Insider · CIK 0000940533
CIOCIA JAMES
Reports to the SEC for 2 companies · POUGHKEEPSIE,, NY
Transactions
13
Companies
2
Filings
9
CIK
0000940533
Forms 4 and 5
Insider transactions
| Date | Company | Value |
|---|---|---|
| 2016-09-12 | NATIONAL HOLDINGS CORPU Disposition from Tender | −$60.7K |
| 2013-10-15 | NATIONAL HOLDINGS CORPA Award | — |
| 2013-10-15 | GILMAN CIOCIA, INC.D Disposition to Issuer | — |
| 2012-10-31 | GILMAN CIOCIA, INC.OptionA Award | +$5,102.05 |
| 2012-10-31 | GILMAN CIOCIA, INC.A Award | +$5,000 |
| 2011-10-31 | GILMAN CIOCIA, INC.OptionA Award | +$5,219.2 |
| 2011-10-31 | GILMAN CIOCIA, INC.A Award | +$5,000 |
| 2010-10-20 | GILMAN CIOCIA, INC.A Award | +$5,000 |
| 2010-10-20 | GILMAN CIOCIA, INC.OptionA Award | +$6,009.6 |
| 2009-10-02 | GILMAN CIOCIA, INC.A Award | +$4,999.98 |
| 2009-10-02 | GILMAN CIOCIA, INC.OptionA Award | +$4,999.98 |
| 2006-01-10 | GILMAN CIOCIA, INC.J Other | — |
| 2005-06-13 | GILMAN CIOCIA, INC.P Purchase | — |
Recent filings
- 4NATIONAL HOLDINGS CORP0001437749-16-038634SEC(opens sec.gov)
- 4NATIONAL HOLDINGS CORP0001140361-13-038938SEC(opens sec.gov)
- 4GILMAN CIOCIA, INC.0001140361-13-038935SEC(opens sec.gov)
- 4CIOCIA JAMES0001199835-12-000723SEC(opens sec.gov)
- 4CIOCIA JAMES0001193805-11-002116SEC(opens sec.gov)
- 4CIOCIA JAMES0001193805-10-002617SEC(opens sec.gov)
- 4GILMAN CIOCIA, INC.0001193805-09-001985SEC(opens sec.gov)
- 4CIOCIA JAMES0001193805-06-000070SEC(opens sec.gov)
- 4GILMAN & CIOCIA INC0001193805-05-001355SEC(opens sec.gov)
Companies
Address
11 RAYMOND AVENUE
POUGHKEEPSIE,, NY, 12603