Insider · CIK 0001005563

BARUCH THOMAS R

Reports to the SEC for 9 companies · SAN DIEGO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001005563

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-06-12	CDXSCODEXIS, INC.S Sale	Director	SSale	−4,947 sh	$10.61	−$52.5K	33,093
2020-04-02	CDXSCODEXIS, INC.S Sale	Director	SSale	−7,500 sh	$10.52	−$78.9K	38,040
2020-04-01	CDXSCODEXIS, INC.S Sale	Director	SSale	−7,500 sh	$10.88	−$81.6K	45,540
2020-01-16	CDXSCODEXIS, INC.S Sale	Director	SSale	−10K sh	$18.61	−$186K	53,040
2020-01-15	CDXSCODEXIS, INC.S Sale	Director	SSale	−10K sh	$18.68	−$187K	63,040
2019-12-11	CDXSCODEXIS, INC.S Sale	Director	SSale	−17.5K sh	$15.59	−$273K	73,040
2019-12-10	CDXSCODEXIS, INC.S Sale	Director	SSale	−17.5K sh	$15.61	−$273K	90,540
2019-06-11	CDXSCODEXIS, INC.A Award	Director	AAward	+4,947 sh	—	—	108,040
2018-12-28	CDXSCODEXIS, INC.S Sale	Director	SSale	−12.5K sh	$15.98	−$200K	103,093
2018-12-27	CDXSCODEXIS, INC.S Sale	Director	SSale	−12.5K sh	$16.09	−$201K	115,593
2018-09-27	CDXSCODEXIS, INC.S Sale	Director	SSale	−3,900 sh	$18.72	−$73K	128,093
2018-09-27	CDXSCODEXIS, INC.S Sale	Director	SSale	−8,600 sh	$17.78	−$153K	131,993
2018-09-26	CDXSCODEXIS, INC.S Sale	Director	SSale	−12.5K sh	$19.00	−$237K	140,593
2018-06-26	CDXSCODEXIS, INC.S Sale	Director	SSale	−12.5K sh	$14.38	−$180K	153,093
2018-06-25	CDXSCODEXIS, INC.S Sale	Director	SSale	−12.5K sh	$15.48	−$194K	165,593
2018-06-11	CDXSCODEXIS, INC.A Award	Director	AAward	+5,923 sh	—	—	178,093
2018-03-29	CDXSCODEXIS, INC.S Sale	Director	SSale	−12.5K sh	$11.06	−$138K	172,170
2018-03-28	CDXSCODEXIS, INC.S Sale	Director	SSale	−12.5K sh	$11.05	−$138K	184,670
2017-06-14	CDXSCODEXIS, INC.A Award	Director	AAward	+17.9K sh	—	—	197,170
2016-06-15	CDXSCODEXIS, INC.A Award	Director	AAward	+20.1K sh	—	—	179,276
2016-05-25	INTERMOLECULAR INCStock Option (right to buy)A Award	Director	AAward	+25K sh	—	—	25,000
2015-08-28	INTERMOLECULAR INCM Exercise/Conversion	Director	MExercise/Conversion	+50K sh	$1.50	+$75K	54,067
2015-08-28	INTERMOLECULAR INCStock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	+50K sh	—	—	0
2015-08-28	INTERMOLECULAR INCStock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	+75K sh	—	—	0
2015-08-28	INTERMOLECULAR INCM Exercise/Conversion	Director	MExercise/Conversion	+75K sh	$1.50	+$113K	129,067
2015-06-10	CDXSCODEXIS, INC.A Award	Director	AAward	+20.7K sh	—	—	159,182
2015-05-27	INTERMOLECULAR INCStock Option (right to buy)A Award	Director	AAward	+25K sh	—	—	25,000
2014-11-10	CDXSCODEXIS, INC.J Other	Director	JOther	−181K sh	—	—	0
2014-11-10	INTERMOLECULAR INCJ Other	Director	JOther	−4.38M sh	$2.20	−$9.63M	0
2014-11-10	INTERMOLECULAR INCJ Other	Director	JOther	−104K sh	$2.20	−$230K	0
2014-11-10	CDXSCODEXIS, INC.J Other	Director	JOther	−2.74M sh	—	—	0
2014-05-28	INTERMOLECULAR INCStock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2014-03-13	INTERMOLECULAR INCJ Other	Director	JOther	+46 sh	—	—	4,067
2014-03-13	INTERMOLECULAR INCJ Other	Director	JOther	+4,021 sh	—	—	4,021
2014-03-13	INTERMOLECULAR INCJ Other	Director	JOther	+46 sh	—	—	4,067
2014-03-13	INTERMOLECULAR INCJ Other	Director	JOther	+4,021 sh	—	—	4,021
2014-03-12	INTERMOLECULAR INCJ Other	Director	JOther	−22.9K sh	—	—	104,342
2014-03-12	INTERMOLECULAR INCJ Other	Director	JOther	−1M sh	—	—	4,376,913
2014-01-02	CDXSCODEXIS, INC.A Award	Director	AAward	+35.4K sh	—	—	81,019
2013-09-09	INTERMOLECULAR INCJ Other	Director	JOther	−22.9K sh	—	—	127,233
2013-09-09	INTERMOLECULAR INCJ Other	Director	JOther	−1M sh	—	—	5,376,442
2013-06-13	INTERMOLECULAR INCJ Other	Director	JOther	−22.9K sh	—	—	150,124
2013-06-13	INTERMOLECULAR INCJ Other	Director	JOther	−1M sh	—	—	6,375,971
2013-05-29	INTERMOLECULAR INCStock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2013-01-24	CDXSCODEXIS, INC.A Award	Director	AAward	+43.1K sh	—	—	45,603
2012-06-06	CDXSCODEXIS, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+20K sh	—	—	20,000
2012-05-30	INTERMOLECULAR INCStock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2011-11-23	INTERMOLECULAR INCC Conversion	Director	CConversion	+294K sh	—	—	7,375,500
2011-11-23	INTERMOLECULAR INCC Conversion	Director	CConversion	+44.8K sh	—	—	44,798
2011-11-23	INTERMOLECULAR INCC Conversion	Director	CConversion	+998K sh	—	—	6,585,986

Recent filings

Accepted (ET)
Jun 164
BARUCH THOMAS R0001567619-20-012199
SEC(opens sec.gov)
Apr 34
BARUCH THOMAS R0001567619-20-007500
SEC(opens sec.gov)
Jan 174
BARUCH THOMAS R0001567619-20-001239
SEC(opens sec.gov)
Dec 124
BARUCH THOMAS R0001567619-19-022979
SEC(opens sec.gov)
Jun 134
BARUCH THOMAS R0001567619-19-013331
SEC(opens sec.gov)
Dec 314
BARUCH THOMAS R0001567619-18-008827
SEC(opens sec.gov)
Sep 284
BARUCH THOMAS R0001567619-18-003291
SEC(opens sec.gov)
Jun 274
BARUCH THOMAS R0001140361-18-030191
SEC(opens sec.gov)
Jun 124
BARUCH THOMAS R0001140361-18-028295
SEC(opens sec.gov)
Mar 304
BARUCH THOMAS R0001140361-18-016106
SEC(opens sec.gov)
Jun 164
CODEXIS INC0001140361-17-025421
SEC(opens sec.gov)
Jun 174
CODEXIS INC0001140361-16-070238
SEC(opens sec.gov)

Companies

Address

6290 SEQUENCE DRIVE

SAN DIEGO, CA, 92121