov)
Mar 144
HEARTLAND FINANCIAL USA INC0000920112-17-000142
SEC(opens sec.gov)
Jan 234
HEARTLAND FINANCIAL USA INC0000920112-17-000072
SEC(opens sec.gov)

Companies

HEARTLAND FINANCIAL USA INCEVP Commercial Banking

Address

1398 CENTRAL AVE

DUBUQUE, IA, 52001