Insider · CIK 0001034123

HOCHBERG STEVEN

Reports to the SEC for 9 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001034123

Forms 4 and 5

Insider transactions

31 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-11-16	SLRCSLR Investment Corp.S Sale	Director	SSale	−3,000 sh	$14.01	−$42K	2,742
2022-11-16	SLRCSLR Investment Corp.S Sale	Director	SSale	−3,000 sh	$14.01	−$42K	2,742
2022-11-11	SLRCSLR Investment Corp.P Purchase	Director	PPurchase	+7,400 sh	$14.39	+$106K	19,258
2022-11-10	SLRCSLR Investment Corp.P Purchase	Director	PPurchase	+6,858 sh	$13.97	+$95.8K	11,858
2022-11-08	SLRCSLR Investment Corp.S Sale	Director	SSale	−14.9K sh	$13.71	−$204K	5,742
2022-04-01	SLR Senior Investment Corp.D Disposition to Issuer	Director	DDisposition to Issuer	−20K sh	—	—	0
2022-04-01	SLRCSLR Investment Corp.A Award	Director	AAward	+15.6K sh	—	—	25,592
2022-04-01	SLRCSLR Investment Corp.A Award	Director	AAward	+15.6K sh	—	—	20,592
2022-02-11	CareMax, Inc.J Other	10% Owner	JOther	−3.77M sh	—	—	0
2022-02-11	CareMax, Inc.Private Placement WarrantsJ Other	10% Owner	JOther	−2.92M sh	—	—	0
2021-06-08	CareMax, Inc.Private Placement WarrantsA Award	10% Owner	AAward	+2.92M sh	—	—	2,916,667
2021-06-08	CareMax, Inc.A Award	10% Owner	AAward	+400K sh	$10.00	+$4M	400,000
2021-06-08	CareMax, Inc.M Exercise/Conversion	10% Owner	MExercise/Conversion	+50K sh	—	—	50,000
2021-06-08	CareMax, Inc.M Exercise/Conversion	10% Owner	MExercise/Conversion	+3.37M sh	—	—	3,768,750
2021-06-08	CareMax, Inc.Class B common stockM Exercise/Conversion	10% Owner	MExercise/Conversion	−50K sh	—	—	0
2021-06-08	CareMax, Inc.Class B common stockM Exercise/Conversion	10% Owner	MExercise/Conversion	−3.37M sh	—	—	0
2019-11-14	SLRCSLR Investment Corp.S Sale	Director	SSale	−15K sh	$20.57	−$309K	10,000
2019-11-08	AHCOAdaptHealth Corp. · Private Placement WarrantJ Other	Director	JOther	−1.69M sh	—	—	2,643,333
2019-11-08	AHCOAdaptHealth Corp.J Other	Director	JOther	−2.37M sh	—	—	3,672,500
2019-11-08	AHCOAdaptHealth Corp.J Other	Director	JOther	−6,087 sh	—	—	20,000
2018-12-14	SLRCSLR Investment Corp.P Purchase	Director	PPurchase	+5,000 sh	$20.35	+$102K	25,000
2018-04-02	AHCOAdaptHealth Corp.J Other	Director	JOther	−3,913 sh	—	—	26,087
2018-04-02	AHCOAdaptHealth Corp.J Other	Director	JOther	−922K sh	—	—	6,045,652
2018-02-21	AHCOAdaptHealth Corp. · Private Placement WarrantP Purchase	Director	PPurchase	+4.33M sh	$1.50	+$6.5M	4,333,333
2016-05-12	SLRCSLR Investment Corp.P Purchase	Director	PPurchase	+7,664 sh	$18.31	+$140K	20,000
2016-05-11	SLR Senior Investment Corp.P Purchase	Director	PPurchase	+12.5K sh	$15.49	+$194K	20,000
2016-05-11	SLRCSLR Investment Corp.P Purchase	Director	PPurchase	+4,336 sh	$18.35	+$79.6K	12,336
2011-08-09	SLRCSLR Investment Corp.P Purchase	Director	PPurchase	+2,500 sh	$20.27	+$50.7K	8,000
2011-08-09	SLR Senior Investment Corp.P Purchase	Director	PPurchase	+2,500 sh	$15.89	+$39.7K	7,500
2011-03-02	SLR Senior Investment Corp.P Purchase	Director	PPurchase	+5,000 sh	$20.00	+$100K	5,000
2010-02-09	SLRCSLR Investment Corp.P Purchase	Director	PPurchase	+5,500 sh	$18.50	+$102K	5,500

Recent filings

Accepted (ET)
May 244/A
HOCHBERG STEVEN0000899243-23-013794
SEC(opens sec.gov)
Nov 184
HOCHBERG STEVEN0000899243-22-036419
SEC(opens sec.gov)
Nov 154
HOCHBERG STEVEN0000899243-22-035938
SEC(opens sec.gov)
Nov 104
HOCHBERG STEVEN0000899243-22-035582
SEC(opens sec.gov)
Aug 184/A
HOCHBERG STEVEN0000899243-22-029150
SEC(opens sec.gov)
Apr 54
HOCHBERG STEVEN0000899243-22-013898
SEC(opens sec.gov)
Apr 54
HOCHBERG STEVEN0000899243-22-013896
SEC(opens sec.gov)
Feb 154
HOCHBERG STEVEN0001193805-22-000345
SEC(opens sec.gov)
Jun 104
HOCHBERG STEVEN0001193805-21-000840
SEC(opens sec.gov)
Nov 154
HOCHBERG STEVEN0000899243-19-027340
SEC(opens sec.gov)
Nov 134
HOCHBERG STEVEN0001104659-19-063525
SEC(opens sec.gov)

Companies

Address

500 PARK AVENUE

NEW YORK, NY, 10022