Insider · CIK 0001618993

Pembleton Susan Gillian

Reports to the SEC for 1 company · CHICAGO, IL

sec.gov

Transactions

Companies

Filings

CIK

0001618993

Forms 4 and 5

Insider transactions

47 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-02-26	NTRSNORTHERN TRUST CORPS Sale	EVP/Human Resources	SSale	−9,300 sh	$108.26	−$1.01M	21,330
2018-02-26	NTRSNORTHERN TRUST CORPM Exercise/Conversion	EVP/Human Resources	MExercise/Conversion	+6,898 sh	$58.25	+$402K	28,228
2018-02-26	NTRSNORTHERN TRUST CORPS Sale	EVP/Human Resources	SSale	−6,898 sh	$108.49	−$748K	21,330
2018-02-26	NTRSNORTHERN TRUST CORP · Employee Stock Option (right-to-buy)M Exercise/Conversion	EVP/Human Resources	MExercise/Conversion	−6,898 sh	—	—	13,795
2018-02-20	NTRSNORTHERN TRUST CORPF Tax Payment	EVP/Human Resources	FTax Payment	−1,381 sh	$105.15	−$145K	24,948
2018-02-20	NTRSNORTHERN TRUST CORPA Award	EVP/Human Resources	AAward	+5,682 sh	—	—	30,630
2018-02-12	NTRSNORTHERN TRUST CORPF Tax Payment	EVP/Human Resources	FTax Payment	−338 sh	$98.88	−$33.4K	26,329
2018-01-23	NTRSNORTHERN TRUST CORPA Award	EVP/Human Resources	AAward	+13.1K sh	$106.71	+$1.4M	32,837
2018-01-23	NTRSNORTHERN TRUST CORPF Tax Payment	EVP/Human Resources	FTax Payment	−6,170 sh	$106.71	−$658K	26,667
2017-05-24	NTRSNORTHERN TRUST CORPM Exercise/Conversion	EVP/Human Resources	MExercise/Conversion	+9,793 sh	$70.21	+$688K	29,504
2017-05-24	NTRSNORTHERN TRUST CORPS Sale	EVP/Human Resources	SSale	−9,793 sh	$88.29	−$865K	19,711
2017-05-24	NTRSNORTHERN TRUST CORP · Employee Stock Option (right-to-buy)M Exercise/Conversion	EVP/Human Resources	MExercise/Conversion	−9,793 sh	—	—	9,792
2017-02-23	NTRSNORTHERN TRUST CORPM Exercise/Conversion	EVP/Human Resources	MExercise/Conversion	+6,898 sh	$58.25	+$402K	26,609
2017-02-23	NTRSNORTHERN TRUST CORPS Sale	EVP/Human Resources	SSale	−6,898 sh	$87.44	−$603K	19,711
2017-02-23	NTRSNORTHERN TRUST CORP · Employee Stock Option (right-to-buy)M Exercise/Conversion	EVP/Human Resources	MExercise/Conversion	−6,898 sh	—	—	20,693
2017-02-21	NTRSNORTHERN TRUST CORPA Award	EVP/Human Resources	AAward	+4,600 sh	—	—	19,711
2017-02-21	NTRSNORTHERN TRUST CORP · Employee Stock Option (right-to-buy)A Award	EVP/Human Resources	AAward	+20.9K sh	—	—	20,906
2017-02-11	NTRSNORTHERN TRUST CORPF Tax Payment	EVP/Human Resources	FTax Payment	−265 sh	$86.31	−$22.9K	15,111
2017-02-10	NTRSNORTHERN TRUST CORPF Tax Payment	EVP/Human Resources	FTax Payment	−339 sh	$85.66	−$29K	15,376
2016-12-09	NTRSNORTHERN TRUST CORPS Sale	EVP/Human Resources	SSale	−7,500 sh	$89.38	−$670K	15,715
2016-11-02	NTRSNORTHERN TRUST CORPM Exercise/Conversion	EVP/Human Resources	MExercise/Conversion	+2,143 sh	$71.23	+$153K	25,358
2016-11-02	NTRSNORTHERN TRUST CORPM Exercise/Conversion	EVP/Human Resources	MExercise/Conversion	+2,709 sh	$55.39	+$150K	28,067
2016-11-02	NTRSNORTHERN TRUST CORPM Exercise/Conversion	EVP/Human Resources	MExercise/Conversion	+5,216 sh	$50.99	+$266K	33,283
2016-11-02	NTRSNORTHERN TRUST CORPM Exercise/Conversion	EVP/Human Resources	MExercise/Conversion	+4,275 sh	$52.64	+$225K	37,558
2016-11-02	NTRSNORTHERN TRUST CORPM Exercise/Conversion	EVP/Human Resources	MExercise/Conversion	+1,231 sh	$43.65	+$53.7K	38,789
2016-11-02	NTRSNORTHERN TRUST CORPS Sale	EVP/Human Resources	SSale	−15.6K sh	$72.04	−$1.12M	23,215
2016-11-02	NTRSNORTHERN TRUST CORP · Employee Stock Option (right-to-buy)M Exercise/Conversion	EVP/Human Resources	MExercise/Conversion	−2,143 sh	—	—	0
2016-11-02	NTRSNORTHERN TRUST CORP · Employee Stock Option (right-to-buy)M Exercise/Conversion	EVP/Human Resources	MExercise/Conversion	−2,709 sh	—	—	0
2016-11-02	NTRSNORTHERN TRUST CORP · Employee Stock Option (right-to-buy)M Exercise/Conversion	EVP/Human Resources	MExercise/Conversion	−5,216 sh	—	—	0
2016-11-02	NTRSNORTHERN TRUST CORP · Employee Stock Option (right-to-buy)M Exercise/Conversion	EVP/Human Resources	MExercise/Conversion	−4,275 sh	—	—	0
2016-11-02	NTRSNORTHERN TRUST CORP · Employee Stock Option (right-to-buy)M Exercise/Conversion	EVP/Human Resources	MExercise/Conversion	−1,231 sh	—	—	0
2016-08-04	NTRSNORTHERN TRUST CORPM Exercise/Conversion	EVP/Human Resources	MExercise/Conversion	+2,013 sh	$63.36	+$128K	25,228
2016-08-04	NTRSNORTHERN TRUST CORPS Sale	EVP/Human Resources	SSale	−2,013 sh	$66.86	−$135K	23,215
2016-08-04	NTRSNORTHERN TRUST CORP · Employee Stock Option (right-to-buy)A Award	EVP/Human Resources	AAward	−2,013 sh	—	—	0
2016-02-16	NTRSNORTHERN TRUST CORPF Tax Payment	EVP/Human Resources	FTax Payment	−193 sh	$58.08	−$11.2K	15,489
2016-02-16	NTRSNORTHERN TRUST CORPA Award	EVP/Human Resources	AAward	+7,726 sh	—	—	23,215
2016-02-16	NTRSNORTHERN TRUST CORP · Employee Stock Option (right-to-buy)A Award	EVP/Human Resources	AAward	+27.6K sh	—	—	27,591
2016-02-11	NTRSNORTHERN TRUST CORPF Tax Payment	EVP/Human Resources	FTax Payment	−265 sh	$55.16	−$14.6K	15,682
2015-05-04	NTRSNORTHERN TRUST CORPM Exercise/Conversion	EVP/Human Resources	MExercise/Conversion	+1,152 sh	$52.09	+$60K	17,099
2015-05-04	NTRSNORTHERN TRUST CORPS Sale	EVP/Human Resources	SSale	−1,152 sh	$74.55	−$85.9K	15,947
2015-05-04	NTRSNORTHERN TRUST CORP · Employee Stock Option (UKU, right-to-buy)M Exercise/Conversion	EVP/Human Resources	MExercise/Conversion	−1,152 sh	—	—	0
2015-02-17	NTRSNORTHERN TRUST CORPF Tax Payment	EVP/Human Resources	FTax Payment	−335 sh	$70.03	−$23.5K	9,643
2015-02-17	NTRSNORTHERN TRUST CORPA Award	EVP/Human Resources	AAward	+6,685 sh	—	—	16,328
2015-02-17	NTRSNORTHERN TRUST CORPF Tax Payment	EVP/Human Resources	FTax Payment	−381 sh	$70.03	−$26.7K	15,947
2015-02-17	NTRSNORTHERN TRUST CORP · Employee Stock Option (right-to-buy)A Award	EVP/Human Resources	AAward	+19.6K sh	—	—	19,585
2015-02-13	NTRSNORTHERN TRUST CORPF Tax Payment	EVP/Human Resources	FTax Payment	−194 sh	$70.31	−$13.6K	9,978
2014-10-22	NTRSNORTHERN TRUST CORPF Tax Payment	EVP/Human Resources	FTax Payment	−586 sh	$63.84	−$37.4K	4,097

Recent filings

Accepted (ET)
Feb 274
Pembleton Susan Gillian0000073124-18-000147
SEC(opens sec.gov)
Feb 224
Pembleton Susan Gillian0000073124-18-000131
SEC(opens sec.gov)
Feb 144
Pembleton Susan Gillian0000073124-18-000093
SEC(opens sec.gov)
Jan 254
Pembleton Susan Gillian0000073124-18-000043
SEC(opens sec.gov)
May 264
NORTHERN TRUST CORP0000073124-17-000209
SEC(opens sec.gov)
Feb 234
NORTHERN TRUST CORP0000073124-17-000106
SEC(opens sec.gov)
Feb 144
NORTHERN TRUST CORP0000073124-17-000064
SEC(opens sec.gov)
Dec 124
NORTHERN TRUST CORP0000073124-16-000542
SEC(opens sec.gov)

Companies

NORTHERN TRUST CORPEVP/Human ResourcesNTRS

Address

50 SOUTH LASALLE STREET

CHICAGO, IL, 60603