Insider · CIK 0001172565

BAHAJ ALI M

Reports to the SEC for 1 company · PEORIA, IL

sec.gov

Transactions

Companies

Filings

CIK

0001172565

Forms 4 and 5

Insider transactions

42 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2006-01-06	CATCATERPILLAR INCM Exercise/Conversion	Vice President	MExercise/Conversion	+13.9K sh	$26.77	+$372K	69,057
2006-01-06	CATCATERPILLAR INCS Sale	Vice President	SSale	−25.6K sh	$60.00	−$1.53M	43,481
2006-01-06	CATCATERPILLAR INC · Employee Stock OptionM Exercise/Conversion	Vice President	MExercise/Conversion	−13.9K sh	—	—	0
2005-12-30	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Vice President	AAward	+41 sh	—	—	0
2005-10-26	CATCATERPILLAR INCI Discretionary Transaction	Vice President	IDiscretionary Transaction	+6,038 sh	$50.55	+$305K	54,716
2005-08-31	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Vice President	AAward	+42 sh	—	—	0
2005-07-28	CATCATERPILLAR INC · Employee Stock OptionM Exercise/Conversion	Vice President	MExercise/Conversion	−9,010 sh	—	—	0
2005-07-28	CATCATERPILLAR INCM Exercise/Conversion	Vice President	MExercise/Conversion	+8,732 sh	$25.83	+$226K	47,732
2005-07-28	CATCATERPILLAR INCM Exercise/Conversion	Vice President	MExercise/Conversion	+9,010 sh	$27.84	+$251K	56,742
2005-07-28	CATCATERPILLAR INCM Exercise/Conversion	Vice President	MExercise/Conversion	+9,392 sh	$31.17	+$293K	66,134
2005-07-28	CATCATERPILLAR INCM Exercise/Conversion	Vice President	MExercise/Conversion	+8,698 sh	$19.20	+$167K	74,832
2005-07-28	CATCATERPILLAR INCM Exercise/Conversion	Vice President	MExercise/Conversion	+5,202 sh	$19.20	+$99.9K	80,034
2005-07-28	CATCATERPILLAR INCM Exercise/Conversion	Vice President	MExercise/Conversion	+3,590 sh	$27.84	+$100K	83,624
2005-07-28	CATCATERPILLAR INCM Exercise/Conversion	Vice President	MExercise/Conversion	+3,208 sh	$31.17	+$100K	86,832
2005-07-28	CATCATERPILLAR INCS Sale	Vice President	SSale	−35.8K sh	$54.00	−$1.93M	51,000
2005-07-28	CATCATERPILLAR INCS Sale	Vice President	SSale	−2,322 sh	$54.01	−$125K	48,678
2005-07-28	CATCATERPILLAR INC · Employee Stock OptionM Exercise/Conversion	Vice President	MExercise/Conversion	−8,732 sh	—	—	0
2005-07-28	CATCATERPILLAR INC · Employee Stock OptionM Exercise/Conversion	Vice President	MExercise/Conversion	−9,392 sh	—	—	0
2005-07-28	CATCATERPILLAR INC · Employee Stock OptionM Exercise/Conversion	Vice President	MExercise/Conversion	−8,698 sh	—	—	0
2005-07-28	CATCATERPILLAR INC · Employee Stock OptionM Exercise/Conversion	Vice President	MExercise/Conversion	−5,202 sh	—	—	0
2005-07-28	CATCATERPILLAR INC · Employee Stock OptionM Exercise/Conversion	Vice President	MExercise/Conversion	−3,590 sh	—	—	0
2005-07-28	CATCATERPILLAR INC · Employee Stock OptionM Exercise/Conversion	Vice President	MExercise/Conversion	−3,208 sh	—	—	0
2005-06-30	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Vice President	AAward	+24 sh	—	—	0
2005-05-31	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Vice President	AAward	+25 sh	—	—	0
2005-04-29	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Vice President	AAward	+27 sh	—	—	0
2005-02-25	CATCATERPILLAR INC · Employee Stock OptionM Exercise/Conversion	Vice President	MExercise/Conversion	−1,934 sh	—	—	0
2005-02-25	CATCATERPILLAR INCM Exercise/Conversion	Vice President	MExercise/Conversion	+1,934 sh	$51.66	+$99.9K	18,936
2005-02-18	CATCATERPILLAR INC · Option (NQ)J Other	Vice President	JOther	+32K sh	—	—	32,000
2005-02-18	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Vice President	AAward	+936 sh	—	—	936
2005-01-31	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Vice President	AAward	+23 sh	—	—	0
2004-12-31	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Vice President	AAward	+21 sh	—	—	0
2004-09-30	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Vice President	AAward	+26 sh	—	—	0
2004-08-31	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Vice President	AAward	+29 sh	—	—	0
2004-05-28	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Vice President	AAward	+28 sh	—	—	0
2004-03-31	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Vice President	AAward	+538 sh	—	—	0
2004-01-20	CATCATERPILLAR INCF Tax Payment	Vice President	FTax Payment	−63 sh	$83.11	−$5,235.93	13,170
2003-07-28	CATCATERPILLAR INC · Employee Stock OptionM Exercise/Conversion	Vice President	MExercise/Conversion	−1,500 sh	—	—	0
2003-07-28	CATCATERPILLAR INCM Exercise/Conversion	Vice President	MExercise/Conversion	+1,500 sh	$30.16	+$45.2K	12,121
2003-07-28	CATCATERPILLAR INCM Exercise/Conversion	Vice President	MExercise/Conversion	+1,038 sh	$32.91	+$34.2K	13,159
2003-07-28	CATCATERPILLAR INC · Employee Stock OptionM Exercise/Conversion	Vice President	MExercise/Conversion	−1,038 sh	—	—	0
2003-01-13	CATCATERPILLAR INCF Tax Payment	Vice President	FTax Payment	−110 sh	$46.76	−$5,143.6	46.76
2003-01-13	CATCATERPILLAR INCI Discretionary Transaction	Vice President	IDiscretionary Transaction	—	$195.00	—	11,303

Recent filings

Accepted (ET)
Jan 94
BAHAJ ALI M0000018230-06-000028
SEC(opens sec.gov)
Jan 34
BAHAJ ALI M0000018230-06-000013
SEC(opens sec.gov)
Oct 284
CATERPILLAR INC0000018230-05-000679
SEC(opens sec.gov)
Sep 14
CATERPILLAR INC0000018230-05-000598
SEC(opens sec.gov)
Jul 294
BAHAJ ALI M0000018230-05-000509
SEC(opens sec.gov)

Companies

CATERPILLAR INCVice PresidentCAT

Address

100 N.E. ADAMS STREET

PEORIA, IL, 61629-3305