Insider · CIK 0001199697

BLACK RICHARD B

Reports to the SEC for 5 companies · SUGAR LAND, TX

sec.gov

Transactions

Companies

Filings

CIK

0001199697

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-09-15	AAOIAPPLIED OPTOELECTRONICS, INC.G Gift	Director	GGift	−2,200 sh	—	—	159,092
2026-06-09	AAOIAPPLIED OPTOELECTRONICS, INC.A Award	Director	AAward	+1,166 sh	—	—	165,529
2026-03-05	AAOIAPPLIED OPTOELECTRONICS, INC.S Sale	Director	SSale	−3,231 sh	$95.00	−$307K	164,363
2025-11-26	AAOIAPPLIED OPTOELECTRONICS, INC.G Gift	Director	GGift	−600 sh	—	—	169,494
2025-08-22	AAOIAPPLIED OPTOELECTRONICS, INC.G Gift	Director	GGift	−1,900 sh	—	—	168,194
2025-06-13	AAOIAPPLIED OPTOELECTRONICS, INC.A Award	Director	AAward	+12.3K sh	—	—	170,094
2025-01-15	AAOIAPPLIED OPTOELECTRONICS, INC.S Sale	Director	SSale	−10K sh	$29.00	−$290K	157,813
2024-12-16	AAOIAPPLIED OPTOELECTRONICS, INC.S Sale	Director	SSale	−10K sh	$35.27	−$353K	167,813
2024-11-26	AAOIAPPLIED OPTOELECTRONICS, INC.S Sale	Director	SSale	−8,162 sh	$37.18	−$303K	0
2024-11-15	AAOIAPPLIED OPTOELECTRONICS, INC.S Sale	Director	SSale	−10K sh	$27.52	−$275K	177,813
2024-06-21	AAOIAPPLIED OPTOELECTRONICS, INC.A Award	Director	AAward	+16.5K sh	—	—	187,813
2023-06-26	AAOIAPPLIED OPTOELECTRONICS, INC.A Award	Director	AAward	+40.9K sh	—	—	171,330
2022-06-27	AAOIAPPLIED OPTOELECTRONICS, INC.A Award	Director	AAward	+53K sh	—	—	130,405
2021-06-11	AAOIAPPLIED OPTOELECTRONICS, INC.A Award	Director	AAward	+14.5K sh	—	—	77,410
2020-06-12	AAOIAPPLIED OPTOELECTRONICS, INC.A Award	Director	AAward	+13.1K sh	—	—	62,872
2019-05-31	AAOIAPPLIED OPTOELECTRONICS, INC.A Award	Director	AAward	+12.8K sh	—	—	49,819
2018-06-08	AAOIAPPLIED OPTOELECTRONICS, INC.A Award	Director	AAward	+2,535 sh	—	—	37,013
2018-01-11	AAOIAPPLIED OPTOELECTRONICS, INC.S Sale	Director	SSale	−1,000 sh	$35.37	−$35.4K	34,478
2017-12-07	AAOIAPPLIED OPTOELECTRONICS, INC.S Sale	Director	SSale	−1,000 sh	$40.43	−$40.4K	35,478
2017-11-09	AAOIAPPLIED OPTOELECTRONICS, INC.S Sale	Director	SSale	−1,000 sh	$43.00	−$43K	36,478
2017-10-12	AAOIAPPLIED OPTOELECTRONICS, INC.S Sale	Director	SSale	−1,000 sh	$60.62	−$60.6K	37,478
2017-09-07	AAOIAPPLIED OPTOELECTRONICS, INC.S Sale	Director	SSale	−1,000 sh	$58.52	−$58.5K	38,478
2017-08-10	AAOIAPPLIED OPTOELECTRONICS, INC.S Sale	Director	SSale	−1,000 sh	$66.10	−$66.1K	39,478
2017-07-06	AAOIAPPLIED OPTOELECTRONICS, INC.S Sale	Director	SSale	−1,000 sh	$59.70	−$59.7K	40,478
2017-06-09	AAOIAPPLIED OPTOELECTRONICS, INC.A Award	Director	AAward	+1,236 sh	$64.71	+$80K	41,478
2017-06-08	AAOIAPPLIED OPTOELECTRONICS, INC.S Sale	Director	SSale	−1,000 sh	$71.73	−$71.7K	40,242
2017-05-11	AAOIAPPLIED OPTOELECTRONICS, INC.S Sale	Director	SSale	−1,000 sh	$64.37	−$64.4K	41,242
2017-04-06	AAOIAPPLIED OPTOELECTRONICS, INC.S Sale	Director	SSale	−1,000 sh	$44.76	−$44.8K	42,242
2017-01-17	AAOIAPPLIED OPTOELECTRONICS, INC.A Award	Director	AAward	+1,250 sh	—	—	43,242
2017-01-17	AAOIAPPLIED OPTOELECTRONICS, INC. · Non-Qualified Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,250 sh	—	—	0
2016-06-06	AAOIAPPLIED OPTOELECTRONICS, INC.A Award	Director	AAward	+7,011 sh	—	—	41,992
2016-04-18	ALLIANCE FIBER OPTIC PRODUCTS INCStock Option (Right to buy)M Exercise/Conversion	Director	MExercise/Conversion	+12K sh	$4.13	+$49.5K	36,000
2015-07-31	AAOIAPPLIED OPTOELECTRONICS, INC.A Award	Director	AAward	+2,827 sh	—	—	34,981
2015-04-30	ALLIANCE FIBER OPTIC PRODUCTS INCStock Option (Right to buy)A Award	Director	AAward	+12K sh	$18.36	+$220K	12,000
2014-08-08	AAOIAPPLIED OPTOELECTRONICS, INC.A Award	Director	AAward	+3,021 sh	—	—	40,316
2013-11-14	AAOIAPPLIED OPTOELECTRONICS, INC.A Award	Director	AAward	+5,500 sh	—	—	5,500
2013-10-01	AAOIAPPLIED OPTOELECTRONICS, INC. · Series F Convertible Preferred StockC Conversion	Director	CConversion	−6,666 sh	—	—	0
2013-10-01	AAOIAPPLIED OPTOELECTRONICS, INC. · Series G Convertible Preferred StockC Conversion	Director	CConversion	−971 sh	—	—	0
2013-10-01	AAOIAPPLIED OPTOELECTRONICS, INC. · Series F Convertible Preferred StockC Conversion	Director	CConversion	−3,333 sh	—	—	0
2013-10-01	AAOIAPPLIED OPTOELECTRONICS, INC. · Series D Convertible Preferred StockC Conversion	Director	CConversion	−1,259 sh	—	—	0
2013-10-01	AAOIAPPLIED OPTOELECTRONICS, INC. · Series G Convertible Preferred StockC Conversion	Director	CConversion	−2,404 sh	—	—	0
2013-10-01	AAOIAPPLIED OPTOELECTRONICS, INC. · Series C Convertible Preferred StockC Conversion	Director	CConversion	−4,194 sh	—	—	0
2013-10-01	AAOIAPPLIED OPTOELECTRONICS, INC.C Conversion	Director	CConversion	+9,690 sh	—	—	9,690
2013-10-01	AAOIAPPLIED OPTOELECTRONICS, INC.C Conversion	Director	CConversion	+7,999 sh	—	—	7,999
2013-10-01	AAOIAPPLIED OPTOELECTRONICS, INC.C Conversion	Director	CConversion	+2,404 sh	—	—	2,404
2013-10-01	AAOIAPPLIED OPTOELECTRONICS, INC.C Conversion	Director	CConversion	+3,192 sh	—	—	3,192
2013-10-01	AAOIAPPLIED OPTOELECTRONICS, INC.C Conversion	Director	CConversion	+3,999 sh	—	—	3,999
2013-10-01	AAOIAPPLIED OPTOELECTRONICS, INC.C Conversion	Director	CConversion	+971 sh	—	—	971
2012-10-22	ALLIANCE FIBER OPTIC PRODUCTS INCStock Option (Right to buy)M Exercise/Conversion	Director	MExercise/Conversion	+6,000 sh	$4.40	+$26.4K	12,000
2012-04-30	ALLIANCE FIBER OPTIC PRODUCTS INCStock Option (Right to buy)A Award	Director	AAward	+6,000 sh	$8.76	+$52.6K	6,000

Recent filings

Accepted (ET)
Sep 174
BLACK RICHARD B0001683168-26-007214
SEC(opens sec.gov)
Jun 114
BLACK RICHARD B0001683168-26-004771
SEC(opens sec.gov)
Mar 54
BLACK RICHARD B0001683168-26-001538
SEC(opens sec.gov)
Jan 54
BLACK RICHARD B0001683168-26-000100
SEC(opens sec.gov)
Dec 14
BLACK RICHARD B0001683168-25-008778
SEC(opens sec.gov)
Jun 174
BLACK RICHARD B0001683168-25-004562
SEC(opens sec.gov)
Jan 174
BLACK RICHARD B0001683168-25-000423
SEC(opens sec.gov)
Dec 184
BLACK RICHARD B0001683168-24-008815
SEC(opens sec.gov)
Nov 294
BLACK RICHARD B0001683168-24-008441
SEC(opens sec.gov)
Nov 184
BLACK RICHARD B0001683168-24-008226
SEC(opens sec.gov)
Jun 254
BLACK RICHARD B0001683168-24-004455
SEC(opens sec.gov)
Jun 284
BLACK RICHARD B0001683168-23-004464
SEC(opens sec.gov)
Jun 294
BLACK RICHARD B0001683168-22-004686
SEC(opens sec.gov)
Jun 154
BLACK RICHARD B0001683168-21-002563
SEC(opens sec.gov)
Jun 164
BLACK RICHARD B0001683168-20-001957
SEC(opens sec.gov)
Jun 44
BLACK RICHARD B0001683168-19-001782
SEC(opens sec.gov)
Jun 124
BLACK RICHARD B0001683168-18-001665
SEC(opens sec.gov)
Jan 164
BLACK RICHARD B0001683168-18-000139
SEC(opens sec.gov)
Dec 114
BLACK RICHARD B0001683168-17-003274
SEC(opens sec.gov)
Nov 134
BLACK RICHARD B0001683168-17-002934
SEC(opens sec.gov)

Companies

Address

C/O APPLIED OPTOELECTRONICS, INC. 13139 JESS PIRTLE BLVD.

SUGAR LAND, TX