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CJ

SEC Insider//CIK 0000940533

CIOCIA JAMES

CIK 00009405332 companiesPOUGHKEEPSIE,, NY

Transactions

13

Companies

2

Filings

9

CIK

0000940533

Recent Transactions

13 trades

Disposition from Tender
NATIONAL HOLDINGS CORP
Common Stock, par value $0.02 per share
2016-09-12$3.25/sh−18,685→ 18,685 total
Award
NATIONAL HOLDINGS CORP
Common Stock, par value $0.02 per share
2013-10-15+772,770→ 772,770 total
Disposition to Issuer
GILMAN CIOCIA, INC.
Common Stock
2013-10-15−3,288,117→ 0 total
Award
GILMAN CIOCIA, INC.
Option
2012-10-31$0.05/sh+102,041→ 102,041 total
Award
GILMAN CIOCIA, INC.
Common Stock
2012-10-31$0.05/sh+100,000→ 3,288,117 total
Award
GILMAN CIOCIA, INC.
Common Stock
2011-10-31$0.05/sh+100,000→ 3,188,117 total
Award
GILMAN CIOCIA, INC.
Option
2011-10-31$0.05/sh+104,384→ 104,384 total
Award
GILMAN CIOCIA, INC.
Common Stock
2010-10-20$0.05/sh+100,000→ 3,088,117 total
Award
GILMAN CIOCIA, INC.
Option
2010-10-20$0.05/sh+120,192→ 253,525 total
Award
GILMAN CIOCIA, INC.
Option
2009-10-02$0.06/sh+83,333→ 83,333 total
Award
GILMAN CIOCIA, INC.
Common Stock
2009-10-02$0.06/sh+83,333→ 2,988,177 total
Other
GILMAN CIOCIA, INC.
Common Stock
2006-01-10+10,500→ 575,316 total
Purchase
GILMAN CIOCIA, INC.
Common Stock
2005-06-13+1,500→ 587,816 total

Companies

2

Recent Filings

9

Address

11 RAYMOND AVENUE

POUGHKEEPSIE,, NY, 12603

View on SEC.gov