Insider · CIK 0001177441

FRANCIS MARK A

Reports to the SEC for 1 company · ROSEVILLE, CA

sec.gov

Transactions

Companies

Filings

CIK

0001177441

Forms 4 and 5

Insider transactions

20 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2004-07-09	HUMBOLDT BANCORPD Disposition to Issuer	EVP/Commercial Banking	DDisposition to Issuer	−32.5K sh	—	—	0
2004-04-07	HUMBOLDT BANCORPX Exercise of In-Money	EVP/Commercial Banking	XExercise of In-Money	+5,116 sh	$4.56	+$23.3K	31,361
2004-04-07	HUMBOLDT BANCORPX Exercise of In-Money	EVP/Commercial Banking	XExercise of In-Money	+512 sh	$4.56	+$2,334.72	31,873
2004-04-07	HUMBOLDT BANCORPX Exercise of In-Money	EVP/Commercial Banking	XExercise of In-Money	+660 sh	$4.56	+$3,009.6	32,533
2004-04-07	HUMBOLDT BANCORPEmployee Stock Option (right to buy)X Exercise of In-Money	EVP/Commercial Banking	XExercise of In-Money	−6,600 sh	$4.56	−$30.1K	8,288
2004-04-07	HUMBOLDT BANCORPEmployee Stock Option (right to buy)X Exercise of In-Money	EVP/Commercial Banking	XExercise of In-Money	−5,116 sh	$4.56	−$23.3K	3,172
2004-04-07	HUMBOLDT BANCORPEmployee Stock Option (right to buy)X Exercise of In-Money	EVP/Commercial Banking	XExercise of In-Money	−512 sh	$4.56	−$2,334.72	2,660
2004-04-07	HUMBOLDT BANCORPEmployee Stock Option (right to buy)X Exercise of In-Money	EVP/Commercial Banking	XExercise of In-Money	−660 sh	$4.56	−$3,009.6	2,000
2004-04-07	HUMBOLDT BANCORPX Exercise of In-Money	EVP/Commercial Banking	XExercise of In-Money	+6,600 sh	$4.56	+$30.1K	26,245
2003-11-17	HUMBOLDT BANCORPStock Option (right to buy)X Exercise of In-Money	EVP/Commercial Banking	XExercise of In-Money	−512 sh	$5.14	−$2,631.68	0
2003-11-17	HUMBOLDT BANCORPX Exercise of In-Money	EVP/Commercial Banking	XExercise of In-Money	+5,116 sh	$5.14	+$26.3K	14,295
2003-11-17	HUMBOLDT BANCORPX Exercise of In-Money	EVP/Commercial Banking	XExercise of In-Money	+660 sh	$5.14	+$3,392.4	14,955
2003-11-17	HUMBOLDT BANCORPX Exercise of In-Money	EVP/Commercial Banking	XExercise of In-Money	+512 sh	$5.14	+$2,631.68	15,467
2003-11-17	HUMBOLDT BANCORPStock Option (right to buy)X Exercise of In-Money	EVP/Commercial Banking	XExercise of In-Money	−6,600 sh	$5.14	−$33.9K	0
2003-11-17	HUMBOLDT BANCORPStock Option (right to buy)X Exercise of In-Money	EVP/Commercial Banking	XExercise of In-Money	−5,116 sh	$5.14	−$26.3K	0
2003-11-17	HUMBOLDT BANCORPStock Option (right to buy)X Exercise of In-Money	EVP/Commercial Banking	XExercise of In-Money	−660 sh	$5.14	−$3,392.4	0
2003-11-17	HUMBOLDT BANCORPX Exercise of In-Money	EVP/Commercial Banking	XExercise of In-Money	+6,600 sh	$5.14	+$33.9K	9,179
2003-07-24	HUMBOLDT BANCORPA Award	EVP/Commercial Banking	AAward	+2,000 sh	—	—	2,000
2003-07-24	HUMBOLDT BANCORPRestricted Stock Award (right to buy)D Disposition to Issuer	EVP/Commercial Banking	DDisposition to Issuer	−2,000 sh	—	—	0
2003-07-24	HUMBOLDT BANCORPA Award	EVP/Commercial Banking	AAward	+2,000 sh	—	—	2,000

Recent filings

Accepted (ET)
Jul 124
FRANCIS MARK A0001008554-04-000091
SEC(opens sec.gov)
Apr 74
FRANCIS MARK A0001008554-04-000042
SEC(opens sec.gov)
Nov 194
FRANCIS MARK A0001008554-03-000155
SEC(opens sec.gov)
Aug 44/A
FRANCIS MARK A0001008554-03-000097
SEC(opens sec.gov)
Jul 284
HUMBOLDT BANCORP0001008554-03-000080
SEC(opens sec.gov)

Companies

HUMBOLDT BANCORPEVP/Commercial Banking

Address

C/O HUMBOLDT BANCORP 2998 DOUGLAS BLVD., SUITE 330

ROSEVILLE, CA, 95661