Insider · CIK 0001184309

BALL GEORGE L

Reports to the SEC for 4 companies · HOUSTON, TX

sec.gov

Transactions

Companies

Filings

CIK

0001184309

Forms 4 and 5

Insider transactions

46 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-05-14	TECTPTectonic Financial, Inc.P Purchase	Director, Executive Co-Chairman	PPurchase	+500 sh	$10.00	+$5,000	500
2019-05-14	TECTPTectonic Financial, Inc.P Purchase	Director, Executive Co-Chairman	PPurchase	+2,500 sh	$10.00	+$25K	2,500
2019-05-13	TECTPTectonic Financial, Inc.A Award	Director, Executive Co-Chairman	AAward	+104K sh	—	—	208,457
2019-05-13	TECTPTectonic Financial, Inc.A Award	Director, Executive Co-Chairman	AAward	+104K sh	—	—	208,457
2012-09-20	Pinnacle Summer Investments, Inc.J Other	Director, Chief Executive Officer	JOther	−25.6K sh	$8.85	−$226K	0
2012-09-20	Pinnacle Summer Investments, Inc.J Other	Director, Chief Executive Officer	JOther	−586K sh	$8.85	−$5.18M	518,688
2012-09-20	Pinnacle Summer Investments, Inc.J Other	Director, Chief Executive Officer	JOther	−519K sh	$8.85	−$4.59M	0
2012-09-20	Pinnacle Summer Investments, Inc.Restricted Stock UnitsD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−33K sh	—	—	51,731
2012-09-20	Pinnacle Summer Investments, Inc.Restricted Stock UnitsD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	+51.7K sh	—	—	68,975
2012-09-20	Pinnacle Summer Investments, Inc.J Other	Director, Chief Executive Officer	JOther	−6,000 sh	$8.85	−$53.1K	0
2012-03-15	Pinnacle Summer Investments, Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+17.2K sh	$6.93	+$120K	1,118,598
2012-03-15	Pinnacle Summer Investments, Inc.Restricted Stock UnitsA Award	Director, Chief Executive Officer	AAward	+69K sh	—	—	68,975
2012-03-15	Pinnacle Summer Investments, Inc.Restricted Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−17.2K sh	—	—	51,731
2012-03-07	Pinnacle Summer Investments, Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+16.5K sh	$6.22	+$103K	1,101,354
2012-03-07	Pinnacle Summer Investments, Inc.Restricted Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−16.5K sh	$6.22	−$103K	32,839
2011-03-23	Pinnacle Summer Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+25K sh	$7.02	+$176K	1,390,064
2011-03-23	Pinnacle Summer Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+25K sh	$7.02	+$176K	1,109,824
2011-03-22	Pinnacle Summer Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+25K sh	$7.02	+$176K	1,190,064
2011-03-22	Pinnacle Summer Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+5,000 sh	$7.02	+$35.1K	1,190,064
2011-03-21	Pinnacle Summer Investments, Inc.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−5,776 sh	$6.98	−$40.3K	1,084,842
2011-03-21	Pinnacle Summer Investments, Inc.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−5,776 sh	$6.98	−$40.3K	1,084,842
2011-03-07	Pinnacle Summer Investments, Inc.A Award	Director, Chief Executive Officer	AAward	+16.5K sh	$6.98	+$115K	1,090,600
2011-03-07	Pinnacle Summer Investments, Inc.A Award	Director, Chief Executive Officer	AAward	+66K sh	$6.98	+$461K	1,140,064
2011-03-07	Pinnacle Summer Investments, Inc.Restricted Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−16.5K sh	—	—	49,531
2011-03-07	Pinnacle Summer Investments, Inc.A Award	Director, Chief Executive Officer	AAward	+66K sh	$6.98	+$461K	1,140,064
2011-03-07	Pinnacle Summer Investments, Inc.Restricted Stock UnitsA Award	Director, Chief Executive Officer	AAward	−66K sh	—	—	66,046
2011-03-07	Pinnacle Summer Investments, Inc.A Award	Director, Chief Executive Officer	AAward	+16.5K sh	$6.98	+$115K	1,090,600
2010-12-09	Pinnacle Summer Investments, Inc.G Gift	Director, Chief Executive Officer	GGift	−7,000 sh	—	—	1,074,088
2010-02-26	Pinnacle Summer Investments, Inc.A Award	Director, Chief Executive Officer	AAward	+10K sh	$5.18	+$51.8K	1,081,088
2010-01-07	Pinnacle Summer Investments, Inc.J Other	Director, Chief Executive Officer	JOther	−25K sh	$5.44	−$136K	1,081,088
2010-01-07	Pinnacle Summer Investments, Inc.X Exercise of In-Money	Director, Chief Executive Officer	XExercise of In-Money	+25K sh	$4.44	+$111K	1,106,088
2010-01-07	Pinnacle Summer Investments, Inc.Option (right to buy)X Exercise of In-Money	Director, Chief Executive Officer	XExercise of In-Money	−25K sh	$4.44	−$111K	0
2009-12-18	Pinnacle Summer Investments, Inc.G Gift	Director, Chief Executive Officer	GGift	−5,000 sh	—	—	1,071,088
2007-12-17	Pinnacle Summer Investments, Inc.G Gift	Director, Chief Executive Officer	GGift	−20K sh	—	—	1,076,088
2007-02-01	NESTOR INCA Award	Director	AAward	+5,000 sh	—	—	26,250
2006-07-03	NESTOR INCA Award	Director	AAward	+5,000 sh	—	—	21,250
2006-03-17	Pinnacle Summer Investments, Inc.G Gift	Director, Chief Executive Officer	GGift	−10K sh	—	—	1,100,588
2005-08-17	NESTOR INCP Purchase	Director	PPurchase	+10K sh	$5.04	+$50.4K	10,000
2005-05-16	Pinnacle Summer Investments, Inc.G Gift	Director, Chief Executive Officer	GGift	−600 sh	—	—	1,121,238
2005-02-18	Pinnacle Summer Investments, Inc.G Gift	Director, Chief Executive Officer	GGift	+6,000 sh	—	—	31,000
2005-02-18	Pinnacle Summer Investments, Inc.G Gift	Director, Chief Executive Officer	GGift	−6,000 sh	—	—	1,197,038
2005-01-24	Pinnacle Summer Investments, Inc.G Gift	Director, Chief Executive Officer	GGift	−1,500 sh	—	—	1,203,038
2005-01-24	Pinnacle Summer Investments, Inc.G Gift	Director, Chief Executive Officer	GGift	−1,250 sh	—	—	1,204,538
2004-12-10	Pinnacle Summer Investments, Inc.G Gift	Director, Chief Executive Officer	GGift	−650 sh	—	—	1,205,788
2004-06-24	NESTOR INCStock Option (right to buy)A Award	Director	AAward	+20K sh	—	—	40,000
2004-04-20	Pinnacle Summer Investments, Inc.S Sale	Director, Chief Executive Officer	SSale	−50K sh	$12.00	−$600K	1,206,438

Recent filings

Accepted (ET)
Jun 64/A
BALL GEORGE L0001184309-19-000003
SEC(opens sec.gov)
May 154
BALL GEORGE L0001766526-19-000013
SEC(opens sec.gov)
Sep 204
BALL GEORGE L0001181431-12-051639
SEC(opens sec.gov)
Mar 214
BALL GEORGE L0001181431-12-018911
SEC(opens sec.gov)
Mar 124
BALL GEORGE L0001181431-12-016472
SEC(opens sec.gov)
Apr 44/A
BALL GEORGE L0001181431-11-022034
SEC(opens sec.gov)
Apr 44/A
BALL GEORGE L0001181431-11-021544
SEC(opens sec.gov)

Companies

Address

600 TRAVIS, SUITE 5800

HOUSTON, TX, 77002