Insider · CIK 0001718218

Brombach Theodore J

Reports to the SEC for 5 companies · CHICAGO, IL

sec.gov

Transactions

Companies

Filings

CIK

0001718218

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2025-12-24	XFLTXAI Floating Rate & Alternative Income TrustG Gift	Director, President & CEO	GGift	−7,811 sh	—	—	16,104.24
2024-12-18	XFLTXAI Floating Rate & Alternative Income TrustJ Other	Director, President & CEO	JOther	−6,052 sh	—	—	20,733.94
2024-10-17	AIRJAirJoule Technologies Corp.J Other	10% Owner	JOther	+154K sh	—	—	153,626
2024-10-17	AIRJAirJoule Technologies Corp. · Private Placement WarrantsJ Other	10% Owner	JOther	−2.73M sh	—	—	0
2024-10-17	AIRJAirJoule Technologies Corp.J Other	10% Owner	JOther	+747K sh	—	—	773,066
2024-10-17	AIRJAirJoule Technologies Corp. · Private Placement WarrantsJ Other	10% Owner	JOther	+120K sh	—	—	120,250
2024-10-17	AIRJAirJoule Technologies Corp. · Private Placement WarrantsJ Other	10% Owner	JOther	+584K sh	—	—	584,470
2024-10-17	AIRJAirJoule Technologies Corp.J Other	10% Owner	JOther	−3.48M sh	—	—	0
2024-09-16	AIRJAirJoule Technologies Corp. · WarrantsJ Other	10% Owner	JOther	−8.9M sh	—	—	0
2024-09-16	AIRJAirJoule Technologies Corp.J Other	10% Owner	JOther	−6.83M sh	—	—	0
2024-07-24	AIRJAirJoule Technologies Corp.J Other	10% Owner	JOther	−162K sh	—	—	0
2024-05-10	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+3,450 sh	$7.13	+$24.6K	27,400.74
2024-05-09	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+3,417 sh	$7.13	+$24.4K	23,950.74
2024-03-14	AIRJAirJoule Technologies Corp. · Class B Common StockM Exercise/Conversion	10% Owner	MExercise/Conversion	−6.83M sh	—	—	0
2024-03-14	AIRJAirJoule Technologies Corp.M Exercise/Conversion	10% Owner	MExercise/Conversion	+6.83M sh	—	—	6,827,969
2024-03-14	AIRJAirJoule Technologies Corp.A Award	10% Owner	AAward	+162K sh	—	—	162,059
2024-03-14	AIRJAirJoule Technologies Corp. · Class B Common StockD Disposition to Issuer	10% Owner	DDisposition to Issuer	−270K sh	—	—	6,827,969
2023-12-12	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+825 sh	$7.05	+$5,816.25	19,326.57
2023-12-11	XFLTXAI Floating Rate & Alternative Income TrustJ Other	Director, President & CEO	JOther	−5,409 sh	—	—	18,501.57
2023-12-05	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+6,000 sh	$6.89	+$41.3K	23,683.85
2023-11-13	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+289 sh	$7.08	+$2,046.12	17,683.85
2022-11-11	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+3,050 sh	$6.67	+$20.3K	15,050
2022-11-10	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+891 sh	$6.63	+$5,907.33	10,891
2022-11-10	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+355 sh	$6.65	+$2,360.75	12,000
2022-11-10	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+754 sh	$6.64	+$5,006.56	11,645
2022-11-09	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+1,082 sh	$6.53	+$7,065.46	9,082
2022-11-09	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+918 sh	$6.56	+$6,022.08	10,000
2022-11-09	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+1,082 sh	$6.53	+$7,065.46	9,082
2022-11-09	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+918 sh	$6.56	+$6,022.08	10,000
2022-11-08	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+2,100 sh	$6.49	+$13.6K	6,200
2022-11-08	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+1,800 sh	$6.50	+$11.7K	8,000
2022-11-08	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+2,100 sh	$6.49	+$13.6K	6,200
2022-11-08	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+100 sh	$6.38	+$638	4,100
2022-11-08	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+100 sh	$6.38	+$638	4,100
2022-11-08	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+1,800 sh	$6.50	+$11.7K	8,000
2022-11-04	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+3,588 sh	$6.39	+$22.9K	4,000
2022-11-04	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+3,588 sh	$6.39	+$22.9K	4,000
2022-11-03	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+412 sh	$6.35	+$2,616.2	412
2022-11-03	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+412 sh	$6.35	+$2,616.2	412
2021-07-21	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+29.5K sh	$8.50	+$251K	450,876
2020-03-18	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+1,000 sh	$4.48	+$4,480	421,376
2020-03-18	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+1,000 sh	$4.52	+$4,520	420,376
2020-01-10	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+612 sh	$8.17	+$5,000.04	419,376
2020-01-10	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+612 sh	$8.17	+$5,000.04	419,376
2020-01-09	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+609 sh	$8.20	+$4,993.8	418,764
2020-01-09	XFLTXAI Floating Rate & Alternative Income TrustP Purchase	Director, President & CEO	PPurchase	+609 sh	$8.20	+$4,993.8	418,764
2018-10-11	XFLTXAI Floating Rate & Alternative Income TrustS Sale	Director, President & CEO	SSale	−100 sh	$9.88	−$988	418,155
2018-10-10	XFLTXAI Floating Rate & Alternative Income TrustS Sale	Director, President & CEO	SSale	−400 sh	$9.88	−$3,950	418,255
2018-10-08	XFLTXAI Floating Rate & Alternative Income TrustS Sale	Director, President & CEO	SSale	−100 sh	$9.80	−$980	418,655
2018-10-04	XFLTXAI Floating Rate & Alternative Income TrustS Sale	Director, President & CEO	SSale	−100 sh	$9.83	−$983	418,755

Recent filings

Accepted (ET)
Jun 104
Brombach Theodore J0001718218-26-000001
SEC(opens sec.gov)
Dec 304
Brombach Theodore J0001718218-25-000003
SEC(opens sec.gov)
Jan 164
Brombach Theodore J0001718218-25-000001
SEC(opens sec.gov)
Oct 214
Brombach Theodore J0001213900-24-089407
SEC(opens sec.gov)
Sep 184
Spence John Yogi0001213900-24-080014
SEC(opens sec.gov)
Jul 264
Spence John Yogi0001013762-24-001762
SEC(opens sec.gov)
May 104
Brombach Theodore J0001718218-24-000005
SEC(opens sec.gov)
Mar 204
Spence John Yogi0001213900-24-024486
SEC(opens sec.gov)
Dec 134
Brombach Theodore J0001209191-23-058454
SEC(opens sec.gov)

Companies

Address

321 N. CLARK STREET

CHICAGO, IL, 60054