Insider · CIK 0001188749

Schaefer John H

Reports to the SEC for 2 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001188749

Forms 4 and 5

Insider transactions

29 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2024-05-15	NLYANNALY CAPITAL MANAGEMENT INC · Deferred Stock UnitsA Award	Director	AAward	+8,583 sh	—	—	59,916
2023-05-17	NLYANNALY CAPITAL MANAGEMENT INC · Deferred Stock UnitsA Award	Director	AAward	+8,167 sh	—	—	48,238
2022-05-18	NLYANNALY CAPITAL MANAGEMENT INC · Deferred Stock UnitsA Award	Director	AAward	+24.4K sh	—	—	149,058
2021-05-19	NLYANNALY CAPITAL MANAGEMENT INC · Deferred Stock UnitsA Award	Director	AAward	+15.6K sh	—	—	117,140
2020-05-20	NLYANNALY CAPITAL MANAGEMENT INC · Deferred Stock UnitsA Award	Director	AAward	+22.6K sh	—	—	94,894
2019-11-25	NLYANNALY CAPITAL MANAGEMENT INCP Purchase	Director	PPurchase	+10K sh	$9.21	+$92.1K	87,494
2019-05-22	NLYANNALY CAPITAL MANAGEMENT INC · Deferred Stock UnitsA Award	Director	AAward	+15.6K sh	—	—	66,029
2018-05-25	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	Director	MExercise/Conversion	+11.5K sh	—	—	77,494
2018-05-25	NLYANNALY CAPITAL MANAGEMENT INC · Deferred Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−11.5K sh	—	—	44,946
2018-05-23	NLYANNALY CAPITAL MANAGEMENT INC · Deferred Stock UnitsA Award	Director	AAward	+12.9K sh	—	—	56,397
2017-05-25	NLYANNALY CAPITAL MANAGEMENT INC · Deferred Stock UnitsA Award	Director	AAward	+11.5K sh	—	—	40,278
2016-05-26	NLYANNALY CAPITAL MANAGEMENT INC · Deferred Stock UnitsA Award	Director	AAward	+12.6K sh	—	—	25,832
2016-05-21	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	Director	MExercise/Conversion	+14.9K sh	—	—	62,742
2016-05-21	NLYANNALY CAPITAL MANAGEMENT INC · Deferred Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−14.9K sh	—	—	13,215
2015-05-22	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	Director	MExercise/Conversion	+12.9K sh	—	—	47,878
2015-05-22	NLYANNALY CAPITAL MANAGEMENT INC · Deferred Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−12.9K sh	—	—	24,929
2015-05-21	NLYANNALY CAPITAL MANAGEMENT INC · Deferred Stock UnitsA Award	Director	AAward	+13.2K sh	—	—	37,807
2013-08-12	NLYANNALY CAPITAL MANAGEMENT INCP Purchase	Director	PPurchase	+10K sh	$11.99	+$120K	35,000
2013-05-06	NLYANNALY CAPITAL MANAGEMENT INCP Purchase	Director	PPurchase	+25K sh	$15.16	+$379K	25,000
2005-01-07	MSMORGAN STANLEYM Exercise/Conversion	Business Unit Head	MExercise/Conversion	+95.2K sh	$54.88	+$5.22M	405,943
2005-01-07	MSMORGAN STANLEYF Tax Payment	Business Unit Head	FTax Payment	−93.8K sh	$56.45	−$5.3M	312,100
2005-01-07	MSMORGAN STANLEY · Restoration Option (Right to Buy)M Exercise/Conversion	Business Unit Head	MExercise/Conversion	−95.2K sh	—	—	0
2004-12-14	MSMORGAN STANLEYA Award	Business Unit Head	AAward	+67K sh	—	—	310,759
2004-09-08	MSMORGAN STANLEYF Tax Payment	Business Unit Head	FTax Payment	−10.1K sh	$52.53	−$530K	243,754
2003-11-28	MSMORGAN STANLEYA Award	Business Unit Head	AAward	+29K sh	—	—	253,846
2003-11-28	MSMORGAN STANLEY · Employee Stock Option (Right to Buy)A Award	Business Unit Head	AAward	+65.3K sh	—	—	65,264
2003-09-08	MSMORGAN STANLEYF Tax Payment	Business Unit Head	FTax Payment	−5,532 sh	$48.55	−$269K	224,840
2002-12-05	MSMORGAN STANLEYA Award	Business Unit Head	AAward	−230K sh	—	—	29,959
2002-12-05	MSMORGAN STANLEY · Employee Stock Option (Right to Buy)A Award	Business Unit Head	AAward	+67.4K sh	—	—	—

Recent filings

Accepted (ET)
May 174
Schaefer John H0001628280-24-024174
SEC(opens sec.gov)
May 194
Schaefer John H0001628280-23-019092
SEC(opens sec.gov)
May 204
Schaefer John H0001628280-22-015067
SEC(opens sec.gov)
May 214
Schaefer John H0001628280-21-010932
SEC(opens sec.gov)
May 224
Schaefer John H0001628280-20-008271
SEC(opens sec.gov)
Nov 264
Schaefer John H0001628280-19-014551
SEC(opens sec.gov)
May 244
SCHAEFER JOHN H0001628280-19-007201
SEC(opens sec.gov)
May 254
SCHAEFER JOHN H0001628280-18-007221
SEC(opens sec.gov)
May 304
ANNALY CAPITAL MANAGEMENT INC0001140361-17-022916
SEC(opens sec.gov)
May 274
ANNALY CAPITAL MANAGEMENT INC0001140361-16-067674
SEC(opens sec.gov)
May 234
ANNALY CAPITAL MANAGEMENT INC0001140361-16-066667
SEC(opens sec.gov)
Jun 24
ANNALY CAPITAL MANAGEMENT INC0001140361-15-022834
SEC(opens sec.gov)
Aug 144
ANNALY CAPITAL MANAGEMENT INC0001140361-13-032543
SEC(opens sec.gov)
May 64
ANNALY CAPITAL MANAGEMENT INC0001140361-13-018967
SEC(opens sec.gov)
Jan 104
MORGAN STANLEY0001204892-05-000011
SEC(opens sec.gov)

Companies

Address

C/O: ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS, SUITE 2902

NEW YORK, NY, 10036