Insider · CIK 0001197638

LAU JAMES K

Reports to the SEC for 1 company · SUNNYVALE, CA

sec.gov

Transactions

Companies

Filings

CIK

0001197638

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2006-07-05	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−35K sh	$34.45	−$1.21M	3,958,933
2006-06-02	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−35K sh	$32.38	−$1.13M	3,993,933
2006-06-01	NTAPNetApp, Inc. · Non-Qualified Stock Option (right to buy)A Award	Executive Vice President,	AAward	+100K sh	—	—	100,000
2006-05-04	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−35K sh	$36.79	−$1.29M	4,028,933
2006-03-20	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−60K sh	$35.20	−$2.11M	4,098,933
2006-03-17	NTAPNetApp, Inc.M Exercise/Conversion	Executive Vice President,	MExercise/Conversion	+42K sh	$11.25	+$473K	4,140,949
2006-03-17	NTAPNetApp, Inc.M Exercise/Conversion	Executive Vice President,	MExercise/Conversion	+18K sh	$11.25	+$202K	4,158,933
2006-03-17	NTAPNetApp, Inc. · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Executive Vice President,	MExercise/Conversion	−42K sh	—	—	136,508
2006-03-17	NTAPNetApp, Inc. · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Executive Vice President,	MExercise/Conversion	−18K sh	—	—	118,524
2006-01-05	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−35K sh	$28.14	−$985K	4,168,933
2005-11-18	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−7,000 sh	$29.83	−$209K	4,283,573
2005-11-18	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−4,500 sh	$29.75	−$134K	4,279,073
2005-07-05	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−35K sh	$28.39	−$994K	4,395,573
2005-06-30	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−33K sh	$28.61	−$944K	4,430,573
2005-06-23	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−50K sh	$30.05	−$1.5M	4,463,573
2005-06-22	NTAPNetApp, Inc.M Exercise/Conversion	Executive Vice President,	MExercise/Conversion	+100K sh	$11.25	+$1.13M	4,513,573
2005-06-22	NTAPNetApp, Inc. · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Executive Vice President,	MExercise/Conversion	−100K sh	—	—	278,524
2005-06-17	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−50K sh	$30.20	−$1.51M	4,413,573
2005-06-16	NTAPNetApp, Inc.M Exercise/Conversion	Executive Vice President,	MExercise/Conversion	+100K sh	$9.99	+$999K	4,513,573
2005-06-16	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−50K sh	$30.00	−$1.5M	4,463,573
2005-06-16	NTAPNetApp, Inc. · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Executive Vice President,	MExercise/Conversion	−100K sh	—	—	100,000
2005-06-01	NTAPNetApp, Inc. · Non-Qualified Stock Option (right to buy)A Award	Executive Vice President,	AAward	+70K sh	—	—	70,000
2005-05-23	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−33K sh	$30.26	−$999K	4,413,573
2005-04-27	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−33K sh	$26.56	−$876K	4,446,573
2005-02-24	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−33K sh	$29.58	−$976K	4,512,573
2005-01-25	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−33K sh	$30.53	−$1.01M	4,545,573
2004-12-31	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−30K sh	$33.00	−$990K	4,578,573
2004-12-30	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−20K sh	$33.00	−$660K	4,608,573
2004-12-29	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−33K sh	$32.63	−$1.08M	4,628,573
2004-12-21	NTAPNetApp, Inc.M Exercise/Conversion	Executive Vice President,	MExercise/Conversion	+50K sh	$4.51	+$225K	4,661,573
2004-12-21	NTAPNetApp, Inc. · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Executive Vice President,	MExercise/Conversion	−50K sh	—	—	0
2004-12-17	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−40K sh	$34.25	−$1.37M	4,611,573
2004-12-15	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−38.7K sh	$34.20	−$1.32M	4,651,573
2004-12-10	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−10K sh	$33.50	−$335K	4,669,933
2004-12-10	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−20K sh	$32.97	−$659K	4,649,933
2004-12-09	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−20K sh	$33.21	−$664K	4,679,933
2004-12-06	NTAPNetApp, Inc.M Exercise/Conversion	Executive Vice President,	MExercise/Conversion	+50K sh	$4.51	+$225K	4,699,933
2004-12-06	NTAPNetApp, Inc. · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Executive Vice President,	MExercise/Conversion	−50K sh	—	—	50,000
2004-12-03	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−6,000 sh	$33.14	−$199K	69,000
2004-12-03	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−6,000 sh	$33.14	−$199K	69,000
2004-11-30	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−33K sh	$30.04	−$991K	4,649,933
2004-11-24	NTAPNetApp, Inc.G Gift	Executive Vice President,	GGift	−8,000 sh	—	—	4,682,933
2004-09-24	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−1,551 sh	$23.25	−$36.1K	75,000
2004-09-24	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−1,551 sh	$23.25	−$36.1K	75,000
2004-09-24	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−33K sh	$22.97	−$758K	4,723,933
2004-09-21	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−8,449 sh	$23.25	−$196K	76,551
2004-09-21	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−8,449 sh	$23.25	−$196K	76,551
2004-09-21	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−7,217 sh	$23.25	−$168K	77,783
2004-09-21	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−9,681 sh	$23.25	−$225K	75,319
2004-08-31	NTAPNetApp, Inc.S Sale	Executive Vice President,	SSale	−50K sh	$19.88	−$994K	4,756,933

Recent filings

Accepted (ET)
Jul 74
NETWORK APPLIANCE INC0001249323-06-000113
SEC(opens sec.gov)
Jun 54
LAU JAMES K0001249323-06-000097
SEC(opens sec.gov)
May 54
LAU JAMES K0001249323-06-000075
SEC(opens sec.gov)
Mar 214
LAU JAMES K0001249323-06-000034
SEC(opens sec.gov)
Jan 64
LAU JAMES K0001249323-06-000002
SEC(opens sec.gov)
Nov 224
LAU JAMES K0001249323-05-000143
SEC(opens sec.gov)
Jul 74
NETWORK APPLIANCE INC0001249323-05-000071
SEC(opens sec.gov)
Jul 54
NETWORK APPLIANCE INC0001249323-05-000069
SEC(opens sec.gov)
Jun 244
LAU JAMES K0001249323-05-000065
SEC(opens sec.gov)
Jun 204
NETWORK APPLIANCE INC0001249323-05-000057
SEC(opens sec.gov)

Companies

NetApp, Inc.Executive Vice President,NTAP

Address

495 EAST JAVA DRIVE

SUNNYVALE, CA, 94089