Insider · CIK 0001768626

Marvel Gary Michael

Reports to the SEC for 1 company · DEERFIELD

sec.gov

Transactions

Companies

Filings

CIK

0001768626

Forms 4 and 5

Insider transactions

33 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-02-16	CATCATERPILLAR INCS Sale	Chief Accounting Officer	SSale	−674 sh	$203.11	−$137K	0
2022-02-08	CATCATERPILLAR INCA Award	Chief Accounting Officer	AAward	+970 sh	—	—	970
2022-02-08	CATCATERPILLAR INCF Tax Payment	Chief Accounting Officer	FTax Payment	−296 sh	$200.77	−$59.4K	674
2021-05-03	CATCATERPILLAR INCS Sale	Chief Accounting Officer	SSale	−567 sh	$230.00	−$130K	0
2021-03-08	CATCATERPILLAR INCM Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	+5,056 sh	$95.66	+$484K	5,623
2021-03-08	CATCATERPILLAR INCS Sale	Chief Accounting Officer	SSale	−5,056 sh	$220.97	−$1.12M	567
2021-03-08	CATCATERPILLAR INC · Employee Stock OptionsM Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	+5,056 sh	$95.66	+$484K	0
2021-03-01	CATCATERPILLAR INC · Employee Stock OptionsA Award	Chief Accounting Officer	AAward	+3,197 sh	—	—	3,197
2021-02-09	CATCATERPILLAR INCA Award	Chief Accounting Officer	AAward	+802 sh	—	—	802
2021-02-09	CATCATERPILLAR INCF Tax Payment	Chief Accounting Officer	FTax Payment	−235 sh	$196.78	−$46.2K	567
2021-02-02	CATCATERPILLAR INCM Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	+4,018 sh	$74.77	+$300K	4,018
2021-02-02	CATCATERPILLAR INCS Sale	Chief Accounting Officer	SSale	−4,018 sh	$190.76	−$766K	0
2021-02-02	CATCATERPILLAR INC · Employee Stock OptionsM Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	−4,018 sh	$74.77	−$300K	4,019
2020-12-04	CATCATERPILLAR INCM Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	+2,318 sh	$83.00	+$192K	2,318
2020-12-04	CATCATERPILLAR INCS Sale	Chief Accounting Officer	SSale	−2,318 sh	$179.50	−$416K	0
2020-12-04	CATCATERPILLAR INC · Employee Stock OptionsM Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	−2,318 sh	$83.00	−$192K	0
2020-12-02	CATCATERPILLAR INCM Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	+4,634 sh	$83.00	+$385K	4,634
2020-12-02	CATCATERPILLAR INCS Sale	Chief Accounting Officer	SSale	−4,634 sh	$173.26	−$803K	0
2020-12-02	CATCATERPILLAR INC · Employee Stock OptionsM Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	−4,634 sh	$83.00	−$385K	2,318
2020-10-29	CATCATERPILLAR INCM Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	+2,180 sh	$89.75	+$196K	2,180
2020-10-29	CATCATERPILLAR INCS Sale	Chief Accounting Officer	SSale	−2,180 sh	$154.39	−$337K	0
2020-10-29	CATCATERPILLAR INCM Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	+4,318 sh	$96.31	+$416K	4,318
2020-10-29	CATCATERPILLAR INCS Sale	Chief Accounting Officer	SSale	−4,318 sh	$154.39	−$667K	0
2020-10-29	CATCATERPILLAR INC · Employee Stock OptionsM Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	−2,180 sh	$89.75	−$196K	0
2020-10-29	CATCATERPILLAR INC · Employee Stock OptionsM Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	−4,318 sh	$96.31	−$416K	0
2020-03-02	CATCATERPILLAR INC · Employee Stock OptionsA Award	Chief Accounting Officer	AAward	+4,812 sh	—	—	4,812
2020-02-20	CATCATERPILLAR INCS Sale	Chief Accounting Officer	SSale	−589 sh	$137.83	−$81.2K	0
2020-02-11	CATCATERPILLAR INCA Award	Chief Accounting Officer	AAward	+894 sh	—	—	894
2020-02-11	CATCATERPILLAR INCF Tax Payment	Chief Accounting Officer	FTax Payment	−305 sh	$136.15	−$41.5K	589
2019-10-29	CATCATERPILLAR INCM Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	+2,180 sh	$89.75	+$196K	2,180
2019-10-29	CATCATERPILLAR INCS Sale	Chief Accounting Officer	SSale	−2,180 sh	$139.38	−$304K	0
2019-10-29	CATCATERPILLAR INC · Employee Stock OptionsM Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	−2,180 sh	—	—	2,180
2019-03-04	CATCATERPILLAR INC · Employee Stock OptionsA Award	Chief Accounting Officer	AAward	+3,753 sh	—	—	3,753

Recent filings

Accepted (ET)
Feb 174
Marvel Gary Michael0000018230-22-000056
SEC(opens sec.gov)
Feb 104
Marvel Gary Michael0000018230-22-000036
SEC(opens sec.gov)
May 44
Marvel Gary Michael0000018230-21-000148
SEC(opens sec.gov)
Mar 104
Marvel Gary Michael0000018230-21-000123
SEC(opens sec.gov)
Mar 24
Marvel Gary Michael0000018230-21-000087
SEC(opens sec.gov)
Feb 114
Marvel Gary Michael0000018230-21-000054
SEC(opens sec.gov)
Feb 34
Marvel Gary Michael0000018230-21-000028
SEC(opens sec.gov)
Dec 84
Marvel Gary Michael0000018230-20-000323
SEC(opens sec.gov)
Dec 44
Marvel Gary Michael0000018230-20-000321
SEC(opens sec.gov)
Oct 304
Marvel Gary Michael0000018230-20-000285
SEC(opens sec.gov)

Companies

CATERPILLAR INCChief Accounting OfficerCAT

Address

510 LAKE COOK ROAD SUITE 100

DEERFIELD, 60015