Insider · CIK 0001208889

SCHWARZ MARK E

Reports to the SEC for 11 companies · DALLAS, TX

sec.gov

Transactions

Companies

Filings

CIK

0001208889

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-06-27	RAVERAVE RESTAURANT GROUP, INC. · Director Stock Option (right to buy)A Award	Director, Chairman, 10% Owner	AAward	+40K sh	—	—	40,000
2022-06-08	RAVERAVE RESTAURANT GROUP, INC.P Purchase	Director, Chairman, 10% Owner	PPurchase	+12.3K sh	$0.98	+$12K	3,092,125
2022-05-31	RAVERAVE RESTAURANT GROUP, INC.P Purchase	Director, Chairman, 10% Owner	PPurchase	+1,179 sh	$0.89	+$1,049.31	3,079,873
2022-05-31	HALLHALLMARK FINANCIAL SERVICES INCP Purchase	Director, Chairman & CEO, 10% Owner	PPurchase	+1,179 sh	$0.89	+$1,049.31	3,079,873
2022-05-31	HALLHALLMARK FINANCIAL SERVICES INCP Purchase	Director, Chairman & CEO, 10% Owner	PPurchase	0 sh	—	—	3,730,432
2022-05-26	RAVERAVE RESTAURANT GROUP, INC.P Purchase	Director, Chairman, 10% Owner	PPurchase	+11K sh	$0.88	+$9,667.68	3,078,694
2022-05-25	RAVERAVE RESTAURANT GROUP, INC.P Purchase	Director, Chairman, 10% Owner	PPurchase	+3,000 sh	$0.87	+$2,610	3,067,708
2022-05-24	RAVERAVE RESTAURANT GROUP, INC.P Purchase	Director, Chairman, 10% Owner	PPurchase	+990 sh	$0.87	+$861.3	3,064,708
2022-05-23	RAVERAVE RESTAURANT GROUP, INC.P Purchase	Director, Chairman, 10% Owner	PPurchase	+14.1K sh	$0.87	+$12.3K	3,063,718
2022-05-20	RAVERAVE RESTAURANT GROUP, INC.P Purchase	Director, Chairman, 10% Owner	PPurchase	+10.5K sh	$0.88	+$9,197.76	3,049,592
2022-05-19	RAVERAVE RESTAURANT GROUP, INC.P Purchase	Director, Chairman, 10% Owner	PPurchase	+11.3K sh	$0.89	+$10K	3,039,140
2022-05-18	RAVERAVE RESTAURANT GROUP, INC.P Purchase	Director, Chairman, 10% Owner	PPurchase	+9,843 sh	$0.90	+$8,858.7	3,027,874
2022-05-17	RAVERAVE RESTAURANT GROUP, INC.P Purchase	Director, Chairman, 10% Owner	PPurchase	+7,600 sh	$0.90	+$6,840	3,018,031
2022-05-16	RAVERAVE RESTAURANT GROUP, INC.P Purchase	Director, Chairman, 10% Owner	PPurchase	+18.8K sh	$0.88	+$16.5K	3,010,431
2022-05-12	RAVERAVE RESTAURANT GROUP, INC.P Purchase	Director, Chairman, 10% Owner	PPurchase	+10.7K sh	$0.87	+$9,305.79	140,691
2022-05-12	RAVERAVE RESTAURANT GROUP, INC.P Purchase	Director, Chairman, 10% Owner	PPurchase	+2,201 sh	$0.87	+$1,914.21	2,991,654
2022-05-11	RAVERAVE RESTAURANT GROUP, INC.P Purchase	Director, Chairman, 10% Owner	PPurchase	+18K sh	$0.86	+$15.4K	129,991
2022-05-10	RAVERAVE RESTAURANT GROUP, INC.P Purchase	Director, Chairman, 10% Owner	PPurchase	+11.3K sh	$0.87	+$9,869.42	111,991
2022-04-03	HALLHALLMARK FINANCIAL SERVICES INC · Restricted Stock UnitsA Award	Director, Chairman & CEO, 10% Owner	AAward	+124K sh	—	—	123,968
2021-12-21	HALLHALLMARK FINANCIAL SERVICES INC · Restricted Stock UnitsA Award	Director, Chairman & CEO, 10% Owner	AAward	+127K sh	—	—	127,374
2021-12-21	HALLHALLMARK FINANCIAL SERVICES INC · Restricted Stock UnitsA Award	Director, Chairman & CEO, 10% Owner	AAward	+127K sh	—	—	127,374
2019-03-07	HALLHALLMARK FINANCIAL SERVICES INCF Tax Payment	Director, Chairman & CEO, 10% Owner	FTax Payment	−128K sh	$10.31	−$1.32M	2,580
2019-03-07	HALLHALLMARK FINANCIAL SERVICES INC · Director Stock Option (right to buy)M Exercise/Conversion	Director, Chairman & CEO, 10% Owner	MExercise/Conversion	−200K sh	—	—	0
2019-03-07	HALLHALLMARK FINANCIAL SERVICES INCM Exercise/Conversion	Director, Chairman & CEO, 10% Owner	MExercise/Conversion	+200K sh	$6.61	+$1.32M	202,580
2017-12-15	RAVERAVE RESTAURANT GROUP, INC.C Conversion	Director, Chairman, 10% Owner	CConversion	+150K sh	$2.00	+$300K	2,989,453
2017-12-15	RAVERAVE RESTAURANT GROUP, INC. · 4% Convertible Senior Notes due 2022, Par $100C Conversion	Director, Chairman, 10% Owner	CConversion	—	—	—	—
2017-09-27	RAVERAVE RESTAURANT GROUP, INC.S Sale	Director, Chairman, 10% Owner	SSale	−179K sh	$1.40	−$250K	2,839,453
2017-09-25	RAVERAVE RESTAURANT GROUP, INC.S Sale	Director, Chairman, 10% Owner	SSale	−500K sh	$1.40	−$700K	3,017,993
2017-09-14	RAVERAVE RESTAURANT GROUP, INC.X Exercise of In-Money	Director, Chairman, 10% Owner	XExercise of In-Money	+1.79M sh	$1.40	+$2.5M	3,517,993
2017-03-16	RAVERAVE RESTAURANT GROUP, INC. · 4% Convertible Senior Notes due 2022, Par $100S Sale	Director, Chairman, 10% Owner	SSale	—	$219400.00	—	—
2017-03-03	RAVERAVE RESTAURANT GROUP, INC. · 4% Convertible Senior Notes due 2022, Par $100P Purchase	Director, Chairman, 10% Owner	PPurchase	—	$1304400.00	—	—
2017-03-03	RAVERAVE RESTAURANT GROUP, INC. · 4% Convertible Senior Notes due 2022, Par $100P Purchase	Director, Chairman, 10% Owner	PPurchase	—	$27800.00	—	—
2016-06-27	RAVERAVE RESTAURANT GROUP, INC. · Director Stock Option (right to buy)A Award	Director, Chairman, 10% Owner	AAward	+40K sh	—	—	40,000
2016-06-01	SL INDUSTRIES INCD Disposition to Issuer	Director	DDisposition to Issuer	−6,000 sh	$40.00	−$240K	0
2016-05-31	SL INDUSTRIES INCU Disposition from Tender	Director	UDisposition from Tender	−10K sh	$40.00	−$400K	6,000
2016-05-04	SL INDUSTRIES INCA Award	Director	AAward	+3,000 sh	—	—	16,001
2015-12-30	RAVERAVE RESTAURANT GROUP, INC.P Purchase	Director, Chairman, 10% Owner	PPurchase	+16.7K sh	$5.85	+$97.5K	100,691
2015-12-28	RAVERAVE RESTAURANT GROUP, INC.P Purchase	Director, Chairman, 10% Owner	PPurchase	+3,335 sh	$5.75	+$19.2K	84,026
2015-05-28	SL INDUSTRIES INCA Award	Director	AAward	+3,000 sh	—	—	13,001
2013-09-17	HALLHALLMARK FINANCIAL SERVICES INCP Purchase	Director, Chairman & CEO, 10% Owner	PPurchase	+25K sh	$8.80	+$220K	949,702
2013-09-16	HALLHALLMARK FINANCIAL SERVICES INCP Purchase	Director, Chairman & CEO, 10% Owner	PPurchase	+5,100 sh	$8.67	+$44.2K	924,702
2013-09-13	HALLHALLMARK FINANCIAL SERVICES INCP Purchase	Director, Chairman & CEO, 10% Owner	PPurchase	+208 sh	$8.55	+$1,778.4	919,602
2013-09-12	HALLHALLMARK FINANCIAL SERVICES INCP Purchase	Director, Chairman & CEO, 10% Owner	PPurchase	+7,665 sh	$8.52	+$65.3K	919,394
2013-09-11	HALLHALLMARK FINANCIAL SERVICES INCP Purchase	Director, Chairman & CEO, 10% Owner	PPurchase	+7,490 sh	$8.35	+$62.5K	911,729
2013-05-09	SL INDUSTRIES INCA Award	Director	AAward	+3,000 sh	—	—	7,001
2012-06-25	RAVERAVE RESTAURANT GROUP, INC. · Director Stock Options (Right to Buy)A Award	Director, Chairman, 10% Owner	AAward	+15K sh	—	—	95,000
2012-06-20	RAVERAVE RESTAURANT GROUP, INC.P Purchase	Director, Chairman, 10% Owner	PPurchase	+2,900 sh	$2.56	+$7,424	3,068,100
2012-06-18	RAVERAVE RESTAURANT GROUP, INC.P Purchase	Director, Chairman, 10% Owner	PPurchase	+4,600 sh	$2.38	+$10.9K	3,065,200
2012-04-02	SL INDUSTRIES INCA Award	Director	AAward	+3,000 sh	—	—	4,001
2012-03-30	HALLHALLMARK FINANCIAL SERVICES INCJ Other	Director, Chairman & CEO, 10% Owner	JOther	+37.3K sh	—	—	4,952,857

Recent filings

Accepted (ET)
Jun 274
NEWCASTLE CAPITAL GROUP LLC0001181580-22-000018
SEC(opens sec.gov)
Jun 94
NEWCASTLE CAPITAL GROUP LLC0001914789-22-000002
SEC(opens sec.gov)
Jun 24
NEWCASTLE CAPITAL GROUP LLC0001181580-22-000012
SEC(opens sec.gov)
Jun 24/A
NEWCASTLE CAPITAL GROUP LLC0001181580-22-000013
SEC(opens sec.gov)
Jun 24
NEWCASTLE CAPITAL GROUP LLC0001181580-22-000014
SEC(opens sec.gov)
May 264
NEWCASTLE CAPITAL GROUP LLC0001181580-22-000011
SEC(opens sec.gov)
May 234
NEWCASTLE CAPITAL GROUP LLC0001181580-22-000010
SEC(opens sec.gov)
May 184
NEWCASTLE CAPITAL GROUP LLC0001181580-22-000009
SEC(opens sec.gov)
May 124
NEWCASTLE CAPITAL GROUP LLC0001181580-22-000008
SEC(opens sec.gov)
Apr 54
NEWCASTLE CAPITAL GROUP LLC0001181580-22-000005
SEC(opens sec.gov)

Companies

Address

200 CRESCENT COURT STE 1400

DALLAS, TX, 75201